We are live on ! Find out more
BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+1.32%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.68M
AUM Growth
-$380M
Cap. Flow
+$236M
Cap. Flow %
5,035.5%
Top 10 Hldgs %
13.14%
Holding
3,993
New
3,307
Increased
403
Reduced
112
Closed
127

Top Buys

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$7.3M
2
CMG icon
Chipotle Mexican Grill
CMG
+$7.24M
3
BABA icon
Alibaba
BABA
+$5.15M
4
META icon
Meta Platforms (Facebook)
META
+$4.94M
5
JNJ icon
Johnson & Johnson
JNJ
+$3.79M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.73M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.5M
3
MVV icon
ProShares Ultra MidCap400
MVV
+$832K
4
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$732K
5
SLV icon
iShares Silver Trust
SLV
+$537K

Sector Composition

Rank Sector Weight
1 Technology 7.29%
2 Healthcare 6.35%
3 Financials 5.66%
4 Energy 4.51%
5 Communication Services 4.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UGAZ
2376
DELISTED
VelocityShares 3x Long Natural Gas ETN linked to the S&P GSCI Natural Gas Index ER due February 9, 2
UGAZ
– –
0
– –
ALR
2377
DELISTED
Alere Inc
ALR
$2 ﹤0.01%
+50
New +$1.93K
GML
2378
DELISTED
SPDR S&P Emerging Latin America ETF
GML
$2 ﹤0.01%
+45
New +$2.59K
SALE
2379
DELISTED
RetailMeNot, Inc. Series 1
SALE
$2 ﹤0.01%
+125
New +$1.95K
JOY
2380
DELISTED
Joy Global Inc
JOY
$2 ﹤0.01%
+35
New +$1.79K
MENT
2381
DELISTED
Mentor Graphics Corp
MENT
$2 ﹤0.01%
+99
New +$2.09K
AMSG
2382
DELISTED
Amsurg Corp
AMSG
$2 ﹤0.01%
+30
New +$1.53K
SZMK
2383
DELISTED
SIZMEK INC COM STK (DE)
SZMK
$2 ﹤0.01%
+300
New +$1.8K
BIN
2384
DELISTED
PROGRESSIVE WASTE SOLUTIONS LTD COM
BIN
$2 ﹤0.01%
+58
New +$1.66K
LF
2385
DELISTED
LEAPFROG ENTERPRISES INC.
LF
$2 ﹤0.01%
+523
New +$2.77K
HNT
2386
DELISTED
HEALTH NET INC
HNT
$2 ﹤0.01%
+40
New +$1.97K
RJET
2387
DELISTED
REPUBLIC AWYS HLDGS INC
RJET
$2 ﹤0.01%
+119
New +$1.47K
KCLI
2388
DELISTED
KANSAS CITY LIFE INS CO NEW (MO)
KCLI
$2 ﹤0.01%
+34
New +$1.62K
BEE
2389
DELISTED
STRATEGIC HOTELS & RESORTS, INC
BEE
$2 ﹤0.01%
+150
New +$1.89K
MSO
2390
DELISTED
MARTHA STEWART LIVING OMNIMEDIA INC
MSO
$2 ﹤0.01%
+350
New +$1.45K
BRLI
2391
DELISTED
BIO-REFERENCE LABS INC-NEW-
BRLI
$2 ﹤0.01%
+47
New +$1.36K
ATL
2392
DELISTED
ATLATSA RES CORP RESOURCES CORP (F)
ATL
$2 ﹤0.01%
10,651
– –
ADVS
2393
DELISTED
Advent Software Inc
ADVS
$2 ﹤0.01%
+54
New +$1.73K
ZGNX
2394
DELISTED
Zogenix, Inc.
ZGNX
$2 ﹤0.01%
+194
New +$1.92K
RKT
2395
DELISTED
ROCK-TENN COMPANY CL-A
RKT
$2 ﹤0.01%
+27
New +$1.47K
HVB
2396
DELISTED
HUDSON VY HLDG CORP
HVB
$2 ﹤0.01%
+70
New +$1.66K
HLSS
2397
DELISTED
HOME LN SERVICING SOLUTIONS LTD(CAYMAN ISLANDS)
HLSS
$2 ﹤0.01%
+105
New +$2.08K
CVD
2398
DELISTED
COVANCE INC.
CVD
$2 ﹤0.01%
+24
New +$2.25K
OUBS
2399
DELISTED
USB AG (NEW)
OUBS
$2 ﹤0.01%
+138
New +$2.4K
CQB
2400
DELISTED
CHIQUITA BRANDS INTL (NEW)
CQB
$2 ﹤0.01%
+160
New +$2.28K
94 95
96
97 98

Similar funds

LPU
Lansdowne Partners (UK) London, United Kingdom $1.87B AUM 61.55% 1-Year Est. Return
P3I
Progeny 3 Inc Kirkland, Washington $1.87B AUM 30.4% 1-Year Est. Return
EPW
Evolve Private Wealth Los Angeles, California $1.87B AUM
BCIM
Black Creek Investment Management Toronto, Ontario, Canada $1.86B AUM 15.33% 1-Year Est. Return
PCP
Proficio Capital Partners Newton, Massachusetts $1.87B AUM 30.54% 1-Year Est. Return
EAM
Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return
ACM
American Capital Management New York $1.86B AUM 20.23% 1-Year Est. Return
WRBC
W.R. Berkley Corp Greenwich, Connecticut $1.86B AUM 14.44% 1-Year Est. Return

B. Riley Wealth Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, B. Riley Wealth Advisors held 3,993 positions worth $4.68M, down 99% from $384M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors deployed $236M of net new capital in Q4 2014, opening 3,307 new positions and adding to 403 existing holdings. Its largest new stake was iShares Core S&P Total US Stock Market ETF: 159,176 shares worth $7.47K.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, up from 7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $2.73M trimmed.

  • B. Riley Wealth Advisors's largest Q4 2014 buy was iShares Core S&P Total US Stock Market ETF: 159,176 shares worth $7.47K.
  • B. Riley Wealth Advisors added most to Meta Platforms (Facebook) in Q4 2014, an estimated $4.94M increase.
  • B. Riley Wealth Advisors's biggest Q4 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $2.73M.
  • B. Riley Wealth Advisors fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $732K.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $4.68M portfolio in Q4 2014.
  • B. Riley Wealth Advisors opened 3,307 new positions and closed 127 in Q4 2014.
  • B. Riley Wealth Advisors's portfolio value fell 99% quarter-over-quarter to $4.68M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2014, filed 18 Feb 2015.