BRWA
NPTN

B. Riley Wealth Advisors’s NEOPHOTONICS CORP NPTN Stock Holding History

B. Riley Wealth Advisors’s Portfolio NPTN Stock Details NPTN Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q1 		– Sell
-15
Closed – – 2162
2014
Q4 		$0 Buy
+15
New +$48 ﹤0.01% 3770
2014
Q3 		– Sell
-329
Closed -$1.37K – 2037
2014
Q2 		$1.37K Buy
+329
New +$1.74K ﹤0.01% 2271

Other funds holding NPTN

MCM
Masters Capital Management Atlanta, Georgia $3.03B AUM 57.21% 1-Year Est. Return
RA
Royce & Associates New York $10.1B AUM 42.88% 1-Year Est. Return
AIC
AWM Investment Company New York $903M AUM 163.47% 1-Year Est. Return
ARM
Adirondack Research & Management Guilderland, New York $82.2M AUM 63.78% 1-Year Est. Return
PCM
Penn Capital Management Philadelphia, Pennsylvania $1.29B AUM 53.44% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
WPC
White Pine Capital Bloomington, Minnesota $355M AUM 45.63% 1-Year Est. Return
Renaissance Technologies
Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return
EI
EAM Investors Solana Beach, California $866M AUM 377.14% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

B. Riley Wealth Advisors's NPTN Position: Q1 2015 in Review

B. Riley Wealth Advisors sold out of NEOPHOTONICS CORP (NPTN) in Q1 2015, closing a stake of 15 shares.

B. Riley Wealth Advisors first reported a position in NPTN in Q2 2014 and held it in 2 quarters. The position peaked at $1.37K in Q2 2014. 56 funds tracked by Wall St. Rank hold NPTN as of Q1 2015.

  • B. Riley Wealth Advisors reported no remaining NEOPHOTONICS CORP position as of Q1 2015 after selling out during the quarter.
  • B. Riley Wealth Advisors sold 15 NEOPHOTONICS CORP shares in Q1 2015.
  • B. Riley Wealth Advisors first reported a position in NEOPHOTONICS CORP in Q2 2014 and held it in 2 quarters.
  • B. Riley Wealth Advisors's NEOPHOTONICS CORP position peaked at $1.37K in Q2 2014.
  • 56 funds tracked by Wall St. Rank held NEOPHOTONICS CORP as of Q1 2015.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2015, filed 14 May 2015.