BCM

Basso Capital Management Portfolio holdings

AUM $135M
1-Year Return 16.87%
This Quarter Return
-0.06%
1 Year Return
+16.87%
3 Year Return
+70.53%
5 Year Return
+75.44%
10 Year Return
+108.58%
AUM
$638M
AUM Growth
+$46.7M
Cap. Flow
-$531M
Cap. Flow %
-83.2%
Top 10 Hldgs %
47.63%
Holding
139
New
13
Increased
8
Reduced
9
Closed
16

Top Buys

1
AMSGP
Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1
AMSGP
$5.24M
2
AA.PRB
Alcoa Inc.
AA.PRB
$3.59M
3
BLBD icon
Blue Bird Corp
BLBD
$1.88M
4
TRTLU
Terrapin 3 Acquisition
TRTLU
$1.06M
5
PANW icon
Palo Alto Networks
PANW
$1.03M

Top Sells

1
SKM icon
SK Telecom
SKM
$5.88M
2
HCAC.U
Hennessy Capital Acquisition Corp. III Units, each consisting of one share of Common Stock and one-h
HCAC.U
$1.92M
3
LRCX icon
Lam Research
LRCX
$1.54M
4
BKNG icon
Booking.com
BKNG
$1.26M
5
HLX icon
Helix Energy Solutions
HLX
$1.26M

Sector Composition

1 Healthcare 0.9%
2 Consumer Discretionary 0.72%
3 Industrials 0.58%
4 Technology 0.47%
5 Real Estate 0.26%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CTXS
26
DELISTED
Citrix Systems Inc
CTXS
$571K 0.09%
+10,046
New +$571K
MFIC icon
27
MidCap Financial Investment
MFIC
$1.21B
$493K 0.08%
20,100
– –
PSEC icon
28
Prospect Capital
PSEC
$1.32B
$352K 0.05%
35,600
– –
UMC icon
29
United Microelectronic
UMC
$17.2B
$343K 0.05%
171,600
– –
AGFS
30
DELISTED
AgroFresh Solutions, Inc. Common Stock
AGFS
$340K 0.05%
35,000
+26,400
+307% +$256K
AKAM icon
31
Akamai
AKAM
$11B
$317K 0.05%
5,300
-5,200
-50% -$311K
LAB icon
32
Standard BioTools
LAB
$477M
$272K 0.04%
11,100
-11,100
-50% -$272K
PDLI
33
DELISTED
PDL BioPharma, Inc.
PDLI
$262K 0.04%
35,082
– –
ZIONZ
34
DELISTED
Zions Bancorporation N.A. Warrants
ZIONZ
$187K 0.03%
50,000
– –
GCVRZ
35
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$128K 0.02%
275,000
– –
D icon
36
Dominion Energy
D
$50.1B
$109K 0.02%
+1,576
New +$109K
DVR
37
DELISTED
CAL DIVE INTERNATIONAL INC COM
DVR
$97K 0.01%
+100,000
New +$97K
EPR.PRC icon
38
EPR Properties 5.75% Series C Cumulative Convertible Preferred Shares
EPR.PRC
$129M
$84K 0.01%
3,855
-20,000
-84% -$436K
ROIQW
39
DELISTED
ROI ACQUISITION CORP WT EXP 2/28/2017 (DE)
ROIQW
$84K 0.01%
290,168
– –
C.WS.A
40
DELISTED
Citigroup Inc
C.WS.A
$77K 0.01%
81,500
-85,000
-51% -$80.3K
JASNW
41
DELISTED
Jason Industries, Inc.
JASNW
$64K 0.01%
+42,500
New +$64K
QGENF
42
DELISTED
QIAGEN NV
QGENF
$46K 0.01%
2,000
– –
C.WS.B
43
DELISTED
CITIGROUP INC WTS EXP (10/28/2018) (DE)
C.WS.B
$4K ﹤0.01%
115,500
– –
AMRN
44
Amarin Corp
AMRN
$307M
– –
0
– –
BKNG icon
45
Booking.com
BKNG
$179B
– –
-1,050
Closed -$1.26M
BMRN icon
46
BioMarin Pharmaceuticals
BMRN
$10.9B
– –
-5,800
Closed -$361K
CRM icon
47
Salesforce
CRM
$232B
– –
-14,000
Closed -$813K
HLX icon
48
Helix Energy Solutions
HLX
$969M
– –
-48,000
Closed -$1.26M
JBLU icon
49
JetBlue
JBLU
$1.94B
– –
0
– –
LRCX icon
50
Lam Research
LRCX
$127B
– –
-228,000
Closed -$1.54M
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