Cape Investment Advisory’s Broadridge BR Stock Holding History

Cape Investment Advisory’s Portfolio BR Stock Details BR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	–	Sell	-185	Closed	-$41.3K	–	340
2025 Q4	$41.3K	Buy	185 +4	+2%	+$912	0.01%	459
2025 Q3	$43.1K	Buy	181 +5	+3%	+$1.25K	0.04%	239
2025 Q2	$42.8K	Buy	176 +6	+4%	+$1.43K	0.02%	394
2025 Q1	$41.2K	Sell	170 -21	-11%	-$4.94K	0.02%	365
2024 Q4	$43.2K	Buy	191 +31	+19%	+$6.94K	0.02%	349
2024 Q3	$34.4K	Sell	160 -56	-26%	-$11.7K	0.01%	371
2024 Q2	$42.6K	Sell	216 -50	-19%	-$9.92K	0.02%	315
2024 Q1	$54.5K	Sell	266 -9	-3%	-$1.81K	0.03%	298
2023 Q4	$56.6K	Sell	275 -11	-4%	-$2.03K	0.03%	330
2023 Q3	$51.2K	Hold	286	–	–	0.03%	288
2023 Q2	$47.4K	Buy	286 +34	+13%	+$5.14K	0.03%	291
2023 Q1	$36.9K	Buy	+252	New	+$36.1K	0.02%	323

Other funds holding BR

BlackRock New York $5.7T AUM 30.48% 1-Year Est. Return

Vanguard Capital Management Malvern, Pennsylvania $4.04T AUM

Vanguard Portfolio Management Malvern, Pennsylvania $1.91T AUM

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

AllianceBernstein

AllianceBernstein Nashville, Tennessee $309B AUM 23.92% 1-Year Est. Return

Geode Capital Management

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Charles Schwab San Francisco, California $654B AUM 26.35% 1-Year Est. Return

Janus Henderson Group

Janus Henderson Group London, United Kingdom $209B AUM 37.72% 1-Year Est. Return

Barclays London, United Kingdom $280B AUM 33.63% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return