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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+1.22%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
+$103M
Cap. Flow
+$97.1M
Cap. Flow %
9.56%
Top 10 Hldgs %
17.19%
Holding
878
New
86
Increased
451
Reduced
246
Closed
69

Top Buys

Rank Stock Value
1
BYLD icon
iShares Yield Optimized Bond ETF
BYLD
+$14.7M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.87M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$6.05M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$4.52M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$3.67M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$5.17M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$4.84M
3
VZ icon
Verizon
VZ
+$3.14M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.09M
5
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$2.88M

Sector Composition

Rank Sector Weight
1 Technology 10.51%
2 Financials 7.15%
3 Healthcare 6.88%
4 Communication Services 6.07%
5 Consumer Discretionary 5.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MUB icon
176
iShares National Muni Bond ETF
MUB
$45.3B
$1.32M 0.13%
11,539
+4,178
+57% +$477K
IBB icon
177
iShares Biotechnology ETF
IBB
$9.55B
$1.31M 0.13%
13,200
-493
-4% -$51.6K
LMBS icon
178
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
$1.31M 0.13%
25,104
-811
-3% -$42.1K
VYM icon
179
Vanguard High Dividend Yield ETF
VYM
$81.9B
$1.3M 0.13%
14,692
+1,296
+10% +$113K
BR icon
180
Broadridge
BR
$18.3B
$1.3M 0.13%
10,426
+883
+9% +$114K
LIN icon
181
Linde
LIN
$236B
$1.3M 0.13%
6,693
+446
+7% +$86.4K
SDY icon
182
State Street SPDR S&P Dividend ETF
SDY
$22.3B
$1.3M 0.13%
12,636
+988
+8% +$99.6K
AZPN
183
DELISTED
ASPEN TECHNOLOGY INC
AZPN
$1.29M 0.13%
10,490
+964
+10% +$119K
DUK icon
184
Duke Energy
DUK
$101B
$1.29M 0.13%
13,454
+1,131
+9% +$103K
FTCS icon
185
First Trust Capital Strength ETF
FTCS
$8.03B
$1.29M 0.13%
22,698
+3,845
+20% +$219K
TGT icon
186
Target
TGT
$65.5B
$1.28M 0.13%
12,007
-197
-2% -$18.7K
BX icon
187
Blackstone
BX
$107B
$1.27M 0.13%
26,020
-152
-0.6% -$7.41K
CSWC icon
188
Capital Southwest
CSWC
$1.48B
$1.25M 0.12%
57,569
+315
+0.6% +$6.79K
TLT icon
189
iShares 20+ Year Treasury Bond ETF
TLT
$43.1B
$1.25M 0.12%
8,769
+4,009
+84% +$557K
KYN icon
190
Kayne Anderson Energy Infrastructure Fund
KYN
$2.43B
$1.25M 0.12%
86,660
+4,808
+6% +$71.3K
D icon
191
Dominion Energy
D
$62.1B
$1.25M 0.12%
15,428
+430
+3% +$33.3K
HMC icon
192
Honda
HMC
$39.3B
$1.25M 0.12%
47,687
+20,833
+78% +$525K
ATVI
193
DELISTED
Activision Blizzard
ATVI
$1.25M 0.12%
23,507
+11,058
+89% +$551K
EL icon
194
Estee Lauder
EL
$30.7B
$1.24M 0.12%
6,250
+2,089
+50% +$399K
NKE icon
195
Nike
NKE
$63.9B
$1.23M 0.12%
13,098
-1,162
-8% -$99.6K
VXF icon
196
Vanguard Extended Market ETF
VXF
$30.5B
$1.23M 0.12%
10,539
+622
+6% +$73.2K
VBR icon
197
Vanguard Small-Cap Value ETF
VBR
$37.7B
$1.22M 0.12%
9,449
+1,030
+12% +$132K
AMGN icon
198
Amgen
AMGN
$212B
$1.21M 0.12%
6,254
-202
-3% -$38.8K
IEI icon
199
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$1.16M 0.11%
9,117
-109
-1% -$13.8K
SCHW
200
Charles Schwab
SCHW
$184B
$1.14M 0.11%
27,331
-5,258
-16% -$212K
6 7
8
9 10

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B. Riley Wealth Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, B. Riley Wealth Advisors held 878 positions worth $1.02B, up 11% from $913M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors deployed $97.1M of net new capital in Q3 2019, opening 86 new positions and adding to 451 existing holdings. Its largest new stake was iShares Yield Optimized Bond ETF: 577,123 shares worth $14.8M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Short-Term Corporate Bond ETF, an estimated $4.84M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2019 buy was iShares Yield Optimized Bond ETF: 577,123 shares worth $14.8M.
  • B. Riley Wealth Advisors added most to iShares Core S&P 500 ETF in Q3 2019, an estimated $7.87M increase.
  • B. Riley Wealth Advisors's biggest Q3 2019 reduction was Vanguard Short-Term Corporate Bond ETF, cutting an estimated $4.84M.
  • B. Riley Wealth Advisors fully exited State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2019, selling an estimated $5.17M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $1.02B portfolio in Q3 2019.
  • B. Riley Wealth Advisors opened 86 new positions and closed 69 in Q3 2019.
  • B. Riley Wealth Advisors's portfolio value rose 11% quarter-over-quarter to $1.02B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2019, filed 12 Nov 2019.