BCM

Basso Capital Management Portfolio holdings

AUM $135M
1-Year Return 16.87%
This Quarter Return
+0.1%
1 Year Return
+16.87%
3 Year Return
+70.53%
5 Year Return
+75.44%
10 Year Return
+108.58%
AUM
$541M
AUM Growth
+$60.4M
Cap. Flow
-$424M
Cap. Flow %
-78.37%
Top 10 Hldgs %
51.62%
Holding
130
New
24
Increased
6
Reduced
7
Closed
6

Top Buys

1
PDLI
PDL BioPharma, Inc.
PDLI
$2.99M
2
CAMB
CAMBRIDGE CAP ACQUISITION CORP (DE)
CAMB
$2.41M
3
SPY icon
SPDR S&P 500 ETF Trust
SPY
$2.34M
4
QGENF
QIAGEN NV
QGENF
$2.21M
5
TACO
Del Taco Restaurants, Inc. Common Stock
TACO
$2.04M

Top Sells

1
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
$9.8M
2
EPR.PRC icon
EPR Properties 5.75% Series C Cumulative Convertible Preferred Shares
EPR.PRC
$3.3M
3
BZT
BEAZER HOMES USA, INC. TANGIBLE EQUITY UNIT
BZT
$2.5M
4
TACOU
Berto Acquisition Corp. Unit
TACOU
$2M
5
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$782K

Sector Composition

1 Consumer Discretionary 1.07%
2 Healthcare 0.73%
3 Real Estate 0.39%
4 Industrials 0.32%
5 Technology 0.21%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CPHD
26
DELISTED
Cepheid Inc
CPHD
$562K 0.1%
+10,900
New +$562K
MFIC icon
27
MidCap Financial Investment
MFIC
$1.22B
$501K 0.09%
20,100
– –
NEE.PRO
28
DELISTED
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
$491K 0.09%
8,000
– –
BDN
29
Brandywine Realty Trust
BDN
$749M
$477K 0.09%
+33,000
New +$477K
EXAS icon
30
Exact Sciences
EXAS
$9.73B
$425K 0.08%
+30,000
New +$425K
SPXU icon
31
ProShares UltraPro Short S&P 500
SPXU
$517M
$421K 0.08%
+75
New +$421K
WELL.PRI
32
DELISTED
Welltower Inc.
WELL.PRI
$388K 0.07%
7,000
– –
UMC icon
33
United Microelectronic
UMC
$17.3B
$357K 0.07%
171,600
– –
ELME
34
Elme Communities
ELME
$1.51B
$249K 0.05%
+10,411
New +$249K
XIV
35
DELISTED
VelocityShares Daily Inverse VIX Short Term ETN
XIV
$221K 0.04%
+7,000
New +$221K
ZIONZ
36
DELISTED
Zions Bancorporation N.A. Warrants
ZIONZ
$205K 0.04%
50,000
– –
ROIQW
37
DELISTED
ROI ACQUISITION CORP WT EXP 2/28/2017 (DE)
ROIQW
$128K 0.02%
290,168
– –
C.WS.A
38
DELISTED
Citigroup Inc
C.WS.A
$107K 0.02%
166,500
– –
GCVRZ
39
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$88K 0.02%
275,000
+55,000
+25% +$17.6K
BAC.WS.B
40
DELISTED
Bank Of America Corporation Ws B
BAC.WS.B
$83K 0.02%
91,600
-700
-0.8% -$634
FPO
41
DELISTED
First Potomac Realty Trust
FPO
$71K 0.01%
+5,467
New +$71K
MOV icon
42
Movado Group
MOV
$427M
$41K 0.01%
+897
New +$41K
C.WS.B
43
DELISTED
CITIGROUP INC WTS EXP (10/28/2018) (DE)
C.WS.B
$5K ﹤0.01%
115,500
– –
AMRN
44
Amarin Corp
AMRN
$311M
– –
0
– –
GEVO icon
45
Gevo
GEVO
$394M
– –
-12
Closed -$100K
MODG icon
46
Topgolf Callaway Brands
MODG
$1.68B
– –
0
– –
NLY icon
47
Annaly Capital Management
NLY
$14B
– –
0
– –
SITC icon
48
SITE Centers
SITC
$491M
– –
0
– –
WELL icon
49
Welltower
WELL
$112B
– –
-5,971
Closed -$320K
TACOU
50
Berto Acquisition Corp. Unit
TACOU
$264M
– –
-200,000
Closed -$2M
1
2
3