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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZVO
1851
DELISTED
Zovio Inc. Common Stock
ZVO
– –
-5,000
Closed -$66.4K
STON
1852
DELISTED
StoneMor Inc.
STON
– –
-445
Closed -$10.8K
RJZ
1853
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Metals Total Return
RJZ
– –
-2,000
Closed -$18.4K
BRG
1854
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
– –
-3,000
Closed -$39.5K
DRE
1855
DELISTED
Duke Realty Corp.
DRE
– –
-54
Closed -$981
CTXS
1856
DELISTED
Citrix Systems Inc
CTXS
– –
-57
Closed -$2.8K
MANT
1857
DELISTED
Mantech International Corp
MANT
– –
-350
Closed -$10.3K
SNP
1858
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
– –
-235
Closed -$22.3K
SHI
1859
DELISTED
Sinopec Shanghai Petrochemical Co., Ltd.
SHI
– –
-225
Closed -$6.23K
AUTO
1860
DELISTED
AutoWeb, Inc. Common Stock
AUTO
– –
-10,405
Closed -$136K
ATHX
1861
DELISTED
Athersys, Inc. Common Stock
ATHX
– –
-220
Closed -$9.85K
ACC
1862
DELISTED
American Campus Communities, Inc.
ACC
– –
-1,385
Closed -$53K
NPTN
1863
DELISTED
NEOPHOTONICS CORP
NPTN
– –
-329
Closed -$1.37K
MTOR
1864
DELISTED
MERITOR, Inc.
MTOR
– –
-6,675
Closed -$87K
MIC
1865
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
– –
-548
Closed -$34.2K
PSB
1866
DELISTED
PS Business Parks, Inc.
PSB
– –
-100
Closed -$8.35K
WMC
1867
DELISTED
Western Asset Mortgage Capital Corporation
WMC
– –
-534
Closed -$75.6K
NP
1868
DELISTED
Neenah, Inc. Common Stock
NP
– –
-4
Closed -$225
TVTY
1869
DELISTED
Tivity Health, Inc. Common Stock
TVTY
– –
-100
Closed -$1.75K
CERN
1870
DELISTED
Cerner Corp
CERN
– –
-3,146
Closed -$162K
SFUN
1871
DELISTED
Fang Holdings Limited American Depositary Shares (each representing ten Class A Ordinary Shares)
SFUN
– –
-191
Closed -$93.4K
DISCK
1872
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
– –
-184
Closed -$6.68K
ISBC
1873
DELISTED
Investors Bancorp, Inc.
ISBC
– –
-433
Closed -$4.79K
KRA
1874
DELISTED
Kraton Corporation
KRA
– –
-700
Closed -$15.7K
NUAN
1875
DELISTED
Nuance Communications, Inc.
NUAN
– –
-1,126
Closed -$18.3K
73 74
75
76 77

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.