Benjamin F. Edwards & Company’s First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF HISF Stock Holding History

Benjamin F. Edwards & Company’s Portfolio HISF Stock Details HISF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-20	Closed	-$1K	–	1890
2019 Q2	$1K	Hold	20	–	–	﹤0.01%	1853
2019 Q1	$1K	Hold	20	–	–	﹤0.01%	1649
2018 Q4	$1K	Hold	20	–	–	﹤0.01%	1645
2018 Q3	$1K	Hold	20	–	–	﹤0.01%	1548
2018 Q2	$1K	Hold	20	–	–	﹤0.01%	1553
2018 Q1	$1K	Hold	20	–	–	﹤0.01%	1564
2017 Q4	$1K	Sell	20 -80	-80%	-$4.08K	﹤0.01%	1537
2017 Q3	$5K	Hold	100	–	–	﹤0.01%	1312
2017 Q2	$5K	Hold	100	–	–	﹤0.01%	1233
2017 Q1	$5K	Hold	100	–	–	﹤0.01%	1158
2016 Q4	$5K	Hold	100	–	–	﹤0.01%	1062
2016 Q3	$5K	Hold	100	–	–	﹤0.01%	949
2016 Q2	$5K	Hold	100	–	–	﹤0.01%	897
2016 Q1	$5K	Hold	100	–	–	﹤0.01%	915
2015 Q4	$5K	Hold	100	–	–	﹤0.01%	966
2015 Q3	$5K	Hold	100	–	–	﹤0.01%	993
2015 Q2	$5K	Hold	100	–	–	﹤0.01%	1031
2015 Q1	$5K	Sell	100 -500	-83%	-$25.1K	﹤0.01%	992
2014 Q4	$31K	Buy	600 +100	+20%	+$5.02K	0.01%	593
2014 Q3	$25K	Buy	+500	New	+$25.2K	0.01%	614

Other funds holding HISF

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

RFWA

RPg Family Wealth Advisory Burlington, Massachusetts $479M AUM 25.83% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

DFPG Investments Sandy, Utah $1.28B AUM 27.55% 1-Year Est. Return

Benjamin F. Edwards & Company's HISF Position: Q3 2019 in Review

Benjamin F. Edwards & Company sold out of First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF (HISF) in Q3 2019, closing a stake of 20 shares — an estimated $1K sold.

Benjamin F. Edwards & Company first reported a position in HISF in Q3 2014 and held it in 20 quarters. The position peaked at $31K in Q4 2014. 35 funds tracked by Wall St. Rank hold HISF as of Q3 2019.

Benjamin F. Edwards & Company reported no remaining First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF position as of Q3 2019 after selling out during the quarter.
Benjamin F. Edwards & Company sold 20 First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF shares in Q3 2019, an estimated $1K.
Benjamin F. Edwards & Company first reported a position in First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF in Q3 2014 and held it in 20 quarters.
Benjamin F. Edwards & Company's First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF position peaked at $31K in Q4 2014.
35 funds tracked by Wall St. Rank held First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF as of Q3 2019.

Based on Benjamin F. Edwards & Company's 13F filing for Q3 2019, filed 5 Nov 2019.