CIA

Cape Investment Advisory Portfolio holdings

AUM $325M
1-Year Est. Return 15.46%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+15.46%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$102M
AUM Growth
-$172M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
1,231
New
Increased
Reduced
Closed

Top Buys

1
+$831K
2
+$334K
3
+$262K
4
DYNF icon
BlackRock US Equity Factor Rotation ETF
DYNF
+$249K
5
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$172K

Top Sells

1
+$38.9M
2
+$16.8M
3
+$7.62M
4
BINC icon
BlackRock Flexible Income ETF
BINC
+$6.67M
5
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$6.02M

Sector Composition

1 Technology 16.85%
2 Consumer Discretionary 9.92%
3 Communication Services 9.9%
4 Financials 9.41%
5 Healthcare 7.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JD icon
1026
JD.com
JD
$41.3B
– –
-200
KD icon
1027
Kyndryl
KD
$3.01B
– –
-746
KJAN icon
1028
Innovator US Small Cap Power Buffer ETF January
KJAN
$325M
– –
-250
KJUL icon
1029
Innovator US Small Cap Power Buffer ETF July
KJUL
$134M
– –
-200
KLG
1030
DELISTED
WK Kellogg Co
KLG
– –
-382
KOCT icon
1031
Innovator US Small Cap Power Buffer ETF October
KOCT
$142M
– –
-18,500
KRE icon
1032
State Street SPDR S&P Regional Banking ETF
KRE
$3.85B
– –
-254
KWEB icon
1033
KraneShares CSI China Internet ETF
KWEB
$6.21B
– –
-5,402
LEN icon
1034
Lennar Class A
LEN
$23.4B
– –
-2
LEU icon
1035
Centrus Energy
LEU
$4.18B
– –
-454
LEVI icon
1036
Levi Strauss
LEVI
$8.6B
– –
-1,000
LIT icon
1037
Global X Lithium & Battery Tech ETF
LIT
$1.94B
– –
-605
LNT icon
1038
Alliant Energy
LNT
$18.7B
– –
-15
LQDH icon
1039
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
$506M
– –
-297
LTBR icon
1040
Lightbridge
LTBR
$413M
– –
-180
LULU icon
1041
lululemon athletica
LULU
$16.7B
– –
-28
LUNR icon
1042
Intuitive Machines
LUNR
$4.14B
– –
-200
MAIN icon
1043
Main Street Capital
MAIN
$4.9B
– –
-100
MCBS icon
1044
MetroCity Bankshares
MCBS
$903M
– –
-59,500
MDXG icon
1045
MiMedx Group
MDXG
$508M
– –
-5,500
MFIC icon
1046
MidCap Financial Investment
MFIC
$1.06B
– –
-1,784
MGMT icon
1047
Ballast Small/Mid Cap ETF
MGMT
$173M
– –
-77,215
MINO icon
1048
PIMCO Municipal Income Opportunities Active ETF
MINO
$597M
– –
-300
MINT icon
1049
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$15.6B
– –
-407
MJ icon
1050
Amplify Alternative Harvest ETF
MJ
$135M
– –
-41
40 41
42
43 44