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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+6.82%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$313M
AUM Growth
+$20.6M
Cap. Flow
+$3.81M
Cap. Flow %
1.22%
Top 10 Hldgs %
17.49%
Holding
763
New
96
Increased
243
Reduced
271
Closed
87

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.48M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.36M
3
SGNT
SAGENT PHARMACEUTICALS INC COM STK (DE)
SGNT
+$3.18M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$3.06M
5
SSO icon
ProShares Ultra S&P500
SSO
+$2.95M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$6.08M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$5.13M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$3.49M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$2.09M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.51M

Sector Composition

Rank Sector Weight
1 Technology 9.35%
2 Energy 8.45%
3 Financials 7.74%
4 Healthcare 5.09%
5 Communication Services 4.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EIX icon
201
Edison International
EIX
$31.1B
$355K 0.11%
7,666
– –
AEP icon
202
American Electric Power
AEP
$73.2B
$354K 0.11%
7,576
-4,460
-37% -$206K
IJK icon
203
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$352K 0.11%
9,376
-396
-4% -$14.3K
DXJ icon
204
WisdomTree Japan Hedged Equity Fund
DXJ
$7.15B
$348K 0.11%
6,851
+270
+4% +$13.1K
GILD icon
205
Gilead Sciences
GILD
$166B
$348K 0.11%
4,639
+488
+12% +$34K
HYB
206
DELISTED
New America High Income Fund, Inc.
HYB
$348K 0.11%
36,011
-13,728
-28% -$131K
CBI
207
DELISTED
Chicago Bridge & Iron Nv
CBI
$347K 0.11%
4,170
+253
+6% +$19.2K
XEL icon
208
Xcel Energy
XEL
$51B
$346K 0.11%
12,391
+8
+0.1% +$226
MU icon
209
Micron Technology
MU
$933B
$343K 0.11%
15,749
+2,709
+21% +$52.7K
PMM
210
Franklin Managed Municipal Income Trust
PMM
$272M
$343K 0.11%
51,719
+809
+2% +$5.38K
SARA
211
DELISTED
SARATOGA RESOURCES INC
SARA
$340K 0.11%
298,226
+128,265
+75% +$240K
GSK icon
212
GSK
GSK
$108B
$339K 0.11%
5,073
-179
-3% -$11.6K
BNY
213
Bank of New York Mellon
BNY
$106B
$337K 0.11%
9,637
+1,285
+15% +$41.8K
CVY icon
214
Invesco Zacks Multi-Asset Income ETF
CVY
$125M
$336K 0.11%
13,570
-1,653
-11% -$40.5K
FLG
215
Flagstar Bank National Association
FLG
$5.73B
$336K 0.11%
6,650
+83
+1% +$4.02K
MOS icon
216
The Mosaic Company
MOS
$7.28B
$333K 0.11%
7,040
+2,700
+62% +$125K
SLV icon
217
iShares Silver Trust
SLV
$27.7B
$333K 0.11%
17,794
-1,910
-10% -$38.3K
DHC
218
Diversified Healthcare Trust
DHC
$2.21B
$332K 0.11%
15,069
-384
-2% -$8.89K
PEP icon
219
PepsiCo
PEP
$194B
$329K 0.11%
3,968
+211
+6% +$17.5K
VGT icon
220
Vanguard Information Technology ETF
VGT
$136B
$328K 0.1%
29,288
– –
ISCV icon
221
iShares Morningstar Small-Cap Value ETF
ISCV
$696M
$326K 0.1%
8,130
+900
+12% +$34.5K
NMZ icon
222
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.2B
$325K 0.1%
27,105
-95
-0.3% -$1.11K
PHK
223
PIMCO High Income Fund
PHK
$863M
$325K 0.1%
27,892
-8,821
-24% -$105K
BOE icon
224
BlackRock Enhanced Global Dividend Trust
BOE
$661M
$323K 0.1%
21,585
+1,194
+6% +$17.3K
WPZ
225
DELISTED
Williams Partners L.P.
WPZ
$323K 0.1%
6,048
– –
7 8
9
10 11

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P3I
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EPW
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BCIM
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PCP
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EAM
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ACM
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B. Riley Wealth Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, B. Riley Wealth Advisors held 763 positions worth $313M, up 7.1% from $292M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors's Q4 2013 filing shows 96 new, 243 increased, 271 reduced and 87 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 30,783 shares worth $5.71M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $6.08M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 8.3% a quarter earlier, followed by Energy and Financials.

  • B. Riley Wealth Advisors's largest Q4 2013 buy was iShares Core S&P 500 ETF: 30,783 shares worth $5.71M.
  • B. Riley Wealth Advisors added most to iShares Core S&P Mid-Cap ETF in Q4 2013, an estimated $5.36M increase.
  • B. Riley Wealth Advisors's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $6.08M.
  • B. Riley Wealth Advisors fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $2.09M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $313M portfolio in Q4 2013.
  • B. Riley Wealth Advisors opened 96 new positions and closed 87 in Q4 2013.
  • B. Riley Wealth Advisors's portfolio value rose 7.1% quarter-over-quarter to $313M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2013, filed 21 Jan 2014.