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BCM

Basso Capital Management Portfolio holdings

AUM $469M
1-Year Est. Return 32.23%
This Fund
S&P 500
This Quarter Est. Return
-0.06%
1 Year Est. Return
+32.23%
3 Year Est. Return
+85.51%
5 Year Est. Return
+126.61%
10 Year Est. Return
+179.99%
AUM
$652M
AUM Growth
+$51.6M
Cap. Flow
-$410M
Cap. Flow %
-62.83%
Top 10 Hldgs %
46.59%
Holding
136
New
20
Increased
9
Reduced
9
Closed
21

Top Buys

Rank Stock Value
1
AMSGP
Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1
AMSGP
+$5.29M
2
AA.PRB
Alcoa Inc
AA.PRB
+$3.58M
3
BLBD icon
Blue Bird Corp
BLBD
+$1.85M
4
CSOD
Cornerstone OnDemand, Inc.
CSOD
+$1.1M
5
PANW icon
Palo Alto Networks
PANW
+$904K

Top Sells

Rank Stock Value
1
LRCX icon
Lam Research
LRCX
+$1.54M
2
BKNG icon
Booking.com
BKNG
+$1.26M
3
HLX icon
Helix Energy Solutions
HLX
+$1.26M
4
HOS
Hornbeck Offshore Services, Inc.
HOS
+$1.13M
5
CPHD
Cepheid Inc
CPHD
+$964K

Sector Composition

Rank Sector Weight
1 Healthcare 0.88%
2 Consumer Discretionary 0.71%
3 Industrials 0.57%
4 Technology 0.46%
5 Real Estate 0.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PDLI
26
PUT
DELISTED
PDL BioPharma, Inc.
PDLI
$747K 0.11%
+100,000
New +$928K
ON icon
27
ON Semiconductor
ON
$32.6B
$741K 0.11%
82,900
– –
JACQ
28
DELISTED
COLLABRIUM JAPAN ACQUISITION CORP
JACQ
$689K 0.11%
62,611
– –
CTXS
29
DELISTED
Citrix Systems Inc
CTXS
$571K 0.09%
+10,046
New +$546K
JBLU icon
30
PUT
JetBlue
JBLU
$2.29B
$531K 0.08%
+50,000
New +$571K
MFIC icon
31
MidCap Financial Investment
MFIC
$796M
$493K 0.08%
20,100
– –
MDR
32
PUT
DELISTED
McDermott International
MDR
$429K 0.07%
25,000
– –
PSEC icon
33
Prospect Capital
PSEC
$1.08B
$352K 0.05%
35,600
– –
UMC icon
34
United Microelectronic
UMC
$47.5B
$343K 0.05%
171,600
– –
EXXI
35
PUT
DELISTED
ENERGY XXI LTD COM SHS
EXXI
$341K 0.05%
+30,000
New +$534K
AGFS
36
DELISTED
AgroFresh Solutions Inc
AGFS
$340K 0.05%
35,000
+26,400
+307% +$257K
AKAM icon
37
Akamai
AKAM
$16.5B
$317K 0.05%
5,300
-5,200
-50% -$313K
EOX
38
CALL
DELISTED
EMERALD OIL INC (MT)
EOX
$308K 0.05%
+2,500
New +$381K
LAB icon
39
Standard BioTools
LAB
$351M
$272K 0.04%
11,100
-11,100
-50% -$312K
JBLU icon
40
CALL
JetBlue
JBLU
$2.29B
$266K 0.04%
+25,000
New +$285K
PDLI
41
DELISTED
PDL BioPharma, Inc.
PDLI
$262K 0.04%
35,082
– –
HK
42
PUT
DELISTED
Halcon Resources Corporation
HK
$198K 0.03%
290
– –
ZIONZ
43
DELISTED
Zions Bancorporation N.A. Warrants
ZIONZ
$187K 0.03%
50,000
– –
AMRN
44
CALL
Amarin Corp
AMRN
$298M
$165K 0.03%
7,570
– –
GCVRZ
45
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$128K 0.02%
275,000
– –
D icon
46
Dominion Energy
D
$61.3B
$109K 0.02%
+1,576
New +$109K
DVR
47
DELISTED
CAL DIVE INTERNATIONAL INC COM
DVR
$97K 0.01%
+100,000
New +$99.7K
EPR.PRC icon
48
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
$152M
$84K 0.01%
3,855
-20,000
-84% -$459K
ROIQW
49
DELISTED
ROI ACQUISITION CORP WT EXP 2/28/2017 (DE)
ROIQW
$84K 0.01%
290,168
– –
C.WS.A
50
DELISTED
Citigroup Inc
C.WS.A
$77K 0.01%
81,500
-85,000
-51% -$66.2K
1
2
3

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SCA
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LN
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UWP
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Basso Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Basso Capital Management held 136 positions worth $652M, up 8.6% from $601M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Basso Capital Management withdrew a net $410M in Q3 2014, closing 21 positions and reducing 9 holdings. Its most notable exit was Lam Research, an estimated $1.54M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 0.88% of assets, up from 0.39% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Basso Capital Management opened a new position in Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1 worth $5.24M.

  • Basso Capital Management's largest Q3 2014 buy was Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1: 49,167 shares worth $5.24M.
  • Basso Capital Management added most to Blue Bird Corp in Q3 2014, an estimated $1.85M increase.
  • Basso Capital Management's biggest Q3 2014 reduction was EPR Properties 5.75% Series C Preferred Shares, cutting an estimated $459K.
  • Basso Capital Management fully exited Lam Research in Q3 2014, selling an estimated $1.54M.
  • Basso Capital Management's ten largest holdings make up 47% of its $652M portfolio in Q3 2014.
  • Basso Capital Management opened 20 new positions and closed 21 in Q3 2014.
  • Basso Capital Management's portfolio value rose 8.6% quarter-over-quarter to $652M.

Based on Basso Capital Management's 13F filing for Q3 2014, filed 13 Nov 2014.