BB&T Securities’s Principal Spectrum Preferred Securities Active ETF PREF Stock Holding History

BB&T Securities’s Portfolio PREF Stock Details PREF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	$234K	Sell	11,805 -365	-3%	-$7.17K	﹤0.01%	1432
2019 Q2	$237K	Buy	12,170 +35	+0.3%	+$670	﹤0.01%	1435
2019 Q1	$231K	Sell	12,135 -35	-0.3%	-$653	﹤0.01%	1423
2018 Q4	$219K	Buy	12,170 +60	+0.5%	+$1.11K	﹤0.01%	1325
2018 Q3	$230K	Buy	12,110 +450	+4%	+$8.56K	﹤0.01%	1422
2018 Q2	$221K	Buy	+11,660	New	+$224K	﹤0.01%	1411

Other funds holding PREF

Principal Financial Group

Principal Financial Group Des Moines, Iowa $187B AUM 18.48% 1-Year Est. Return

Bank of America

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Bank of New York Mellon

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Royal Bank of Canada

Royal Bank of Canada Toronto, Ontario, Canada $528B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $564B AUM 30.12% 1-Year Est. Return

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

Dearborn Partners Chicago, Illinois $1.85B AUM 6.59% 1-Year Est. Return

Janney Montgomery Scott

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

NewEdge Advisors New Orleans, Louisiana $27.7B AUM 22.98% 1-Year Est. Return