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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TCS
1776
DELISTED
THE CONTAINER STORE GROUP, INC.
TCS
– –
-1
Closed -$556
MRO
1777
DELISTED
Marathon Oil Corporation
MRO
– –
-10,606
Closed -$194K
ROOF
1778
DELISTED
NYLI CBRE NextGen Real Estate ETF
ROOF
– –
-500
Closed -$13.2K
SAVE
1779
DELISTED
Spirit Airlines, Inc.
SAVE
– –
-2,056
Closed -$130K
SRCL
1780
DELISTED
Stericycle Inc
SRCL
– –
-4
Closed -$426
ORAN
1781
DELISTED
Orange
ORAN
– –
-2,520
Closed -$39.8K
TELL
1782
DELISTED
Tellurian Inc.
TELL
– –
-875
Closed -$15.4K
VTNR
1783
DELISTED
Vertex Energy, Inc
VTNR
– –
-575
Closed -$4.86K
VGR
1784
DELISTED
Vector Group Ltd.
VGR
– –
-2,507
Closed -$27.4K
SWN
1785
DELISTED
Southwestern Energy Company
SWN
– –
-107
Closed -$4.87K
MFD
1786
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
– –
-3,600
Closed -$64.6K
HA
1787
DELISTED
Hawaiian Holdings, Inc.
HA
– –
-19
Closed -$254
TUP
1788
DELISTED
Tupperware Brands Corporation
TUP
– –
-300
Closed -$25.1K
EGIO
1789
DELISTED
Edgio, Inc. Common Stock
EGIO
– –
-3
Closed -$306
BIG
1790
DELISTED
Big Lots, Inc.
BIG
– –
-88
Closed -$4.02K
SPWR
1791
DELISTED
SunPower Corporation Common Stock
SPWR
– –
-38,154
Closed -$505K
LL
1792
DELISTED
LL Flooring Holdings, Inc.
LL
– –
-7
Closed -$523
CONN
1793
DELISTED
Conn's Inc.
CONN
– –
-214
Closed -$10.6K
HOLI
1794
DELISTED
Hollsys Automation Technologies INTERNATIONAL, LTD. COMMON (British Virgin Island)
HOLI
– –
-13
Closed -$321
TARO
1795
DELISTED
Taro Pharmaceutical Industries Ltd.
TARO
– –
-859
Closed -$120K
BIOL
1796
DELISTED
Biolase, Inc.
BIOL
– –
0
– -$2.89K
ERF
1797
DELISTED
Enerplus Corporation
ERF
– –
-2,810
Closed -$70.2K
AMJ
1798
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
– –
-2,154
Closed -$113K
CAMP
1799
DELISTED
CalAmp Corp.
CAMP
– –
-1
Closed -$308
NBSE
1800
DELISTED
NeuBase Therapeutics, Inc. Common Stock
NBSE
– –
-3
Closed -$11.9K
70 71
72
73 74

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.