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BCM

Basso Capital Management Portfolio holdings

AUM $469M
1-Year Est. Return 32.23%
This Fund
S&P 500
This Quarter Est. Return
+0.3%
1 Year Est. Return
+32.23%
3 Year Est. Return
+85.51%
5 Year Est. Return
+126.61%
10 Year Est. Return
+179.99%
AUM
$626M
AUM Growth
-$26M
Cap. Flow
-$459M
Cap. Flow %
-73.24%
Top 10 Hldgs %
42.17%
Holding
151
New
33
Increased
12
Reduced
16
Closed
15

Top Buys

Rank Stock Value
1
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
+$5.48M
2
ILMN icon
Illumina
ILMN
+$1.12M
3
CPHD
Cepheid Inc
CPHD
+$1.01M
4
RHT
Red Hat Inc
RHT
+$840K
5
XIV
VelocityShares Daily Inverse VIX Short Term ETN
XIV
+$683K

Top Sells

Rank Stock Value
1
AA.PRB
Alcoa Inc
AA.PRB
+$3.59M
2
AMSGP
Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1
AMSGP
+$3.48M
3
VDTH
Videocon d2h Limited
VDTH
+$2.48M
4
MWRX
MEDWORTH RX CORP COM STK (DE)
MWRX
+$1.69M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.51M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 0.74%
2 Healthcare 0.7%
3 Technology 0.46%
4 Industrials 0.34%
5 Real Estate 0.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RPT
26
PUT
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
$937K 0.15%
+50,000
New +$873K
VOLC
27
PUT
DELISTED
VOLCANO CORPORATION COM STK
VOLC
$894K 0.14%
+50,000
New +$601K
STNG icon
28
PUT
Scorpio Tankers
STNG
$3.91B
$869K 0.14%
+10,000
New +$829K
ON icon
29
ON Semiconductor
ON
$30.7B
$840K 0.13%
82,900
– –
PSEC icon
30
PUT
Prospect Capital
PSEC
$1.08B
$826K 0.13%
+100,000
New +$922K
JBLU icon
31
PUT
JetBlue
JBLU
$2.16B
$804K 0.13%
50,900
+900
+2% +$11.7K
LRCX icon
32
PUT
Lam Research
LRCX
$316B
$793K 0.13%
+100,000
New +$775K
RAS
33
CALL
DELISTED
RAIT Financial Trust
RAS
$767K 0.12%
+100,000
New +$737K
HTGC icon
34
PUT
Hercules Capital
HTGC
$2.99B
$744K 0.12%
+50,000
New +$755K
CTXS
35
DELISTED
Citrix Systems Inc
CTXS
$721K 0.12%
14,191
+4,145
+41% +$214K
VER
36
CALL
DELISTED
VEREIT, Inc.
VER
$679K 0.11%
+15,000
New +$735K
AKAM icon
37
Akamai
AKAM
$15.6B
$667K 0.11%
10,600
+5,300
+100% +$320K
JACQ
38
DELISTED
COLLABRIUM JAPAN ACQUISITION CORP
JACQ
$650K 0.1%
62,611
– –
XIV
39
DELISTED
VelocityShares Daily Inverse VIX Short Term ETN
XIV
$607K 0.1%
+19,500
New +$683K
DCUB
40
DELISTED
DOMINION RESOURCES INC CORP UNIT 2013 SER B (VA)
DCUB
$528K 0.08%
8,750
-17,000
-66% -$987K
AGFS
41
DELISTED
AgroFresh Solutions Inc
AGFS
$526K 0.08%
55,000
+20,000
+57% +$192K
MFIC icon
42
MidCap Financial Investment
MFIC
$801M
$447K 0.07%
20,100
– –
UMC icon
43
United Microelectronic
UMC
$42.9B
$390K 0.06%
171,600
– –
HTGC icon
44
Hercules Capital
HTGC
$2.99B
$372K 0.06%
+25,016
New +$378K
GPT
45
PUT
DELISTED
Gramercy Property Trust
GPT
$345K 0.06%
+16,667
New +$305K
HK
46
PUT
DELISTED
Halcon Resources Corporation
HK
$344K 0.05%
1,122
+832
+287% +$385K
PDLI
47
DELISTED
PDL BioPharma, Inc.
PDLI
$270K 0.04%
35,082
– –
TSL
48
DELISTED
Trina Solar Limited
TSL
$189K 0.03%
+20,400
New +$201K
HK
49
DELISTED
Halcon Resources Corporation
HK
$178K 0.03%
+580
New +$268K
GCVRZ
50
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$178K 0.03%
225,000
-50,000
-18% -$34.2K
1
2
3 4

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AIC
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CWA
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SP
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SCA
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LN
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UWP
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Basso Capital Management's Q4 2014 Portfolio in Review

As of Q4 2014, Basso Capital Management held 151 positions worth $626M, down 4% from $652M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Basso Capital Management withdrew a net $459M in Q4 2014, closing 15 positions and reducing 16 holdings. Its most notable exit was Alcoa Inc, an estimated $3.59M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 0.74% of assets, up from 0.71% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Basso Capital Management opened a new position in T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A worth $5.52M.

  • Basso Capital Management's largest Q4 2014 buy was T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A: 105,600 shares worth $5.52M.
  • Basso Capital Management added most to Akamai in Q4 2014, an estimated $320K increase.
  • Basso Capital Management's biggest Q4 2014 reduction was Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1, cutting an estimated $3.48M.
  • Basso Capital Management fully exited Alcoa Inc in Q4 2014, selling an estimated $3.59M.
  • Basso Capital Management's ten largest holdings make up 42% of its $626M portfolio in Q4 2014.
  • Basso Capital Management opened 33 new positions and closed 15 in Q4 2014.
  • Basso Capital Management's portfolio value fell 4% quarter-over-quarter to $626M.

Based on Basso Capital Management's 13F filing for Q4 2014, filed 13 Feb 2015.