BB&T Securities’s Principal Spectrum Preferred Securities Active ETF PREF Stock Holding History

BB&T Securities’s Portfolio PREF Stock Details PREF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	$234K	Sell	11,805 -365	-3%	-$7.17K	﹤0.01%	1432
2019 Q2	$237K	Buy	12,170 +35	+0.3%	+$670	﹤0.01%	1435
2019 Q1	$231K	Sell	12,135 -35	-0.3%	-$653	﹤0.01%	1423
2018 Q4	$219K	Buy	12,170 +60	+0.5%	+$1.11K	﹤0.01%	1325
2018 Q3	$230K	Buy	12,110 +450	+4%	+$8.56K	﹤0.01%	1422
2018 Q2	$221K	Buy	+11,660	New	+$224K	﹤0.01%	1411

Other funds holding PREF

Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.8B AUM 28.57% 1-Year Est. Return

Dearborn Partners Chicago, Illinois $1.77B AUM 9.47% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $51.6B AUM 27.34% 1-Year Est. Return

NewEdge Advisors New Orleans, Louisiana $33.6B AUM 31.03% 1-Year Est. Return

BB&T Securities's PREF Position: Q3 2019 in Review

BB&T Securities reduced its Principal Spectrum Preferred Securities Active ETF (PREF) stake by 3% in Q3 2019, selling an estimated $7.17K and leaving 11,805 shares worth $234K. The position accounts for ﹤0.01% of the portfolio, ranked #1432.

BB&T Securities first reported a position in PREF in Q2 2018 and has held it in 6 quarters since. The position peaked at $237K in Q2 2019. 24 funds tracked by Wall St. Rank hold PREF as of Q3 2019.

BB&T Securities held 11,805 shares of Principal Spectrum Preferred Securities Active ETF worth $234K as of Q3 2019.
BB&T Securities sold 365 Principal Spectrum Preferred Securities Active ETF shares in Q3 2019, an estimated $7.17K.
Principal Spectrum Preferred Securities Active ETF made up ﹤0.01% of BB&T Securities's portfolio in Q3 2019, its #1432 holding.
BB&T Securities first reported a position in Principal Spectrum Preferred Securities Active ETF in Q2 2018 and has held it in 6 quarters since.
BB&T Securities's Principal Spectrum Preferred Securities Active ETF position peaked at $237K in Q2 2019.
24 funds tracked by Wall St. Rank held Principal Spectrum Preferred Securities Active ETF as of Q3 2019.

Based on BB&T Securities's 13F filing for Q3 2019, filed 30 Oct 2019.