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Cape Investment Advisory Portfolio holdings

AUM $301M
1-Year Est. Return 15.49%
This Fund
S&P 500
This Quarter Est. Return
-1.37%
1 Year Est. Return
+15.49%
3 Year Est. Return
+54.32%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$301M
AUM Growth
-$24.5M
Cap. Flow
-$16.8M
Cap. Flow %
-5.6%
Top 10 Hldgs %
37.94%
Holding
1,312
New
4
Increased
122
Reduced
92
Closed
1,085

Top Buys

Rank Stock Value
1
KO icon
Coca-Cola
KO
+$2.52M
2
DDFM
Innovator Equity Dual Directional 15 Buffer ETF - March
DDFM
+$1.48M
3
BINC icon
BlackRock Flexible Income ETF
BINC
+$1.1M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.03M
5
ICE icon
Intercontinental Exchange
ICE
+$933K

Top Sells

Rank Stock Value
1
DEO icon
Diageo
DEO
+$854K
2
KMX icon
CarMax
KMX
+$602K
3
OEF icon
iShares S&P 100 ETF
OEF
+$533K
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$497K
5
AMAT icon
Applied Materials
AMAT
+$488K

Sector Composition

Rank Sector Weight
1 Technology 8.39%
2 Communication Services 5.1%
3 Financials 4.84%
4 Consumer Discretionary 3.43%
5 Healthcare 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WUGI icon
1226
AXS Esoterica NextG Economy ETF
WUGI
$30.7M
– –
-127
Closed -$9.22K
XAR icon
1227
State Street SPDR S&P Aerospace & Defense ETF
XAR
$5.87B
– –
-14
Closed -$3.38K
XBI icon
1228
State Street SPDR S&P Biotech ETF
XBI
$10.4B
– –
-7
Closed -$854
XBJA icon
1229
Innovator US Equity Accelerated 9 Buffer ETF January
XBJA
$88.1M
– –
-2,400
Closed -$76.7K
XEL icon
1230
Xcel Energy
XEL
$49.2B
– –
-74
Closed -$5.47K
XEMD icon
1231
BondBloxx JPMorgan USD Emerging Markets 1-10 Year Bond ETF
XEMD
$916M
– –
-46
Closed -$2.05K
XENE icon
1232
Xenon Pharmaceuticals
XENE
$6.6B
– –
-39
Closed -$1.75K
XLB icon
1233
State Street Materials Select Sector SPDR ETF
XLB
$8.34B
– –
-1,797
Closed -$81.5K
XLE icon
1234
State Street Energy Select Sector SPDR ETF
XLE
$38.2B
– –
-749
Closed -$33.5K
XLC icon
1235
State Street Communication Services Select Sector SPDR ETF
XLC
$23.1B
– –
-473
Closed -$55.7K
XLI icon
1236
State Street Industrial Select Sector SPDR ETF
XLI
$33.3B
– –
-34
Closed -$5.27K
XLP icon
1237
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
– –
-435
Closed -$33.8K
XLRE icon
1238
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.56B
– –
-94
Closed -$3.79K
XLU icon
1239
State Street Utilities Select Sector SPDR ETF
XLU
$23.5B
– –
-1,456
Closed -$62.1K
XLY icon
1240
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.3B
– –
-96
Closed -$11.5K
XMHQ icon
1241
Invesco S&P MidCap Quality ETF
XMHQ
$5.39B
– –
-447
Closed -$45.8K
XPH icon
1242
State Street SPDR S&P Pharmaceuticals ETF
XPH
$470M
– –
-238
Closed -$13.3K
XSMO icon
1243
Invesco S&P SmallCap Momentum ETF
XSMO
$3B
– –
-1,210
Closed -$87.1K
XYLD icon
1244
Global X S&P 500 Covered Call ETF
XYLD
$3.22B
– –
-1,200
Closed -$48.8K
XYL icon
1245
Xylem
XYL
$29.2B
– –
-175
Closed -$23.8K
YETI icon
1246
Yeti Holdings
YETI
$3.87B
– –
-236
Closed -$10.4K
YLD icon
1247
Principal Active High Yield ETF
YLD
$571M
– –
-3,037
Closed -$57.7K
YOLO icon
1248
AdvisorShares Pure Cannabis ETF
YOLO
$31.3M
– –
-100
Closed -$330
YUM icon
1249
Yum! Brands
YUM
$40.8B
– –
-536
Closed -$81.1K
YUMC icon
1250
Yum China
YUMC
$15.1B
– –
-2,490
Closed -$119K
48 49
50
51 52

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VIM
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ACM
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UWM
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M2MC
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CIM
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FPCG
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Cape Investment Advisory's Q1 2026 Portfolio in Review

As of Q1 2026, Cape Investment Advisory held 1,312 positions worth $301M, down 7.5% from $325M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Cape Investment Advisory withdrew a net $16.8M in Q1 2026, closing 1,085 positions and reducing 92 holdings. Its most notable exit was Diageo, an estimated $854K position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 9.6% a quarter earlier, followed by Communication Services and Financials.

Against the trend, Cape Investment Advisory opened a new position in Innovator Equity Dual Directional 15 Buffer ETF - March worth $1.47M.

  • Cape Investment Advisory's largest Q1 2026 buy was Innovator Equity Dual Directional 15 Buffer ETF - March: 78,161 shares worth $1.47M.
  • Cape Investment Advisory added most to Coca-Cola in Q1 2026, an estimated $2.52M increase.
  • Cape Investment Advisory's biggest Q1 2026 reduction was Alphabet (Google) Class A, cutting an estimated $497K.
  • Cape Investment Advisory fully exited Diageo in Q1 2026, selling an estimated $854K.
  • Cape Investment Advisory's ten largest holdings make up 38% of its $301M portfolio in Q1 2026.
  • Cape Investment Advisory opened 4 new positions and closed 1,085 in Q1 2026.
  • Cape Investment Advisory's portfolio value fell 7.5% quarter-over-quarter to $301M.

Based on Cape Investment Advisory's 13F filing for Q1 2026, filed 15 May 2026.