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BCM

Basso Capital Management Portfolio holdings

AUM $469M
1-Year Est. Return 32.23%
This Fund
S&P 500
This Quarter Est. Return
+0.3%
1 Year Est. Return
+32.23%
3 Year Est. Return
+85.51%
5 Year Est. Return
+126.61%
10 Year Est. Return
+179.99%
AUM
$626M
AUM Growth
-$26M
Cap. Flow
-$459M
Cap. Flow %
-73.24%
Top 10 Hldgs %
42.17%
Holding
151
New
33
Increased
12
Reduced
16
Closed
15

Top Buys

Rank Stock Value
1
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
+$5.48M
2
ILMN icon
Illumina
ILMN
+$1.12M
3
CPHD
Cepheid Inc
CPHD
+$1.01M
4
RHT
Red Hat Inc
RHT
+$840K
5
XIV
VelocityShares Daily Inverse VIX Short Term ETN
XIV
+$683K

Top Sells

Rank Stock Value
1
AA.PRB
Alcoa Inc
AA.PRB
+$3.59M
2
AMSGP
Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1
AMSGP
+$3.48M
3
VDTH
Videocon d2h Limited
VDTH
+$2.48M
4
MWRX
MEDWORTH RX CORP COM STK (DE)
MWRX
+$1.69M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.51M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 0.74%
2 Healthcare 0.7%
3 Technology 0.46%
4 Industrials 0.34%
5 Real Estate 0.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXXI
51
PUT
DELISTED
ENERGY XXI LTD COM SHS
EXXI
$163K 0.03%
50,000
+20,000
+67% +$122K
AMRN
52
CALL
Amarin Corp
AMRN
$298M
$148K 0.02%
7,570
– –
PSEC icon
53
Prospect Capital
PSEC
$1.08B
$147K 0.02%
17,800
-17,800
-50% -$164K
MDR
54
PUT
DELISTED
McDermott International
MDR
$146K 0.02%
16,667
-8,333
-33% -$93.4K
ZIONZ
55
DELISTED
Zions Bancorporation N.A. Warrants
ZIONZ
$140K 0.02%
50,000
– –
EOX
56
CALL
DELISTED
EMERALD OIL INC (MT)
EOX
$138K 0.02%
5,750
+3,250
+130% +$176K
MDR
57
DELISTED
McDermott International
MDR
$102K 0.02%
+11,667
New +$131K
AUMA
58
DELISTED
AR CAPITAL ACQUISITION CORP COMMON STOCK
AUMA
$97K 0.02%
+10,000
New +$96.1K
EPR.PRC icon
59
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
$152M
$89K 0.01%
3,855
– –
ROIQW
60
DELISTED
ROI ACQUISITION CORP WT EXP 2/28/2017 (DE)
ROIQW
$74K 0.01%
285,168
-5,000
-2% -$1.3K
C.WS.A
61
DELISTED
Citigroup Inc
C.WS.A
$71K 0.01%
81,500
– –
BAC.WS.B
62
DELISTED
Bank Of America Corporation Ws B
BAC.WS.B
$65K 0.01%
+91,600
New +$76.1K
PANW icon
63
Palo Alto Networks
PANW
$265B
$61K 0.01%
3,000
-60,000
-95% -$1.11M
PANL icon
64
Pangaea Logistics
PANL
$493M
$52K 0.01%
10,960
-172,440
-94% -$1M
JASNW
65
DELISTED
Jason Industries, Inc.
JASNW
$48K 0.01%
37,500
-5,000
-12% -$5.97K
D icon
66
Dominion Energy
D
$61.3B
$44K 0.01%
576
-1,000
-63% -$72.4K
NXEO
67
DELISTED
Nexeo Solutions, Inc. Common Stock
NXEO
$43K 0.01%
+4,200
New +$42.5K
C.WS.B
68
DELISTED
CITIGROUP INC WTS EXP (10/28/2018) (DE)
C.WS.B
$3K ﹤0.01%
115,500
– –
JBLU icon
69
CALL
JetBlue
JBLU
$2.29B
– –
-25,000
Closed -$266K
LAB icon
70
Standard BioTools
LAB
$351M
– –
-11,100
Closed -$272K
POST icon
71
PUT
Post Holdings
POST
$4.21B
– –
-76,400
Closed -$1.66M
SPY icon
72
State Street SPDR S&P 500 ETF Trust
SPY
$784B
– –
-7,500
Closed -$1.51M
WELL icon
73
PUT
Welltower
WELL
$170B
– –
-100,000
Closed -$6.24M
CSOD
74
DELISTED
Cornerstone OnDemand, Inc.
CSOD
– –
-27,800
Closed -$957K
VDTH
75
DELISTED
Videocon d2h Limited
VDTH
– –
-250,000
Closed -$2.48M
1 2
3
4

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AIC
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CWA
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SP
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SCA
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LN
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UWP
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Basso Capital Management's Q4 2014 Portfolio in Review

As of Q4 2014, Basso Capital Management held 151 positions worth $626M, down 4% from $652M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Basso Capital Management withdrew a net $459M in Q4 2014, closing 15 positions and reducing 16 holdings. Its most notable exit was Alcoa Inc, an estimated $3.59M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 0.74% of assets, up from 0.71% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Basso Capital Management opened a new position in T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A worth $5.52M.

  • Basso Capital Management's largest Q4 2014 buy was T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A: 105,600 shares worth $5.52M.
  • Basso Capital Management added most to Akamai in Q4 2014, an estimated $320K increase.
  • Basso Capital Management's biggest Q4 2014 reduction was Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1, cutting an estimated $3.48M.
  • Basso Capital Management fully exited Alcoa Inc in Q4 2014, selling an estimated $3.59M.
  • Basso Capital Management's ten largest holdings make up 42% of its $626M portfolio in Q4 2014.
  • Basso Capital Management opened 33 new positions and closed 15 in Q4 2014.
  • Basso Capital Management's portfolio value fell 4% quarter-over-quarter to $626M.

Based on Basso Capital Management's 13F filing for Q4 2014, filed 13 Feb 2015.