BRWA
NYC

B. Riley Wealth Advisors’s ISHARES NYSE COMPOSITE ETF NYC Stock Holding History

B. Riley Wealth Advisors’s Portfolio NYC Stock Details NYC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-1,147
Closed -$115K – 2458
2014
Q2 		$115K Buy
+1,147
New +$112K 0.03% 660

Other funds holding NYC

Susquehanna International Group
Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Jane Street
Jane Street New York $777B AUM 61.18% 1-Year Est. Return
FCI
Financial Counselors Inc Overland Park, Kansas $70.9M AUM 16.78% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return
VKH
Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return
NPC
National Planning Corporation El Segundo, California $726K AUM 14.28% 1-Year Est. Return

B. Riley Wealth Advisors's NYC Position: Q3 2014 in Review

B. Riley Wealth Advisors sold out of ISHARES NYSE COMPOSITE ETF (NYC) in Q3 2014, closing a stake of 1,147 shares — an estimated $115K sold.

B. Riley Wealth Advisors first reported a position in NYC in Q2 2014 and held it in 1 quarter. The position peaked at $115K in Q2 2014. 19 funds tracked by Wall St. Rank hold NYC as of Q3 2014.

  • B. Riley Wealth Advisors reported no remaining ISHARES NYSE COMPOSITE ETF position as of Q3 2014 after selling out during the quarter.
  • B. Riley Wealth Advisors sold 1,147 ISHARES NYSE COMPOSITE ETF shares in Q3 2014, an estimated $115K.
  • B. Riley Wealth Advisors first reported a position in ISHARES NYSE COMPOSITE ETF in Q2 2014 and held it in 1 quarter.
  • B. Riley Wealth Advisors's ISHARES NYSE COMPOSITE ETF position peaked at $115K in Q2 2014.
  • 19 funds tracked by Wall St. Rank held ISHARES NYSE COMPOSITE ETF as of Q3 2014.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.