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BCM

Basso Capital Management Portfolio holdings

AUM $469M
1-Year Est. Return 32.23%
This Fund
S&P 500
This Quarter Est. Return
+0.11%
1 Year Est. Return
+32.23%
3 Year Est. Return
+85.51%
5 Year Est. Return
+126.61%
10 Year Est. Return
+179.99%
AUM
$547M
AUM Growth
+$43.8M
Cap. Flow
-$313M
Cap. Flow %
-57.19%
Top 10 Hldgs %
51.06%
Holding
118
New
29
Increased
5
Reduced
8
Closed
12

Top Buys

Rank Stock Value
1
ROIQ
ROI ACQUISITION CORP II COM STK
ROIQ
+$3.41M
2
PDLI
PDL BioPharma, Inc.
PDLI
+$3.08M
3
CAMB
CAMBRIDGE CAP ACQUISITION CORP (DE)
CAMB
+$2.41M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.29M
5
QGENF
QIAGEN NV
QGENF
+$2.21M

Top Sells

Rank Stock Value
1
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$9.8M
2
EPR.PRC icon
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
+$3.29M
3
BZT
BEAZER HOMES USA, INC. TANGIBLE EQUITY UNIT
BZT
+$2.67M
4
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
+$771K
5
JACQ
COLLABRIUM JAPAN ACQUISITION CORP
JACQ
+$644K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 1.06%
2 Healthcare 0.73%
3 Real Estate 0.38%
4 Industrials 0.32%
5 Technology 0.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CPHD
26
DELISTED
Cepheid Inc
CPHD
$562K 0.1%
+10,900
New +$554K
MFIC icon
27
MidCap Financial Investment
MFIC
$796M
$501K 0.09%
20,100
– –
SITC icon
28
CALL
SITE Centers
SITC
$227M
$494K 0.09%
23,283
-38,805
-63% -$800K
NEE.PRO
29
DELISTED
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
$491K 0.09%
8,000
– –
BDN
30
Brandywine Realty Trust
BDN
$525M
$477K 0.09%
+33,000
New +$471K
EXAS
31
DELISTED
Exact Sciences
EXAS
$425K 0.08%
+30,000
New +$405K
SPXU icon
32
ProShares UltraPro Short S&P 500
SPXU
$414M
$421K 0.08%
+19
New +$462K
WELL.PRI
33
DELISTED
Welltower Inc.
WELL.PRI
$388K 0.07%
7,000
– –
UMC icon
34
United Microelectronic
UMC
$47.5B
$357K 0.07%
171,600
– –
EOX
35
CALL
DELISTED
EMERALD OIL INC (MT)
EOX
$336K 0.06%
+2,500
New +$368K
AMRN
36
CALL
Amarin Corp
AMRN
$298M
$274K 0.05%
+7,570
New +$281K
ELME
37
Elme Communities
ELME
$144M
$249K 0.05%
+10,411
New +$246K
XIV
38
DELISTED
VelocityShares Daily Inverse VIX Short Term ETN
XIV
$221K 0.04%
+7,000
New +$222K
ZIONZ
39
DELISTED
Zions Bancorporation N.A. Warrants
ZIONZ
$205K 0.04%
50,000
– –
VXX
40
CALL
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$157K 0.03%
+625
New +$440K
ROIQW
41
DELISTED
ROI ACQUISITION CORP WT EXP 2/28/2017 (DE)
ROIQW
$128K 0.02%
290,168
– –
C.WS.A
42
DELISTED
Citigroup Inc
C.WS.A
$107K 0.02%
166,500
– –
GCVRZ
43
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$88K 0.02%
275,000
+55,000
+25% +$20.4K
BAC.WS.B
44
DELISTED
Bank Of America Corporation Ws B
BAC.WS.B
$83K 0.02%
91,600
-700
-0.8% -$625
FPO
45
DELISTED
First Potomac Realty Trust
FPO
$71K 0.01%
+5,467
New +$69.1K
MOV icon
46
Movado Group
MOV
$849M
$41K 0.01%
+897
New +$36.6K
C.WS.B
47
DELISTED
CITIGROUP INC WTS EXP (10/28/2018) (DE)
C.WS.B
$5K ﹤0.01%
115,500
– –
GEVO icon
48
Gevo
GEVO
$372M
– –
-12
Closed -$100K
CALY
49
PUT
Callaway Golf Company
CALY
$3.33B
– –
-100,000
Closed -$843K
NLY icon
50
CALL
Annaly Capital Management
NLY
$17.3B
– –
-12,500
Closed -$499K
1
2
3

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MGB
Mass General Brigham Somerville, Massachusetts $469M AUM
RGC
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AIC
Archer Investment Corporation Carmel, Indiana $469M AUM 19.1% 1-Year Est. Return
CWA
CM Wealth Advisors Beachwood, Ohio $470M AUM 19.08% 1-Year Est. Return
SP
Stonebrook Private Northville, Michigan $470M AUM 21.42% 1-Year Est. Return
SCA
Stieven Capital Advisors St. Louis, Missouri $468M AUM 15.94% 1-Year Est. Return
LN
Lightrock Netherlands Utrecht, Netherlands $468M AUM 43.06% 1-Year Est. Return
UWP
Uniting Wealth Partners Mission, Kansas $470M AUM 30.3% 1-Year Est. Return

Basso Capital Management's Q1 2014 Portfolio in Review

As of Q1 2014, Basso Capital Management held 118 positions worth $547M, up 8.7% from $504M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Basso Capital Management withdrew a net $313M in Q1 2014, closing 12 positions and reducing 8 holdings. Its most notable exit was OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS, an estimated $9.8M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 1.1% of assets, up from 0.48% a quarter earlier, followed by Healthcare and Real Estate.

Against the trend, Basso Capital Management opened a new position in ROI ACQUISITION CORP II COM STK worth $3.39M.

  • Basso Capital Management's largest Q1 2014 buy was ROI ACQUISITION CORP II COM STK: 350,168 shares worth $3.39M.
  • Basso Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $2.29M increase.
  • Basso Capital Management's biggest Q1 2014 reduction was EPR Properties 5.75% Series C Preferred Shares, cutting an estimated $3.29M.
  • Basso Capital Management fully exited OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS in Q1 2014, selling an estimated $9.8M.
  • Basso Capital Management's ten largest holdings make up 51% of its $547M portfolio in Q1 2014.
  • Basso Capital Management opened 29 new positions and closed 12 in Q1 2014.
  • Basso Capital Management's portfolio value rose 8.7% quarter-over-quarter to $547M.

Based on Basso Capital Management's 13F filing for Q1 2014, filed 13 May 2014.