BCM

Basso Capital Management Portfolio holdings

AUM $135M
1-Year Return 16.87%
This Quarter Return
+0.1%
1 Year Return
+16.87%
3 Year Return
+70.53%
5 Year Return
+75.44%
10 Year Return
+108.58%
AUM
$622M
AUM Growth
-$43.9M
Cap. Flow
-$606M
Cap. Flow %
-97.46%
Top 10 Hldgs %
44.17%
Holding
151
New
11
Increased
11
Reduced
19
Closed
13

Top Buys

1
AGN.PRA
Allergan plc.
AGN.PRA
$13.6M
2
FTRPR
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
$6.46M
3
IRDMB
Iridium Communications Inc - 6.75% Series B
IRDMB
$4.2M
4
GPIAU
GP Investments Acquisition Corp. Unit
GPIAU
$2.78M
5
ARWAU
Arowana Inc
ARWAU
$1.57M

Top Sells

1
ACT.PRA
ACTAVIS PLC PFD CONV SER A (IRL)
ACT.PRA
$21.4M
2
LIND icon
Lindblad Expeditions
LIND
$2.33M
3
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$2M
4
HOLX icon
Hologic
HOLX
$1.48M
5
TACO
Del Taco Restaurants, Inc. Common Stock
TACO
$1.22M

Sector Composition

1 Healthcare 0.59%
2 Technology 0.3%
3 Industrials 0.21%
4 Communication Services 0.1%
5 Consumer Staples 0.09%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
LIND icon
51
Lindblad Expeditions
LIND
$793M
– –
-230,000
Closed -$2.33M
MFIC icon
52
MidCap Financial Investment
MFIC
$1.22B
– –
-3,100
Closed -$71K
OFG icon
53
OFG Bancorp
OFG
$2.02B
– –
0
– –
PANL icon
54
Pangaea Logistics
PANL
$343M
– –
-9,460
Closed -$25K
STNG icon
55
Scorpio Tankers
STNG
$2.62B
– –
0
– –
VGK icon
56
Vanguard FTSE Europe ETF
VGK
$26.7B
– –
0
– –
VSH icon
57
Vishay Intertechnology
VSH
$2.08B
– –
0
– –
SRC
58
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
– –
0
– –
RPT
59
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
– –
0
– –
TWTR
60
DELISTED
Twitter, Inc.
TWTR
– –
0
– –
CTXS
61
DELISTED
Citrix Systems Inc
CTXS
– –
-7,158
Closed -$364K
TIVO
62
DELISTED
Tivo Inc
TIVO
– –
-40,170
Closed -$731K
GPT
63
DELISTED
Gramercy Property Trust
GPT
– –
0
– –
TMUSP
64
DELISTED
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
– –
-10,600
Closed -$619K
ENOC
65
DELISTED
EnerNOC, Inc.
ENOC
– –
0
– –
ZINC
66
DELISTED
HORSEHEAD HLDG CORP COM STK (DE)
ZINC
– –
0
– –
PVA
67
DELISTED
PENN VIRGINIA CORP
PVA
– –
0
– –
TACO
68
DELISTED
Del Taco Restaurants, Inc. Common Stock
TACO
– –
-92,477
Closed -$1.22M
ACT.PRA
69
DELISTED
ACTAVIS PLC PFD CONV SER A (IRL)
ACT.PRA
– –
-20,750
Closed -$21.4M
RAS
70
DELISTED
RAIT Financial Trust
RAS
– –
0
– –
HK
71
DELISTED
Halcon Resources Corporation
HK
– –
-1,383
Closed -$367K
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