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Cape Investment Advisory Portfolio holdings

AUM $374M
1-Year Est. Return 21.53%
This Fund
S&P 500
This Quarter Est. Return
-1.37%
1 Year Est. Return
+21.53%
3 Year Est. Return
+65.19%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$301M
AUM Growth
-$24.5M
Cap. Flow
-$16.8M
Cap. Flow %
-5.6%
Top 10 Hldgs %
37.94%
Holding
1,312
New
4
Increased
122
Reduced
92
Closed
1,085

Top Buys

Rank Stock Value
1
KO icon
Coca-Cola
KO
+$2.52M
2
DDFM
Innovator Equity Dual Directional 15 Buffer ETF - March
DDFM
+$1.48M
3
BINC icon
BlackRock Flexible Income ETF
BINC
+$1.1M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.03M
5
ICE icon
Intercontinental Exchange
ICE
+$933K

Top Sells

Rank Stock Value
1
DEO icon
Diageo
DEO
+$854K
2
KMX icon
CarMax
KMX
+$602K
3
OEF icon
iShares S&P 100 ETF
OEF
+$533K
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$497K
5
AMAT icon
Applied Materials
AMAT
+$488K

Sector Composition

Rank Sector Weight
1 Technology 8.39%
2 Communication Services 5.1%
3 Financials 4.84%
4 Consumer Discretionary 3.43%
5 Healthcare 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BJ icon
326
BJs Wholesale Club
BJ
$12.3B
– –
-209
Closed -$18.8K
BNY
327
Bank of New York Mellon
BNY
$107B
– –
-960
Closed -$111K
BKLC icon
328
BNY Mellon US Large Cap Core Equity ETF
BKLC
$5.69B
– –
-750
Closed -$32.7K
BKLN icon
329
Invesco Senior Loan ETF
BKLN
$6.74B
– –
-3,536
Closed -$74.3K
BKR icon
330
Baker Hughes
BKR
$61.1B
– –
-2,815
Closed -$128K
BLD
331
DELISTED
TopBuild
BLD
– –
-11
Closed -$4.59K
BLDR icon
332
Builders FirstSource
BLDR
$8.04B
– –
-128
Closed -$13.2K
BLV icon
333
Vanguard Long-Term Bond ETF
BLV
$5.74B
– –
-1,045
Closed -$72.6K
BMAR icon
334
Innovator US Equity Buffer ETF March
BMAR
$255M
– –
-1,100
Closed -$58.4K
BMRN icon
335
BioMarin Pharmaceuticals
BMRN
$12.4B
– –
-23
Closed -$1.37K
BMY icon
336
Bristol-Myers Squibb
BMY
$132B
– –
-613
Closed -$33K
BOCT icon
337
Innovator US Equity Buffer ETF October
BOCT
$289M
– –
-600
Closed -$29.7K
BOND icon
338
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.49B
– –
-295
Closed -$27.5K
BOOT icon
339
Boot Barn
BOOT
$4.95B
– –
-16
Closed -$2.82K
BR icon
340
Broadridge
BR
$19B
– –
-185
Closed -$41.3K
BROS icon
341
Dutch Bros
BROS
$9.26B
– –
-36
Closed -$2.2K
BRX icon
342
Brixmor Property Group
BRX
$9.32B
– –
-71
Closed -$1.86K
BSEP icon
343
Innovator US Equity Buffer ETF September
BSEP
$217M
– –
-1,100
Closed -$54.2K
BSV icon
344
Vanguard Short-Term Bond ETF
BSV
$45.6B
– –
-2,237
Closed -$176K
BSX icon
345
Boston Scientific
BSX
$71.5B
– –
-98
Closed -$9.34K
BTDR icon
346
Bitdeer Technologies
BTDR
$2.65B
– –
-500
Closed -$5.61K
BTI icon
347
British American Tobacco
BTI
$128B
– –
-854
Closed -$48.4K
BUD icon
348
AB InBev
BUD
$165B
– –
-158
Closed -$10.1K
BWX icon
349
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.32B
– –
-1,679
Closed -$37.8K
BWXT icon
350
BWX Technologies
BWXT
$15.6B
– –
-41
Closed -$7.09K
12 13
14
15 16

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HPM
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CAG
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LWMNY
Landmark Wealth Management (New York) Melville, New York $373M AUM 12.01% 1-Year Est. Return
CIM
CIM Investment Management Pittsburgh, Pennsylvania $375M AUM 32.03% 1-Year Est. Return
BHC
Bull Harbor Capital Bethesda, Maryland $373M AUM
HPC
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JC
Joho Capital New York $373M AUM 18.89% 1-Year Est. Return

Cape Investment Advisory's Q1 2026 Portfolio in Review

As of Q1 2026, Cape Investment Advisory held 1,312 positions worth $301M, down 7.5% from $325M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Cape Investment Advisory withdrew a net $16.8M in Q1 2026, closing 1,085 positions and reducing 92 holdings. Its most notable exit was Diageo, an estimated $854K position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 9.6% a quarter earlier, followed by Communication Services and Financials.

Against the trend, Cape Investment Advisory opened a new position in Innovator Equity Dual Directional 15 Buffer ETF - March worth $1.47M.

  • Cape Investment Advisory's largest Q1 2026 buy was Innovator Equity Dual Directional 15 Buffer ETF - March: 78,161 shares worth $1.47M.
  • Cape Investment Advisory added most to Coca-Cola in Q1 2026, an estimated $2.52M increase.
  • Cape Investment Advisory's biggest Q1 2026 reduction was Alphabet (Google) Class A, cutting an estimated $497K.
  • Cape Investment Advisory fully exited Diageo in Q1 2026, selling an estimated $854K.
  • Cape Investment Advisory's ten largest holdings make up 38% of its $301M portfolio in Q1 2026.
  • Cape Investment Advisory opened 4 new positions and closed 1,085 in Q1 2026.
  • Cape Investment Advisory's portfolio value fell 7.5% quarter-over-quarter to $301M.

Based on Cape Investment Advisory's 13F filing for Q1 2026, filed 15 May 2026.