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Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
+5.43%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$102M
AUM Growth
-$172M
Cap. Flow
-$181M
Cap. Flow %
-178.35%
Top 10 Hldgs %
27.15%
Holding
1,230
New
60
Increased
205
Reduced
375
Closed
384

Top Buys

Rank Stock Value
1
MAS icon
Masco
MAS
+$831K
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$334K
3
OEF icon
iShares S&P 100 ETF
OEF
+$262K
4
DYNF icon
BlackRock US Equity Factor Rotation ETF
DYNF
+$249K
5
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$172K

Top Sells

Rank Stock Value
1
SCHB icon
Schwab US Broad Market ETF
SCHB
+$38.9M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$16.8M
3
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$7.62M
4
BINC icon
BlackRock Flexible Income ETF
BINC
+$6.67M
5
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$6.02M

Sector Composition

Rank Sector Weight
1 Technology 16.85%
2 Consumer Discretionary 9.92%
3 Communication Services 9.9%
4 Financials 9.41%
5 Healthcare 7.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KRE icon
1026
State Street SPDR S&P Regional Banking ETF
KRE
$4.55B
– –
-254
Closed -$15.1K
KWEB icon
1027
KraneShares CSI China Internet ETF
KWEB
$5.76B
– –
-5,402
Closed -$185K
LEN icon
1028
Lennar Class A
LEN
$20.6B
– –
-2
Closed -$221
LEU icon
1029
Centrus Energy
LEU
$3.78B
– –
-454
Closed -$83.2K
LEVI icon
1030
Levi Strauss
LEVI
$9.25B
– –
-1,000
Closed -$18.5K
LIT icon
1031
Global X Lithium & Battery Tech ETF
LIT
$1.6B
– –
-605
Closed -$23.2K
LNT icon
1032
Alliant Energy
LNT
$17.7B
– –
-15
Closed -$907
LPLA icon
1033
LPL Financial
LPLA
$29.2B
– –
-13
Closed -$4.88K
LQDH icon
1034
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
$540M
– –
-297
Closed -$27.5K
LTBR icon
1035
Lightbridge
LTBR
$290M
– –
-180
Closed -$2.41K
LULU icon
1036
lululemon athletica
LULU
$14.4B
– –
-28
Closed -$6.65K
LUNR icon
1037
Intuitive Machines
LUNR
$2.53B
– –
-200
Closed -$2.17K
MAIN icon
1038
Main Street Capital
MAIN
$5.39B
– –
-100
Closed -$5.91K
MCBS icon
1039
MetroCity Bankshares
MCBS
$1.01B
– –
-59,500
Closed -$1.7M
MDXG icon
1040
MiMedx Group
MDXG
$619M
– –
-5,500
Closed -$33.6K
MFIC icon
1041
MidCap Financial Investment
MFIC
$791M
– –
-1,784
Closed -$22.5K
MGMT icon
1042
Ballast Small/Mid Cap ETF
MGMT
$177M
– –
-77,215
Closed -$3.05M
MINO icon
1043
PIMCO Municipal Income Opportunities Active ETF
MINO
$752M
– –
-300
Closed -$13.3K
MINT icon
1044
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.1B
– –
-407
Closed -$40.9K
MJ icon
1045
Amplify Alternative Harvest ETF
MJ
$104M
– –
-41
Closed -$736
MRSH
1046
Marsh
MRSH
$91B
– –
-7
Closed -$1.53K
MOS icon
1047
The Mosaic Company
MOS
$7.35B
– –
-304
Closed -$11.1K
MP icon
1048
MP Materials
MP
$9.75B
– –
-7
Closed -$233
MPLX icon
1049
MPLX
MPLX
$59.4B
– –
-200
Closed -$10.3K
NAIL icon
1050
Direxion Daily Homebuilders & Supplies Bull 3X ETF
NAIL
$575M
– –
-246
Closed -$13K
40 41
42
43 44

Similar funds

RCP
RIT Capital Partners London, United Kingdom $374M AUM 25.18% 1-Year Est. Return
HPM
Helix Partners Management New York $374M AUM 136.73% 1-Year Est. Return
CAG
Compass Advisory Group Melville, New York $374M AUM 14.59% 1-Year Est. Return
LWMNY
Landmark Wealth Management (New York) Melville, New York $373M AUM 12.01% 1-Year Est. Return
CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return
BHC
Bull Harbor Capital Bethesda, Maryland $373M AUM
HPC
Highland Peak Capital Old Greenwich, Connecticut $373M AUM 80.02% 1-Year Est. Return
JC
Joho Capital New York $373M AUM 18.89% 1-Year Est. Return

Cape Investment Advisory's Q3 2025 Portfolio in Review

As of Q3 2025, Cape Investment Advisory held 1,230 positions worth $102M, down 63% from $274M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Cape Investment Advisory withdrew a net $181M in Q3 2025, closing 384 positions and reducing 375 holdings. Its most notable exit was Invesco S&P 500 Equal Weight ETF, an estimated $5.44M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 9.9% a quarter earlier, followed by Consumer Discretionary and Communication Services.

Against the trend, Cape Investment Advisory opened a new position in Healthpeak Properties worth $173K.

  • Cape Investment Advisory's largest Q3 2025 buy was Healthpeak Properties: 9,019 shares worth $173K.
  • Cape Investment Advisory added most to Masco in Q3 2025, an estimated $831K increase.
  • Cape Investment Advisory's biggest Q3 2025 reduction was Schwab US Broad Market ETF, cutting an estimated $38.9M.
  • Cape Investment Advisory fully exited Invesco S&P 500 Equal Weight ETF in Q3 2025, selling an estimated $5.44M.
  • Cape Investment Advisory's ten largest holdings make up 27% of its $102M portfolio in Q3 2025.
  • Cape Investment Advisory opened 60 new positions and closed 384 in Q3 2025.
  • Cape Investment Advisory's portfolio value fell 63% quarter-over-quarter to $102M.

Based on Cape Investment Advisory's 13F filing for Q3 2025, filed 29 Dec 2025.