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BCM

Basso Capital Management Portfolio holdings

AUM $469M
1-Year Est. Return 32.23%
This Fund
S&P 500
This Quarter Est. Return
+0.11%
1 Year Est. Return
+32.23%
3 Year Est. Return
+85.51%
5 Year Est. Return
+126.61%
10 Year Est. Return
+179.99%
AUM
$547M
AUM Growth
+$43.8M
Cap. Flow
-$313M
Cap. Flow %
-57.19%
Top 10 Hldgs %
51.06%
Holding
118
New
29
Increased
5
Reduced
8
Closed
12

Top Buys

Rank Stock Value
1
ROIQ
ROI ACQUISITION CORP II COM STK
ROIQ
+$3.41M
2
PDLI
PDL BioPharma, Inc.
PDLI
+$3.08M
3
CAMB
CAMBRIDGE CAP ACQUISITION CORP (DE)
CAMB
+$2.41M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.29M
5
QGENF
QIAGEN NV
QGENF
+$2.21M

Top Sells

Rank Stock Value
1
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$9.8M
2
EPR.PRC icon
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
+$3.29M
3
BZT
BEAZER HOMES USA, INC. TANGIBLE EQUITY UNIT
BZT
+$2.67M
4
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
+$771K
5
JACQ
COLLABRIUM JAPAN ACQUISITION CORP
JACQ
+$644K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 1.06%
2 Healthcare 0.73%
3 Real Estate 0.38%
4 Industrials 0.32%
5 Technology 0.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
51
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$784B
– –
-100,000
Closed -$18.5M
WELL icon
52
Welltower
WELL
$170B
– –
-5,971
Closed -$320K
SFUN
53
PUT
DELISTED
Fang Holdings Limited American Depositary Shares (each representing ten Class A Ordinary Shares)
SFUN
– –
-1,000
Closed -$824K
OCR.PRB
54
DELISTED
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
– –
-132,710
Closed -$9.8M
SSRI
55
CALL
DELISTED
Silver Standard Resources
SSRI
– –
-100,000
Closed -$696K
JACQ
56
DELISTED
COLLABRIUM JAPAN ACQUISITION CORP
JACQ
– –
-62,611
Closed -$644K
1 2
3

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MGB
Mass General Brigham Somerville, Massachusetts $469M AUM
RGC
Regents Gate Capital London, United Kingdom $469M AUM 6.23% 1-Year Est. Return
AIC
Archer Investment Corporation Carmel, Indiana $469M AUM 19.1% 1-Year Est. Return
CWA
CM Wealth Advisors Beachwood, Ohio $470M AUM 19.08% 1-Year Est. Return
SP
Stonebrook Private Northville, Michigan $470M AUM 21.42% 1-Year Est. Return
SCA
Stieven Capital Advisors St. Louis, Missouri $468M AUM 15.94% 1-Year Est. Return
LN
Lightrock Netherlands Utrecht, Netherlands $468M AUM 43.06% 1-Year Est. Return
UWP
Uniting Wealth Partners Mission, Kansas $470M AUM 30.3% 1-Year Est. Return

Basso Capital Management's Q1 2014 Portfolio in Review

As of Q1 2014, Basso Capital Management held 118 positions worth $547M, up 8.7% from $504M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Basso Capital Management withdrew a net $313M in Q1 2014, closing 12 positions and reducing 8 holdings. Its most notable exit was OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS, an estimated $9.8M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 1.1% of assets, up from 0.48% a quarter earlier, followed by Healthcare and Real Estate.

Against the trend, Basso Capital Management opened a new position in ROI ACQUISITION CORP II COM STK worth $3.39M.

  • Basso Capital Management's largest Q1 2014 buy was ROI ACQUISITION CORP II COM STK: 350,168 shares worth $3.39M.
  • Basso Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $2.29M increase.
  • Basso Capital Management's biggest Q1 2014 reduction was EPR Properties 5.75% Series C Preferred Shares, cutting an estimated $3.29M.
  • Basso Capital Management fully exited OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS in Q1 2014, selling an estimated $9.8M.
  • Basso Capital Management's ten largest holdings make up 51% of its $547M portfolio in Q1 2014.
  • Basso Capital Management opened 29 new positions and closed 12 in Q1 2014.
  • Basso Capital Management's portfolio value rose 8.7% quarter-over-quarter to $547M.

Based on Basso Capital Management's 13F filing for Q1 2014, filed 13 May 2014.