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BCM

Basso Capital Management Portfolio holdings

AUM $469M
1-Year Est. Return 32.23%
This Fund
S&P 500
This Quarter Est. Return
+0.44%
1 Year Est. Return
+32.23%
3 Year Est. Return
+85.51%
5 Year Est. Return
+126.61%
10 Year Est. Return
+179.99%
AUM
$504M
AUM Growth
-$69.5M
Cap. Flow
-$370M
Cap. Flow %
-73.42%
Top 10 Hldgs %
51.73%
Holding
108
New
18
Increased
4
Reduced
6
Closed
22

Top Buys

Rank Stock Value
1
VDTH
Videocon d2h Limited
VDTH
+$2.44M
2
EPR.PRC icon
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
+$2.1M
3
PANL icon
Pangaea Logistics
PANL
+$1.68M
4
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
+$1.67M
5
GDEF
GLOBAL DEFENSE & NATIONAL SECURITY SYSTEMS INC COM
GDEF
+$1.51M

Top Sells

Rank Stock Value
1
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$7.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.65M
3
AAPL icon
Apple
AAPL
+$1.17M
4
BZT
BEAZER HOMES USA, INC. TANGIBLE EQUITY UNIT
BZT
+$1.15M
5
CONN
Conn's Inc.
CONN
+$1M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 0.48%
2 Industrials 0.33%
3 Financials 0.1%
4 Technology 0.07%
5 Real Estate 0.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVO
51
CALL
DELISTED
Cenevo, Inc.
CVO
– –
-8,750
Closed -$207K
BMR
52
CALL
DELISTED
BIOMED REALTY TRUST INC
BMR
– –
-50,000
Closed -$930K
VOLC
53
PUT
DELISTED
VOLCANO CORPORATION COM STK
VOLC
– –
-25,000
Closed -$599K
TVIX
54
DELISTED
VelocityShares Daily 2x VIX Short Term ETN
TVIX
– –
0
– -$76K
XIV
55
DELISTED
VelocityShares Daily Inverse VIX Short Term ETN
XIV
– –
-10,000
Closed -$268K
1 2
3

Similar funds

MGB
Mass General Brigham Somerville, Massachusetts $469M AUM
RGC
Regents Gate Capital London, United Kingdom $469M AUM 6.23% 1-Year Est. Return
AIC
Archer Investment Corporation Carmel, Indiana $469M AUM 19.1% 1-Year Est. Return
CWA
CM Wealth Advisors Beachwood, Ohio $470M AUM 19.08% 1-Year Est. Return
SP
Stonebrook Private Northville, Michigan $470M AUM 21.42% 1-Year Est. Return
SCA
Stieven Capital Advisors St. Louis, Missouri $468M AUM 15.94% 1-Year Est. Return
LN
Lightrock Netherlands Utrecht, Netherlands $468M AUM 43.06% 1-Year Est. Return
UWP
Uniting Wealth Partners Mission, Kansas $470M AUM 30.3% 1-Year Est. Return

Basso Capital Management's Q4 2013 Portfolio in Review

As of Q4 2013, Basso Capital Management held 108 positions worth $504M, down 12% from $573M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Basso Capital Management withdrew a net $370M in Q4 2013, closing 22 positions and reducing 6 holdings. Its most notable exit was Apple, an estimated $1.17M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 0.48% of assets, down from 0.6% a quarter earlier, followed by Industrials and Financials.

Against the trend, Basso Capital Management opened a new position in Videocon d2h Limited worth $2.42M.

  • Basso Capital Management's largest Q4 2013 buy was Videocon d2h Limited: 250,000 shares worth $2.42M.
  • Basso Capital Management added most to EPR Properties 5.75% Series C Preferred Shares in Q4 2013, an estimated $2.1M increase.
  • Basso Capital Management's biggest Q4 2013 reduction was OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS, cutting an estimated $7.8M.
  • Basso Capital Management fully exited Apple in Q4 2013, selling an estimated $1.17M.
  • Basso Capital Management's ten largest holdings make up 52% of its $504M portfolio in Q4 2013.
  • Basso Capital Management opened 18 new positions and closed 22 in Q4 2013.
  • Basso Capital Management's portfolio value fell 12% quarter-over-quarter to $504M.

Based on Basso Capital Management's 13F filing for Q4 2013, filed 13 Feb 2014.