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BCM

Basso Capital Management Portfolio holdings

AUM $469M
1-Year Est. Return 32.23%
This Fund
S&P 500
This Quarter Est. Return
+0.11%
1 Year Est. Return
+32.23%
3 Year Est. Return
+85.51%
5 Year Est. Return
+126.61%
10 Year Est. Return
+179.99%
AUM
$685M
AUM Growth
+$58.9M
Cap. Flow
-$477M
Cap. Flow %
-69.58%
Top 10 Hldgs %
43.28%
Holding
159
New
18
Increased
8
Reduced
19
Closed
33

Top Buys

Rank Stock Value
1
ACT.PRA
ACTAVIS PLC Pfd Conv Ser A (Irl)
ACT.PRA
+$21.7M
2
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
+$1.5M
3
HOLX
Hologic
HOLX
+$1.38M
4
TIVO
Tivo Inc
TIVO
+$899K
5
QPACU
Quinpario Acquisition Corp. 2 Unit
QPACU
+$753K

Top Sells

Rank Stock Value
1
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
+$5.54M
2
ZAIS
ZAIS Group Holdings, Inc.
ZAIS
+$3.12M
3
CACG
CHART ACQUISITION CORP COM
CACG
+$2.44M
4
BLBD icon
Blue Bird Corp
BLBD
+$1.97M
5
EPR icon
EPR Properties
EPR
+$1.92M

Sector Composition

Rank Sector Weight
1 Healthcare 0.57%
2 Consumer Discretionary 0.55%
3 Communication Services 0.25%
4 Technology 0.2%
5 Consumer Staples 0.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TMUSP
26
DELISTED
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$619K 0.09%
10,600
-95,000
-90% -$5.54M
AGFS
27
DELISTED
AgroFresh Solutions Inc
AGFS
$539K 0.08%
55,000
– –
PDLI
28
DELISTED
PDL BioPharma, Inc.
PDLI
$528K 0.08%
75,082
+40,000
+114% +$290K
STNG icon
29
PUT
Scorpio Tankers
STNG
$3.76B
$518K 0.08%
5,500
-4,500
-45% -$392K
ENOC
30
CALL
DELISTED
EnerNOC, Inc.
ENOC
$456K 0.07%
+40,000
New +$599K
HK
31
DELISTED
Halcon Resources Corporation
HK
$367K 0.05%
1,383
+803
+138% +$238K
CTXS
32
DELISTED
Citrix Systems Inc
CTXS
$364K 0.05%
7,158
-7,033
-50% -$346K
PDLI
33
PUT
DELISTED
PDL BioPharma, Inc.
PDLI
$352K 0.05%
50,000
-100,000
-67% -$724K
XIV
34
DELISTED
VelocityShares Daily Inverse VIX Short Term ETN
XIV
$338K 0.05%
9,750
-9,750
-50% -$299K
HK
35
PUT
DELISTED
Halcon Resources Corporation
HK
$298K 0.04%
1,122
– –
XELA
36
DELISTED
Exela Technologies, Inc. Common Stock
XELA
$257K 0.04%
+2
New +$235K
AUMA
37
DELISTED
AR CAPITAL ACQUISITION CORP COMMON STOCK
AUMA
$248K 0.04%
25,000
+15,000
+150% +$147K
TSL
38
DELISTED
Trina Solar Limited
TSL
$247K 0.04%
20,400
– –
INSE icon
39
Inspired Entertainment
INSE
$182M
$239K 0.03%
+25,000
New +$238K
GCVRZ
40
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$166K 0.02%
245,000
+20,000
+9% +$14K
HK
41
CALL
DELISTED
Halcon Resources Corporation
HK
$154K 0.02%
+580
New +$172K
ZIONZ
42
DELISTED
Zions Bancorporation N.A. Warrants
ZIONZ
$117K 0.02%
50,000
– –
MFIC icon
43
MidCap Financial Investment
MFIC
$796M
$71K 0.01%
3,100
-17,000
-85% -$383K
ROIQW
44
DELISTED
ROI ACQUISITION CORP WT EXP 2/28/2017 (DE)
ROIQW
$67K 0.01%
280,168
-5,000
-2% -$1.2K
C.WS.A
45
DELISTED
Citigroup Inc
C.WS.A
$59K 0.01%
81,500
– –
QGENF
46
DELISTED
QIAGEN NV
QGENF
$57K 0.01%
+2,500
New +$57K
BAC.WS.B
47
DELISTED
Bank Of America Corporation Ws B
BAC.WS.B
$48K 0.01%
91,600
– –
NXEO
48
DELISTED
Nexeo Solutions, Inc. Common Stock
NXEO
$42K 0.01%
4,200
– –
PANL icon
49
Pangaea Logistics
PANL
$493M
$25K ﹤0.01%
9,460
-1,500
-14% -$4.93K
JASNW
50
DELISTED
Jason Industries, Inc.
JASNW
$18K ﹤0.01%
22,500
-15,000
-40% -$15K
1
2
3 4

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Basso Capital Management's Q1 2015 Portfolio in Review

As of Q1 2015, Basso Capital Management held 159 positions worth $685M, up 9.4% from $626M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Basso Capital Management withdrew a net $477M in Q1 2015, closing 33 positions and reducing 19 holdings. Its most notable exit was ZAIS Group Holdings, Inc., an estimated $3.12M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 0.57% of assets, down from 0.7% a quarter earlier, followed by Consumer Discretionary and Communication Services.

Against the trend, Basso Capital Management opened a new position in ACTAVIS PLC Pfd Conv Ser A (Irl) worth $21.4M.

  • Basso Capital Management's largest Q1 2015 buy was ACTAVIS PLC Pfd Conv Ser A (Irl): 20,750 shares worth $21.4M.
  • Basso Capital Management added most to RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest in Q1 2015, an estimated $1.5M increase.
  • Basso Capital Management's biggest Q1 2015 reduction was T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A, cutting an estimated $5.54M.
  • Basso Capital Management fully exited ZAIS Group Holdings, Inc. in Q1 2015, selling an estimated $3.12M.
  • Basso Capital Management's ten largest holdings make up 43% of its $685M portfolio in Q1 2015.
  • Basso Capital Management opened 18 new positions and closed 33 in Q1 2015.
  • Basso Capital Management's portfolio value rose 9.4% quarter-over-quarter to $685M.

Based on Basso Capital Management's 13F filing for Q1 2015, filed 15 May 2015.