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BCM

Basso Capital Management Portfolio holdings

AUM $469M
1-Year Est. Return 32.23%
This Fund
S&P 500
This Quarter Est. Return
-0.07%
1 Year Est. Return
+32.23%
3 Year Est. Return
+85.51%
5 Year Est. Return
+126.61%
10 Year Est. Return
+179.99%
AUM
$606M
AUM Growth
-$47.4M
Cap. Flow
-$476M
Cap. Flow %
-78.64%
Top 10 Hldgs %
42.05%
Holding
152
New
27
Increased
21
Reduced
14
Closed
19

Top Buys

Rank Stock Value
1
GRSHU
Gores Holdings, Inc.
GRSHU
+$3.53M
2
GGAC
GARNERO GROUP ACQUISITION CO SHS
GGAC
+$3.18M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.03M
4
EAGLU
Double Eagle Acquisition Corp.
EAGLU
+$1.52M
5
RMNI icon
Rimini Street
RMNI
+$1.04M

Top Sells

Rank Stock Value
1
AGN.PRA
Allergan plc
AGN.PRA
+$13.6M
2
IRDMB
Iridium Communications Inc - 6.75% Series B
IRDMB
+$6.53M
3
FTRPR
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
+$6.46M
4
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
+$1.38M
5
ILMN icon
Illumina
ILMN
+$686K

Sector Composition

Rank Sector Weight
1 Technology 0.53%
2 Industrials 0.48%
3 Healthcare 0.39%
4 Consumer Discretionary 0.21%
5 Consumer Staples 0.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CX icon
26
PUT
Cemex
CX
$17.2B
$699K 0.12%
108,160
+27,040
+33% +$201K
AUMA
27
DELISTED
AR CAPITAL ACQUISITION CORP COMMON STOCK
AUMA
$675K 0.11%
70,000
+27,973
+67% +$275K
FOR icon
28
PUT
Forestar Group
FOR
$1.47B
$658K 0.11%
50,000
– –
OFG icon
29
CALL
OFG Bancorp
OFG
$2.22B
$655K 0.11%
75,000
+25,000
+50% +$215K
STNG icon
30
PUT
Scorpio Tankers
STNG
$3.76B
$505K 0.08%
5,500
– –
PDLI
31
PUT
DELISTED
PDL BioPharma, Inc.
PDLI
$503K 0.08%
100,000
+50,000
+100% +$287K
BGC
32
PUT
DELISTED
General Cable Corporation
BGC
$476K 0.08%
+40,000
New +$623K
TRTL
33
DELISTED
Terrapin 3 Acquisition Corporation Class A
TRTL
$473K 0.08%
47,853
+32,853
+219% +$328K
ENOC
34
PUT
DELISTED
EnerNOC, Inc.
ENOC
$395K 0.07%
+50,000
New +$434K
AKAM icon
35
Akamai
AKAM
$16.5B
$373K 0.06%
5,400
– –
SONY icon
36
Sony
SONY
$134B
$289K 0.05%
+60,000
New +$320K
AAPC
37
DELISTED
Atlantic Alliance Partnership Corp
AAPC
$277K 0.05%
27,334
+12,022
+79% +$122K
CADT
38
DELISTED
DT ASIA INVESTMENTS LIMITED ORDINARY SHARES
CADT
$241K 0.04%
24,208
+101
+0.4% +$1.01K
LMB icon
39
Limbach Holdings
LMB
$833M
$239K 0.04%
+24,318
New +$236K
NEXT icon
40
NextDecade
NEXT
$1.78B
$209K 0.03%
21,154
+754
+4% +$7.49K
XIV
41
DELISTED
VelocityShares Daily Inverse VIX Short Term ETN
XIV
$207K 0.03%
8,500
+3,500
+70% +$130K
VXX
42
CALL
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$148K 0.02%
+625
New +$208K
NXEO
43
DELISTED
Nexeo Solutions, Inc. Common Stock
NXEO
$147K 0.02%
14,200
+5,000
+54% +$51.6K
ZIONZ
44
DELISTED
Zions Bancorporation N.A. Warrants
ZIONZ
$98K 0.02%
50,000
– –
ROIQW
45
DELISTED
ROI ACQUISITION CORP WT EXP 2/28/2017 (DE)
ROIQW
$94K 0.02%
261,538
-8,000
-3% -$2.88K
PVA
46
CALL
DELISTED
PENN VIRGINIA CORP
PVA
$53K 0.01%
100,000
+60,000
+150% +$91.7K
VGK icon
47
Vanguard FTSE Europe ETF
VGK
$30.8B
$49K 0.01%
+1,000
New +$53K
ARWA
48
DELISTED
Arowana Inc.
ARWA
$49K 0.01%
+5,000
New +$49.1K
GCVRZ
49
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$42K 0.01%
220,000
– –
C.WS.A
50
DELISTED
Citigroup Inc
C.WS.A
$38K 0.01%
81,500
– –
1
2
3

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AIC
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CWA
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SP
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SCA
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LN
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UWP
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Basso Capital Management's Q3 2015 Portfolio in Review

As of Q3 2015, Basso Capital Management held 152 positions worth $606M, down 7.3% from $653M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Basso Capital Management withdrew a net $476M in Q3 2015, closing 19 positions and reducing 14 holdings. Its most notable exit was Allergan plc, an estimated $13.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 0.53% of assets, up from 0.29% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, Basso Capital Management opened a new position in Gores Holdings, Inc. worth $3.55M.

  • Basso Capital Management's largest Q3 2015 buy was Gores Holdings, Inc.: 350,000 shares worth $3.55M.
  • Basso Capital Management added most to Inspired Entertainment in Q3 2015, an estimated $725K increase.
  • Basso Capital Management's biggest Q3 2015 reduction was Illumina, cutting an estimated $686K.
  • Basso Capital Management fully exited Allergan plc in Q3 2015, selling an estimated $13.6M.
  • Basso Capital Management's ten largest holdings make up 42% of its $606M portfolio in Q3 2015.
  • Basso Capital Management opened 27 new positions and closed 19 in Q3 2015.
  • Basso Capital Management's portfolio value fell 7.3% quarter-over-quarter to $606M.

Based on Basso Capital Management's 13F filing for Q3 2015, filed 16 Nov 2015.