BCM

Basso Capital Management Portfolio holdings

AUM $135M
1-Year Return 16.87%
This Quarter Return
+0.1%
1 Year Return
+16.87%
3 Year Return
+70.53%
5 Year Return
+75.44%
10 Year Return
+108.58%
AUM
$622M
AUM Growth
-$43.9M
Cap. Flow
-$606M
Cap. Flow %
-97.46%
Top 10 Hldgs %
44.17%
Holding
151
New
11
Increased
11
Reduced
19
Closed
13

Top Buys

1
AGN.PRA
Allergan plc.
AGN.PRA
$13.6M
2
FTRPR
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
$6.46M
3
IRDMB
Iridium Communications Inc - 6.75% Series B
IRDMB
$4.2M
4
GPIAU
GP Investments Acquisition Corp. Unit
GPIAU
$2.78M
5
ARWAU
Arowana Inc
ARWAU
$1.57M

Top Sells

1
ACT.PRA
ACTAVIS PLC PFD CONV SER A (IRL)
ACT.PRA
$21.4M
2
LIND icon
Lindblad Expeditions
LIND
$2.33M
3
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$2M
4
HOLX icon
Hologic
HOLX
$1.48M
5
TACO
Del Taco Restaurants, Inc. Common Stock
TACO
$1.22M

Sector Composition

1 Healthcare 0.59%
2 Technology 0.3%
3 Industrials 0.21%
4 Communication Services 0.1%
5 Consumer Staples 0.09%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TSL
26
DELISTED
Trina Solar Limited
TSL
$203K 0.03%
17,400
-3,000
-15% -$35K
XIV
27
DELISTED
VelocityShares Daily Inverse VIX Short Term ETN
XIV
$203K 0.03%
5,000
-4,750
-49% -$193K
NEXT icon
28
NextDecade
NEXT
$2.74B
$201K 0.03%
+20,400
New +$201K
ZIONZ
29
DELISTED
Zions Bancorporation N.A. Warrants
ZIONZ
$175K 0.03%
50,000
– –
AAPC
30
DELISTED
Atlantic Alliance Partnership Corp
AAPC
$156K 0.02%
+15,312
New +$156K
GCVRZ
31
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$154K 0.02%
220,000
-25,000
-10% -$17.5K
TRTL
32
DELISTED
Terrapin 3 Acquisition Corporation Class A
TRTL
$151K 0.02%
+15,000
New +$151K
NXEO
33
DELISTED
Nexeo Solutions, Inc. Common Stock
NXEO
$96K 0.01%
9,200
+5,000
+119% +$52.2K
ROIQW
34
DELISTED
ROI ACQUISITION CORP WT EXP 2/28/2017 (DE)
ROIQW
$75K 0.01%
269,538
-10,630
-4% -$2.96K
C.WS.A
35
DELISTED
Citigroup Inc
C.WS.A
$60K 0.01%
81,500
– –
QGENF
36
DELISTED
QIAGEN NV
QGENF
$57K 0.01%
2,500
– –
AGFS
37
DELISTED
AgroFresh Solutions, Inc. Common Stock
AGFS
$53K 0.01%
4,258
-50,742
-92% -$632K
BAC.WS.B
38
DELISTED
Bank Of America Corporation Ws B
BAC.WS.B
$47K 0.01%
91,600
– –
SWN
39
DELISTED
Southwestern Energy Company
SWN
$32K ﹤0.01%
1,400
+1,000
+250% +$22.9K
QPACW
40
DELISTED
Quinpario Acquisition Corp. 2 Warrant
QPACW
$15K ﹤0.01%
25,000
– –
HDRAR
41
DELISTED
Hydra Industries Acquisition Corp. Rights
HDRAR
$10K ﹤0.01%
30,000
+5,000
+20% +$1.67K
HRMNW
42
DELISTED
Harmony Merger Corp. Warrant
HRMNW
$4K ﹤0.01%
+9,971
New +$4K
JASNW
43
DELISTED
Jason Industries, Inc.
JASNW
$3K ﹤0.01%
5,000
-17,500
-78% -$10.5K
C.WS.B
44
DELISTED
CITIGROUP INC WTS EXP (10/28/2018) (DE)
C.WS.B
$3K ﹤0.01%
115,500
– –
HDRAW
45
DELISTED
Hydra Industries Acquisition Corp. Warrants
HDRAW
$1K ﹤0.01%
3,000
-557
-16% -$186
ARAY icon
46
Accuray
ARAY
$168M
– –
0
– –
CX icon
47
Cemex
CX
$13.3B
– –
0
– –
FOR icon
48
Forestar Group
FOR
$1.42B
– –
0
– –
HOLX icon
49
Hologic
HOLX
$14.6B
– –
-44,900
Closed -$1.48M
JNK icon
50
SPDR Bloomberg High Yield Bond ETF
JNK
$8.08B
– –
0
– –
1
2
3