Bank of Nova Scotia
RIV

Bank of Nova Scotia’s RiverNorth Opportunities Fund RIV Stock Holding History

Bank of Nova Scotia’s Portfolio RIV Stock Details RIV Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2018
Q1 		– Sell
-21,708
Closed -$427K – 981
2017
Q4 		$427K Buy
+21,708
New +$427K ﹤0.01% 846

Other funds holding RIV

UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
BMCM
Bryn Mawr Capital Management Philadelphia, Pennsylvania $2.06B AUM 19.82% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
CAMG
CWA Asset Management Group Naples, Florida $3.28B AUM 34.07% 1-Year Est. Return
RCA
Rowland Carmichael Advisors Scottsdale, Arizona $316M AUM 18.07% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
WAP
Wealthcare Advisory Partners West Chester, Pennsylvania $5.27B AUM 22.23% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
WWMSC
Wagner Wealth Management (South Carolina) Greenville, South Carolina $541M AUM 12.14% 1-Year Est. Return

Bank of Nova Scotia's RIV Position: Q1 2018 in Review

Bank of Nova Scotia sold out of RiverNorth Opportunities Fund (RIV) in Q1 2018, closing a stake of 21,708 shares — an estimated $427K sold.

Bank of Nova Scotia first reported a position in RIV in Q4 2017 and held it in 1 quarter. The position peaked at $427K in Q4 2017. 13 funds tracked by Wall St. Rank hold RIV as of Q1 2018.

  • Bank of Nova Scotia reported no remaining RiverNorth Opportunities Fund position as of Q1 2018 after selling out during the quarter.
  • Bank of Nova Scotia sold 21,708 RiverNorth Opportunities Fund shares in Q1 2018, an estimated $427K.
  • Bank of Nova Scotia first reported a position in RiverNorth Opportunities Fund in Q4 2017 and held it in 1 quarter.
  • Bank of Nova Scotia's RiverNorth Opportunities Fund position peaked at $427K in Q4 2017.
  • 13 funds tracked by Wall St. Rank held RiverNorth Opportunities Fund as of Q1 2018.

Based on Bank of Nova Scotia's 13F filing for Q1 2018, filed 15 May 2018.