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Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
-2.7%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$176M
AUM Growth
-$2.62M
Cap. Flow
+$3.23M
Cap. Flow %
1.83%
Top 10 Hldgs %
39.15%
Holding
952
New
42
Increased
244
Reduced
172
Closed
22

Top Buys

Rank Stock Value
1
CVX icon
Chevron
CVX
+$2.04M
2
CHKP icon
Check Point Software Technologies
CHKP
+$799K
3
XOM icon
ExxonMobil
XOM
+$610K
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$388K
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$374K

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.35M
2
AAPL icon
Apple
AAPL
+$1.07M
3
SCHB icon
Schwab US Broad Market ETF
SCHB
+$671K
4
COR icon
Cencora
COR
+$643K
5
CMG icon
Chipotle Mexican Grill
CMG
+$390K

Sector Composition

Rank Sector Weight
1 Technology 8.53%
2 Financials 5.28%
3 Communication Services 5.2%
4 Healthcare 4.73%
5 Consumer Discretionary 4.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STLA icon
601
Stellantis
STLA
$20.8B
$7.82K ﹤0.01%
409
– –
LSTR icon
602
Landstar System
LSTR
$6.22B
$7.79K ﹤0.01%
44
– –
XYLD icon
603
Global X S&P 500 Covered Call ETF
XYLD
$3.28B
$7.78K ﹤0.01%
200
– –
AXON
604
Axon Enterprise
AXON
$47.4B
$7.76K ﹤0.01%
39
– –
ESGE icon
605
iShares ESG Aware MSCI EM ETF
ESGE
$6.68B
$7.72K ﹤0.01%
255
+26
+11% +$823
DIG icon
606
ProShares Ultra Energy
DIG
$78.4M
$7.66K ﹤0.01%
176
– –
ASML icon
607
ASML
ASML
$676B
$7.65K ﹤0.01%
13
– –
APPS icon
608
Digital Turbine
APPS
$1.77B
$7.56K ﹤0.01%
1,250
– –
RPG icon
609
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
$7.54K ﹤0.01%
250
– –
KTF
610
DWS Municipal Income Trust
KTF
$352M
$7.51K ﹤0.01%
976
– –
HOG icon
611
Harley-Davidson
HOG
$2.69B
$7.44K ﹤0.01%
225
– –
AVT icon
612
Avnet
AVT
$8B
$7.37K ﹤0.01%
153
– –
HYLS icon
613
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.64B
$7.34K ﹤0.01%
187
– –
CHX
614
DELISTED
ChampionX
CHX
$7.12K ﹤0.01%
200
– –
MPLX icon
615
MPLX
MPLX
$59.6B
$7.11K ﹤0.01%
200
– –
MDYG icon
616
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.95B
$7.09K ﹤0.01%
103
+1
+1% +$72
ABEV icon
617
Ambev
ABEV
$45.7B
$7.08K ﹤0.01%
2,745
– –
VCIT icon
618
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.6B
$7.07K ﹤0.01%
93
-120
-56% -$9.34K
GNMA icon
619
iShares GNMA Bond ETF
GNMA
$431M
$7.06K ﹤0.01%
169
-649
-79% -$27.9K
MCHI icon
620
iShares MSCI China ETF
MCHI
$6.38B
$7.01K ﹤0.01%
162
+8
+5% +$362
OBDC icon
621
Blue Owl Capital
OBDC
$5.68B
$6.92K ﹤0.01%
500
– –
FNY icon
622
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$604M
$6.8K ﹤0.01%
112
– –
SMFG icon
623
Sumitomo Mitsui Financial
SMFG
$160B
$6.74K ﹤0.01%
684
– –
LIN icon
624
Linde
LIN
$226B
$6.7K ﹤0.01%
18
-39
-68% -$14.8K
HDV
625
iShares Core High Dividend ETF
HDV
$14.9B
$6.63K ﹤0.01%
335
– –
23 24
25
26 27

Similar funds

RCP
RIT Capital Partners London, United Kingdom $374M AUM 25.18% 1-Year Est. Return
HPM
Helix Partners Management New York $374M AUM 136.73% 1-Year Est. Return
CAG
Compass Advisory Group Melville, New York $374M AUM 14.59% 1-Year Est. Return
LWMNY
Landmark Wealth Management (New York) Melville, New York $373M AUM 12.01% 1-Year Est. Return
CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return
BHC
Bull Harbor Capital Bethesda, Maryland $373M AUM
HPC
Highland Peak Capital Old Greenwich, Connecticut $373M AUM 80.02% 1-Year Est. Return
JC
Joho Capital New York $373M AUM 18.89% 1-Year Est. Return

Cape Investment Advisory's Q3 2023 Portfolio in Review

As of Q3 2023, Cape Investment Advisory held 952 positions worth $176M, down 1.5% from $179M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Cape Investment Advisory's Q3 2023 filing shows 42 new, 244 increased, 172 reduced and 22 closed positions. Its largest new stake was Check Point Software Technologies: 6,082 shares worth $811K. The largest sale was Vanguard Short-Term Bond ETF, an estimated $1.35M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, down from 9.2% a quarter earlier, followed by Financials and Communication Services.

  • Cape Investment Advisory's largest Q3 2023 buy was Check Point Software Technologies: 6,082 shares worth $811K.
  • Cape Investment Advisory added most to Chevron in Q3 2023, an estimated $2.04M increase.
  • Cape Investment Advisory's biggest Q3 2023 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $1.35M.
  • Cape Investment Advisory fully exited iShares Ultra Short Duration Bond Active ETF in Q3 2023, selling an estimated $187K.
  • Cape Investment Advisory's ten largest holdings make up 39% of its $176M portfolio in Q3 2023.
  • Cape Investment Advisory opened 42 new positions and closed 22 in Q3 2023.
  • Cape Investment Advisory's portfolio value fell 1.5% quarter-over-quarter to $176M.

Based on Cape Investment Advisory's 13F filing for Q3 2023, filed 7 Nov 2023.