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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$292M
AUM Growth
-$2.14M
Cap. Flow
-$11.3M
Cap. Flow %
-3.86%
Top 10 Hldgs %
17.77%
Holding
798
New
106
Increased
231
Reduced
265
Closed
131

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$6.26M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.65M
3
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$1.86M
4
STPP
iPath US Treasury Steepener ETN
STPP
+$1.47M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.27M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.32M
2
SSO icon
ProShares Ultra S&P500
SSO
+$4.08M
3
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$3.97M
4
UWM icon
ProShares Ultra Russell2000
UWM
+$882K
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$853K

Sector Composition

Rank Sector Weight
1 Energy 9.49%
2 Technology 8.29%
3 Financials 6.24%
4 Healthcare 5.03%
5 Communication Services 4.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MXL icon
201
MaxLinear
MXL
$5.88B
$341K 0.12%
+41,194
New +$321K
IJK icon
202
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.9B
$340K 0.12%
9,772
-172
-2% -$5.85K
SRV
203
NXG Cushing Midstream Energy Fund
SRV
$222M
$339K 0.12%
2,123
+65
+3% +$10.4K
AGNC icon
204
AGNC Investment
AGNC
$12.4B
$333K 0.11%
14,726
-10,660
-42% -$240K
FIBK icon
205
First Interstate BancSystem
FIBK
$3.67B
$332K 0.11%
13,750
+10,350
+304% +$242K
GSK icon
206
GSK
GSK
$104B
$329K 0.11%
5,252
+714
+16% +$46K
VTI icon
207
Vanguard Total Stock Market ETF
VTI
$655B
$325K 0.11%
+3,710
New +$322K
QEPM
208
DELISTED
QEP MIDSTREAM PARTNERS LP UIT REPSTG LTD PARTSP INT (DE)
QEPM
$325K 0.11%
+14,334
New +$321K
FNX icon
209
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$319K 0.11%
6,960
+1,430
+26% +$63.9K
ED icon
210
Consolidated Edison
ED
$41.1B
$317K 0.11%
5,754
+52
+0.9% +$3K
NMZ icon
211
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.2B
$317K 0.11%
27,200
-799
-3% -$9.27K
DXJ icon
212
WisdomTree Japan Hedged Equity Fund
DXJ
$7.23B
$315K 0.11%
6,581
+442
+7% +$20.7K
SDS icon
213
ProShares UltraShort S&P500
SDS
$424M
$314K 0.11%
86
-81
-49% -$302K
CHK
214
DELISTED
Chesapeake Energy Corporation
CHK
$312K 0.11%
64
-19
-23% -$88.1K
TYC
215
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$312K 0.11%
8,505
+3,516
+70% +$127K
DE icon
216
Deere & Co
DE
$169B
$310K 0.11%
3,810
+869
+30% +$72.4K
AJG icon
217
Arthur J. Gallagher & Co
AJG
$65.1B
$308K 0.11%
+7,047
New +$309K
HIG icon
218
Hartford Financial Services
HIG
$38.4B
$308K 0.11%
9,888
-6,792
-41% -$212K
VGK icon
219
Vanguard FTSE Europe ETF
VGK
$30.1B
$303K 0.1%
+5,555
New +$290K
VLY icon
220
Valley National Bancorp
VLY
$7.94B
$302K 0.1%
30,400
-15,465
-34% -$156K
PEP icon
221
PepsiCo
PEP
$191B
$299K 0.1%
3,757
-278
-7% -$22.8K
IGSB icon
222
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.9B
$298K 0.1%
5,652
-6,116
-52% -$321K
FLG
223
Flagstar Bank National Association
FLG
$5.74B
$298K 0.1%
6,567
+2,284
+53% +$103K
BGY icon
224
BlackRock Enhanced International Dividend Trust
BGY
$515M
$297K 0.1%
38,582
-744
-2% -$5.69K
ZINC
225
DELISTED
HORSEHEAD HLDG CORP COM STK (DE)
ZINC
$297K 0.1%
+23,809
New +$297K
7 8
9
10 11

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BCIM
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PCP
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EAM
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ACM
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B. Riley Wealth Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, B. Riley Wealth Advisors held 798 positions worth $292M, down 0.73% from $295M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

B. Riley Wealth Advisors withdrew a net $11.3M in Q3 2013, closing 131 positions and reducing 265 holdings. Its most notable exit was iShares Core S&P 500 ETF, an estimated $6.32M position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.5% of assets, up from 8.6% a quarter earlier, followed by Technology and Financials.

Against the trend, B. Riley Wealth Advisors opened a new position in iPath US Treasury Steepener ETN worth $1.43M.

  • B. Riley Wealth Advisors's largest Q3 2013 buy was iPath US Treasury Steepener ETN: 36,312 shares worth $1.43M.
  • B. Riley Wealth Advisors added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $6.26M increase.
  • B. Riley Wealth Advisors's biggest Q3 2013 reduction was ProShares Ultra S&P500, cutting an estimated $4.08M.
  • B. Riley Wealth Advisors fully exited iShares Core S&P 500 ETF in Q3 2013, selling an estimated $6.32M.
  • B. Riley Wealth Advisors's ten largest holdings make up 18% of its $292M portfolio in Q3 2013.
  • B. Riley Wealth Advisors opened 106 new positions and closed 131 in Q3 2013.
  • B. Riley Wealth Advisors's portfolio value fell 0.73% quarter-over-quarter to $292M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2013, filed 21 Oct 2013.