CIA

Cape Investment Advisory Portfolio holdings

AUM $102M
1-Year Est. Return 14.31%
This Quarter Est. Return
1 Year Est. Return
+14.31%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$102M
AUM Growth
-$172M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
1,231
New
Increased
Reduced
Closed

Top Buys

1
+$831K
2
+$347K
3
+$274K
4
DYNF icon
BlackRock US Equity Factor Rotation ETF
DYNF
+$260K
5
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$174K

Top Sells

1
+$40.4M
2
+$17.2M
3
+$7.98M
4
BINC icon
BlackRock Flexible Income ETF
BINC
+$6.72M
5
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$6.13M

Sector Composition

1 Technology 16.85%
2 Consumer Discretionary 9.92%
3 Communication Services 9.9%
4 Financials 9.42%
5 Healthcare 7.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LEU icon
1026
Centrus Energy
LEU
$5.57B
– –
-454
LEVI icon
1027
Levi Strauss
LEVI
$8.39B
– –
-1,000
LIT icon
1028
Global X Lithium & Battery Tech ETF
LIT
$1.61B
– –
-605
LNT icon
1029
Alliant Energy
LNT
$17.2B
– –
-15
LPLA icon
1030
LPL Financial
LPLA
$29.8B
– –
-13
LQDH icon
1031
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
$545M
– –
-297
LTBR icon
1032
Lightbridge
LTBR
$583M
– –
-180
LULU icon
1033
lululemon athletica
LULU
$23.8B
– –
-28
LUNR icon
1034
Intuitive Machines
LUNR
$2.78B
– –
-200
MAIN icon
1035
Main Street Capital
MAIN
$5.58B
– –
-100
MCBS icon
1036
MetroCity Bankshares
MCBS
$784M
– –
-59,500
MDXG icon
1037
MiMedx Group
MDXG
$843M
– –
-5,500
MFIC icon
1038
MidCap Financial Investment
MFIC
$1.07B
– –
-1,784
MGMT icon
1039
Ballast Small/Mid Cap ETF
MGMT
$168M
– –
-77,215
MINO icon
1040
PIMCO Municipal Income Opportunities Active ETF
MINO
$479M
– –
-300
MINT icon
1041
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$14.7B
– –
-407
MJ icon
1042
Amplify Alternative Harvest ETF
MJ
$154M
– –
-41
MRSH
1043
Marsh
MRSH
$89.3B
– –
-7
MOS icon
1044
The Mosaic Company
MOS
$8.75B
– –
-304
MP icon
1045
MP Materials
MP
$11.8B
– –
-7
MPLX icon
1046
MPLX
MPLX
$56.4B
– –
-200
NAIL icon
1047
Direxion Daily Homebuilders & Supplies Bull 3X Shares
NAIL
$770M
– –
-246
NAK
1048
Northern Dynasty Minerals
NAK
$1.17B
– –
-500
NAT icon
1049
Nordic American Tanker
NAT
$866M
– –
-200
NATL icon
1050
NCR Atleos
NATL
$2.94B
– –
-152
40 41
42
43 44