Boothbay Fund Management’s Caterpillar CAT Stock Holding History

Boothbay Fund Management’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q2	–	Sell	-1,400	Closed	-$312K	–	2280
2022 Q1	$312K	Buy	+1,400	New	+$294K	0.01%	1586
2020 Q1	–	Sell	-32	Closed	-$473K	–	864
2019 Q4	$473K	Buy	+32	New	+$4.47K	0.04%	504
2015 Q3	–	Sell	-9,000	Closed	-$763K	–	471
2015 Q2	$763K	Buy	+9,000	New	+$774K	0.3%	54
2015 Q1	–	Sell	-2,500	Closed	-$11K	–	338
2014 Q4	$11K	Buy	+2,500	New	+$243K	0.01%	333

Other funds holding CAT

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

VCM

Vanguard Capital Management Malvern, Pennsylvania $4.04T AUM

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

VPM

Vanguard Portfolio Management Malvern, Pennsylvania $1.91T AUM

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Boothbay Fund Management's CAT Position: Q1 2026 in Review

Boothbay Fund Management increased its Caterpillar (CAT) stake by 157% in Q1 2026, buying an estimated $4.45M and bringing the position to 10,529 shares worth $7.46M. The position accounts for 0.1% of the portfolio, ranked #206.

Boothbay Fund Management first reported a position in CAT in Q2 2018 and has held it in 11 quarters since. The position peaked at $16.3M in Q2 2025. 3,734 funds tracked by Wall St. Rank hold CAT as of Q1 2026.

Boothbay Fund Management held 10,529 shares of Caterpillar worth $7.46M as of Q1 2026.
Boothbay Fund Management bought 6,426 Caterpillar shares in Q1 2026, an estimated $4.45M.
Caterpillar made up 0.1% of Boothbay Fund Management's portfolio in Q1 2026, its #206 holding.
Boothbay Fund Management first reported a position in Caterpillar in Q2 2018 and has held it in 11 quarters since.
Boothbay Fund Management's Caterpillar position peaked at $16.3M in Q2 2025.
3,734 funds tracked by Wall St. Rank held Caterpillar as of Q1 2026.

Based on Boothbay Fund Management's 13F filing for Q1 2026, filed 15 May 2026.