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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CFN
2251
DELISTED
CAREFUSION CORPORATION
CFN
– –
-1,255
Closed -$55.7K
PETM
2252
DELISTED
PETSMART INC
PETM
– –
-116
Closed -$6.95K
APL
2253
DELISTED
ATLAS PIPELINE PARTNERS LP UTS
APL
– –
-5,201
Closed -$179K
NPSP
2254
DELISTED
NPS PHARMACEUTICALS INC
NPSP
– –
-2,946
Closed -$97.4K
AMRE
2255
DELISTED
AMREIT INC NEW COM STK
AMRE
– –
-1,283
Closed -$23.5K
GTIV
2256
DELISTED
GENTIVA HEALTH SERVICES INC
GTIV
– –
-350
Closed -$5.27K
SWY
2257
DELISTED
SAFEWAY INC
SWY
– –
-3,125
Closed -$107K
AVNR
2258
DELISTED
AVANIR PHARMACEUTICALS, INC CL A
AVNR
– –
-9,000
Closed -$50.8K
AMCO
2259
DELISTED
ARMCO METALS HOLDINGS INC COM STK NEW (NV)
AMCO
– –
-20
Closed -$54
UKK
2260
DELISTED
PROSHARES ULTRA RUSSELL 2000 GROWTH
UKK
– –
-450
Closed -$45.5K
CQB
2261
DELISTED
CHIQUITA BRANDS INTL (NEW)
CQB
– –
-160
Closed -$1.74K
RFMD
2262
DELISTED
RF MICRO DEVICES INC
RFMD
– –
-10,725
Closed -$103K
TQNT
2263
DELISTED
TRIQUINT SEMICONDUCTOR INC
TQNT
– –
-305
Closed -$4.83K
VE
2264
DELISTED
VEOLIA ENVIRONNEMENT
VE
– –
-7,357
Closed -$140K
MGAM
2265
DELISTED
MULTIMEDIA GAMES HOLDING COMPANY INC COM STK (TX)
MGAM
– –
-8
Closed -$240
DPO
2266
DELISTED
DOW ENHANCED PREMIUM & INCOME FUND, INC COM
DPO
– –
-917
Closed -$12.6K
DPD
2267
DELISTED
DOW 30 PREMIUM & DIVIDEND INCOME FUND INC
DPD
– –
-2,034
Closed -$32.6K
JSN
2268
DELISTED
NUVEEN EQUITY PREMIUM OPPORTUNITY FUND
JSN
– –
-8,013
Closed -$103K
FST
2269
DELISTED
FOREST OIL CORPORATION
FST
– –
-100
Closed -$228
THI
2270
DELISTED
TIM HORTONS INC COM, CANADA
THI
– –
-135
Closed -$7.39K
TIBX
2271
DELISTED
TIBCO SOFTWARE INC
TIBX
– –
-314
Closed -$6.33K
BQY
2272
DELISTED
BLACKROCK DIVIDEND INCOME TR COM SHS
BQY
– –
-100
Closed -$1.34K
BCF
2273
DELISTED
BLACKROCK REAL ASSET EQUITY TRUST
BCF
– –
-2,482
Closed -$23.3K
BQR
2274
DELISTED
BLACKROCK ECOSOLUTIONS INVESTMENT TRUST
BQR
– –
-2,142
Closed -$17.7K
CNQR
2275
DELISTED
CONCUR TECHNOLOGIES INC
CNQR
– –
-3
Closed -$262
89 90
91
92 93

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.