We are live on ! Find out more
BCM

Basso Capital Management Portfolio holdings

AUM $469M
1-Year Est. Return 32.23%
This Fund
S&P 500
This Quarter Est. Return
+0.46%
1 Year Est. Return
+32.23%
3 Year Est. Return
+85.51%
5 Year Est. Return
+126.61%
10 Year Est. Return
+179.99%
AUM
$663M
AUM Growth
-$15.3M
Cap. Flow
-$485M
Cap. Flow %
-73.11%
Top 10 Hldgs %
36.36%
Holding
194
New
33
Increased
26
Reduced
11
Closed
39

Top Buys

Rank Stock Value
1
HUNTU
Hunter Maritime Acquisition Corp. Unit
HUNTU
+$7M
2
GTYHU
GTY Technology Holdings, Inc. Units
GTYHU
+$5.69M
3
RMNI icon
Rimini Street
RMNI
+$4.2M
4
FG
FGL Holdings Ordinary Shares
FG
+$3.99M
5
DSKE
Daseke, Inc. Common Stock
DSKE
+$3.26M

Top Sells

Rank Stock Value
1
DYNC
Vistra Energy Corp.
DYNC
+$7.33M
2
AUMA
AR CAPITAL ACQUISITION CORP COMMON STOCK
AUMA
+$2.28M
3
INSE icon
Inspired Entertainment
INSE
+$2.14M
4
TRTL
Terrapin 3 Acquisition Corporation Class A
TRTL
+$1.72M
5
GRSHU
Gores Holdings, Inc.
GRSHU
+$1.62M

Sector Composition

Rank Sector Weight
1 Financials 3.68%
2 Technology 2.25%
3 Industrials 1.81%
4 Consumer Discretionary 1.69%
5 Energy 1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PBR icon
101
Petrobras
PBR
$123B
– –
-68,200
Closed -$636K
SPY icon
102
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$784B
– –
-150,000
Closed -$32.4M
CORR
103
PUT
DELISTED
CorEnergy Infrastructure Trust, Inc.
CORR
– –
-50,000
Closed -$1.47M
TWNK
104
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
– –
-11,845
Closed -$128K
DISCK
105
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
– –
-7,300
Closed -$192K
GNC
106
PUT
DELISTED
GNC Holdings, Inc.
GNC
– –
-25,000
Closed -$511K
PEGI
107
PUT
DELISTED
Pattern Energy Group Inc. Class A
PEGI
– –
-50,000
Closed -$1.13M
HOS
108
PUT
DELISTED
Hornbeck Offshore Services, Inc.
HOS
– –
-50,000
Closed -$275K
DYNC
109
DELISTED
Vistra Energy Corp.
DYNC
– –
-88,536
Closed -$7.33M
DYN
110
PUT
DELISTED
Dynegy, Inc.
DYN
– –
-50,000
Closed -$620K
GPACW
111
DELISTED
Global Partner Acquisition Corp
GPACW
– –
-10,000
Closed -$3K
AAPC
112
DELISTED
Atlantic Alliance Partnership Corp
AAPC
– –
-103,408
Closed -$1.09M
QPACW
113
DELISTED
Quinpario Acquisition Corp. 2 Warrant
QPACW
– –
-24,197
Closed -$4K
ARWA
114
DELISTED
Arowana Inc.
ARWA
– –
-135,100
Closed -$1.38M
ARWAW
115
DELISTED
Arowana Inc
ARWAW
– –
-19,950
Closed -$3K
ARWAR
116
DELISTED
Arowana Inc
ARWAR
– –
-30,000
Closed -$6K
ARWAU
117
DELISTED
Arowana Inc
ARWAU
– –
-125,000
Closed -$1.29M
HDRAR
118
DELISTED
Hydra Industries Acquisition Corp. Rights
HDRAR
– –
-125,000
Closed -$56K
HDRAW
119
DELISTED
Hydra Industries Acquisition Corp. Warrants
HDRAW
– –
-3,248
Closed -$1K
TRTL
120
DELISTED
Terrapin 3 Acquisition Corporation Class A
TRTL
– –
-173,262
Closed -$1.72M
TRTLW
121
DELISTED
Terrapin 3 Acquisition Corporation
TRTLW
– –
-3,530
Closed -$1K
GRSHU
122
DELISTED
Gores Holdings, Inc.
GRSHU
– –
-140,052
Closed -$1.62M
GRSHW
123
DELISTED
Gores Holdings, Inc. Warrants
GRSHW
– –
-4,857
Closed -$6K
FULL
124
DELISTED
Full Circle Capital Corporation
FULL
– –
-195,438
Closed -$516K
BBL
125
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
– –
-15,900
Closed -$483K
2 3 4
5
6

Similar funds

MGB
Mass General Brigham Somerville, Massachusetts $469M AUM
RGC
Regents Gate Capital London, United Kingdom $469M AUM 6.23% 1-Year Est. Return
AIC
Archer Investment Corporation Carmel, Indiana $469M AUM 19.1% 1-Year Est. Return
CWA
CM Wealth Advisors Beachwood, Ohio $470M AUM 19.08% 1-Year Est. Return
SP
Stonebrook Private Northville, Michigan $470M AUM 21.42% 1-Year Est. Return
SCA
Stieven Capital Advisors St. Louis, Missouri $468M AUM 15.94% 1-Year Est. Return
LN
Lightrock Netherlands Utrecht, Netherlands $468M AUM 43.06% 1-Year Est. Return
UWP
Uniting Wealth Partners Mission, Kansas $470M AUM 30.3% 1-Year Est. Return

Basso Capital Management's Q4 2016 Portfolio in Review

As of Q4 2016, Basso Capital Management held 194 positions worth $663M, down 2.3% from $678M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Basso Capital Management withdrew a net $485M in Q4 2016, closing 39 positions and reducing 11 holdings. Its most notable exit was Vistra Energy Corp., an estimated $7.33M position sold in full.

By sector, the portfolio is most concentrated in Financials at 3.7% of assets, up from 2.3% a quarter earlier, followed by Technology and Industrials.

Against the trend, Basso Capital Management opened a new position in Hunter Maritime Acquisition Corp. Unit worth $7.11M.

  • Basso Capital Management's largest Q4 2016 buy was Hunter Maritime Acquisition Corp. Unit: 700,000 shares worth $7.11M.
  • Basso Capital Management added most to Rimini Street in Q4 2016, an estimated $4.2M increase.
  • Basso Capital Management's biggest Q4 2016 reduction was Inspired Entertainment, cutting an estimated $2.14M.
  • Basso Capital Management fully exited Vistra Energy Corp. in Q4 2016, selling an estimated $7.33M.
  • Basso Capital Management's ten largest holdings make up 36% of its $663M portfolio in Q4 2016.
  • Basso Capital Management opened 33 new positions and closed 39 in Q4 2016.
  • Basso Capital Management's portfolio value fell 2.3% quarter-over-quarter to $663M.

Based on Basso Capital Management's 13F filing for Q4 2016, filed 13 Feb 2017.