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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMR
2276
DELISTED
KINDER MORGAN MANAGEMENT LLC
KMR
– –
-661
Closed -$50.5K
EPB
2277
DELISTED
EL PASO PIPELINE PARTNERS, L.P. COM UNITS REPSTG LTD PART
EPB
– –
-2,880
Closed -$104K
JGG
2278
DELISTED
NUVEEN GLOBAL INCOME OPPORTUNITIES FUND
JGG
– –
-425
Closed -$5.42K
JGT
2279
DELISTED
NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA)
JGT
– –
-5,222
Closed -$58.6K
QRE
2280
DELISTED
QR ENERGY LP UNIT LTD PARTNERSHIP INT (DE)
QRE
– –
-1,305
Closed -$24.8K
ATHL
2281
DELISTED
ATHLON ENERGY INC COM
ATHL
– –
-2,120
Closed -$101K
BNNY
2282
DELISTED
ANNIES INC COMMON STOCK (DE)
BNNY
– –
-350
Closed -$11.8K
GTAT
2283
DELISTED
GT ADVANCED TECHNOLOGIES INC COM STK (DE)
GTAT
– –
-500
Closed -$9.3K
NYC
2284
DELISTED
ISHARES NYSE COMPOSITE ETF
NYC
– –
-1,147
Closed -$115K
MEAS
2285
DELISTED
MEASUREMENT SPECIALTIES INC
MEAS
– –
-3
Closed -$293
ITMN
2286
DELISTED
INTERMUNE INC
ITMN
– –
-619
Closed -$27.3K
CHDX
2287
DELISTED
CHINDEX INTL INC
CHDX
– –
-300
Closed -$7.11K
PDO
2288
DELISTED
PYRAMID OIL CO
PDO
– –
-2,300
Closed -$13.3K
MCRS
2289
DELISTED
MICROS SYSTEMS INC
MCRS
– –
-163
Closed -$11.1K
CSP
2290
DELISTED
AMER STRATEGIC INCM PTFL-III
CSP
– –
-12,675
Closed -$92.8K
BSP
2291
DELISTED
AMERN STRATEGIC INCM PORTF II
BSP
– –
-8,973
Closed -$78.8K
HSH
2292
DELISTED
HILLSHIRE BRANDS CO
HSH
– –
-554
Closed -$34.5K
QCOR
2293
DELISTED
QUESTCOR PHARMA INC
QCOR
– –
-100
Closed -$9.25K
STRZA
2294
DELISTED
Starz - Series A
STRZA
– –
-25
Closed -$745
ESC
2295
DELISTED
EMERITUS CORP
ESC
– –
-250
Closed -$7.91K
HITT
2296
DELISTED
HITTITE MICROWAVE CORP
HITT
– –
-1,264
Closed -$98.5K
FRX
2297
DELISTED
FOREST LABORATORIES INC
FRX
– –
-30
Closed -$2.97K
SI
2298
DELISTED
SIEMENS AKTIENGESELLSCHAFT ADS
SI
– –
-634
Closed -$83.9K
IRR
2299
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
– –
-6,395
Closed -$73.5K
OVRL
2300
DELISTED
OVERLAND STORAGE INC
OVRL
– –
-95
Closed -$461
90 91
92
93 94

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.