B. Riley Wealth Advisors’s VelocityShares 3x Long Natural Gas ETN linked to the S&P GSCI Natural Gas Index ER due February 9, 2 UGAZ Stock Holding History

B. Riley Wealth Advisors’s Portfolio UGAZ Stock Details UGAZ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Hold	0	–	–	–	3477
2014 Q2	–	Hold	0	–	–	–	2208

Other funds holding UGAZ

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Weiss Multi-Strategy Advisers New York $4.16B AUM 30.77% 1-Year Est. Return

CMT Trading Chicago, Illinois $22.4M AUM 78.15% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Maple Securities USA Jersey City, New Jersey $672M AUM 1.03% 1-Year Est. Return

Flow Traders U.S. New York $3.16B AUM 19.52% 1-Year Est. Return

Millennium Management

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

QCM Cayman Houston, Texas $3.63M AUM 61.13% 1-Year Est. Return

B. Riley Wealth Management Memphis, Tennessee $85.5M AUM 3.46% 1-Year Est. Return

Augustine Asset Management Jacksonville, Florida $494M AUM 76.22% 1-Year Est. Return