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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+5.25%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$740M
AUM Growth
+$138M
Cap. Flow
+$108M
Cap. Flow %
14.57%
Top 10 Hldgs %
15.71%
Holding
683
New
142
Increased
281
Reduced
201
Closed
43

Top Buys

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$13M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$8.46M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$7.32M
4
STEW
SRH Total Return Fund
STEW
+$7M
5
BABA icon
Alibaba
BABA
+$4.61M

Top Sells

Rank Stock Value
1
IGD
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
+$4.55M
2
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$4.49M
3
VZ icon
Verizon
VZ
+$3.89M
4
WFC icon
Wells Fargo
WFC
+$3.8M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$2.8M

Sector Composition

Rank Sector Weight
1 Technology 8.6%
2 Financials 7.99%
3 Healthcare 7.62%
4 Communication Services 7.32%
5 Consumer Discretionary 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAT icon
176
Caterpillar
CAT
$402B
$999K 0.14%
6,335
+426
+7% +$59.1K
KYN icon
177
Kayne Anderson Energy Infrastructure Fund
KYN
$2.44B
$995K 0.13%
52,202
+1,121
+2% +$18.4K
APLE icon
178
Apple Hospitality REIT
APLE
$3.98B
$994K 0.13%
+50,612
New +$976K
FPE icon
179
First Trust Preferred Securities and Income ETF
FPE
$6.32B
$993K 0.13%
49,582
+1,059
+2% +$21.3K
SCHW
180
Charles Schwab
SCHW
$181B
$988K 0.13%
19,190
+529
+3% +$24.9K
JNK icon
181
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.05B
$985K 0.13%
8,937
+1,493
+20% +$165K
MA icon
182
Mastercard
MA
$487B
$973K 0.13%
6,419
+985
+18% +$146K
NKE icon
183
Nike
NKE
$62.5B
$969K 0.13%
15,479
+1,917
+14% +$110K
SMG icon
184
ScottsMiracle-Gro
SMG
$4.06B
$964K 0.13%
9,001
+2,846
+46% +$284K
OXY icon
185
Occidental Petroleum
OXY
$54.6B
$956K 0.13%
12,958
+596
+5% +$40.5K
STX icon
186
Seagate
STX
$185B
$901K 0.12%
+21,513
New +$822K
SPIP icon
187
State Street SPDR Portfolio TIPS ETF
SPIP
$1B
$896K 0.12%
31,844
+9,082
+40% +$256K
DON icon
188
WisdomTree US MidCap Dividend Fund
DON
$4.05B
$895K 0.12%
25,368
-23,337
-48% -$799K
MBIO icon
189
Mustang Bio
MBIO
$4.24M
$889K 0.12%
99
+42
+74% +$325K
GD icon
190
General Dynamics
GD
$105B
$886K 0.12%
4,351
+529
+14% +$108K
EXC icon
191
Exelon
EXC
$48.2B
$883K 0.12%
31,349
-1,557
-5% -$44.7K
CHW
192
Calamos Global Dynamic Income Fund
CHW
$538M
$882K 0.12%
97,120
+26,319
+37% +$239K
FDL icon
193
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.78B
$880K 0.12%
29,233
+2,685
+10% +$79K
GM icon
194
General Motors
GM
$78.7B
$879K 0.12%
21,410
+6,108
+40% +$265K
CWB icon
195
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.57B
$878K 0.12%
17,347
+11,502
+197% +$592K
CME icon
196
CME Group
CME
$92.3B
$876K 0.12%
5,993
+48
+0.8% +$6.84K
AMLP icon
197
Alerian MLP ETF
AMLP
$12.7B
$867K 0.12%
16,062
-185
-1% -$9.9K
WM icon
198
Waste Management
WM
$95.5B
$867K 0.12%
10,036
+520
+5% +$42.3K
VGK icon
199
Vanguard FTSE Europe ETF
VGK
$30.1B
$858K 0.12%
14,501
+664
+5% +$38.7K
GYRE icon
200
Gyre Therapeutics
GYRE
$683M
$853K 0.12%
+8,333
New +$425K
6 7
8
9 10

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B. Riley Wealth Advisors's Q4 2017 Portfolio in Review

As of Q4 2017, B. Riley Wealth Advisors held 683 positions worth $740M, up 23% from $602M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Advisors deployed $108M of net new capital in Q4 2017, opening 142 new positions and adding to 281 existing holdings. Its largest new stake was Meta Platforms (Facebook): 73,602 shares worth $13M.

By sector, the portfolio is most concentrated in Technology at 8.6% of assets, up from 8.5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Voya Global Equity Dividend and Premium Opportunity Fund, an estimated $4.55M trimmed.

  • B. Riley Wealth Advisors's largest Q4 2017 buy was Meta Platforms (Facebook): 73,602 shares worth $13M.
  • B. Riley Wealth Advisors added most to SRH Total Return Fund in Q4 2017, an estimated $7M increase.
  • B. Riley Wealth Advisors's biggest Q4 2017 reduction was Voya Global Equity Dividend and Premium Opportunity Fund, cutting an estimated $4.55M.
  • B. Riley Wealth Advisors fully exited United States Oil Fund in Q4 2017, selling an estimated $737K.
  • B. Riley Wealth Advisors's ten largest holdings make up 16% of its $740M portfolio in Q4 2017.
  • B. Riley Wealth Advisors opened 142 new positions and closed 43 in Q4 2017.
  • B. Riley Wealth Advisors's portfolio value rose 23% quarter-over-quarter to $740M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2017, filed 15 Feb 2018.