CIA
FNY icon

Cape Investment Advisory’s First Trust Mid Cap Growth AlphaDEX Fund FNY Stock Holding History

Cape Investment Advisory’s Portfolio FNY Stock Details FNY Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2023
Q4 		– Sell
-112
Closed -$6.8K – 1154
2023
Q3 		$6.8K Hold
112
– – ﹤0.01% 622
2023
Q2 		$7.25K Hold
112
– – ﹤0.01% 606
2023
Q1 		$6.66K Buy
+112
New +$6.66K ﹤0.01% 617

Other funds holding FNY

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
NA
NewEdge Advisors New Orleans, Louisiana $27.7B AUM 22.98% 1-Year Est. Return
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
BFEC
Benjamin F. Edwards & Company St. Louis, Missouri $5.69B AUM 15.37% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Cape Investment Advisory's FNY Position: Q4 2023 in Review

Cape Investment Advisory sold out of First Trust Mid Cap Growth AlphaDEX Fund (FNY) in Q4 2023, closing a stake of 112 shares — an estimated $6.8K sold.

Cape Investment Advisory first reported a position in FNY in Q1 2023 and held it in 3 quarters. The position peaked at $7.25K in Q2 2023. 88 funds tracked by Wall St. Rank hold FNY as of Q4 2023.

  • Cape Investment Advisory reported no remaining First Trust Mid Cap Growth AlphaDEX Fund position as of Q4 2023 after selling out during the quarter.
  • Cape Investment Advisory sold 112 First Trust Mid Cap Growth AlphaDEX Fund shares in Q4 2023, an estimated $6.8K.
  • Cape Investment Advisory first reported a position in First Trust Mid Cap Growth AlphaDEX Fund in Q1 2023 and held it in 3 quarters.
  • Cape Investment Advisory's First Trust Mid Cap Growth AlphaDEX Fund position peaked at $7.25K in Q2 2023.
  • 88 funds tracked by Wall St. Rank held First Trust Mid Cap Growth AlphaDEX Fund as of Q4 2023.

Based on Cape Investment Advisory's 13F filing for Q4 2023, filed 12 Feb 2024.