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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YELP icon
1751
Yelp
YELP
$1.13B
– –
-830
Closed -$63.6K
YUM icon
1752
Yum! Brands
YUM
$37.6B
– –
-2,116
Closed -$123K
ZBH icon
1753
Zimmer Biomet
ZBH
$18.5B
– –
-341
Closed -$34.4K
ZBRA icon
1754
Zebra Technologies
ZBRA
$16.1B
– –
-180
Closed -$14.8K
ZG icon
1755
Zillow
ZG
$7.2B
– –
-900
Closed -$42.9K
ZTR
1756
Virtus Total Return Fund
ZTR
$316M
– –
-6,900
Closed -$99.3K
ZTS icon
1757
Zoetis
ZTS
$30.2B
– –
-658
Closed -$21.2K
TBRG
1758
DELISTED
TruBridge
TBRG
– –
-1,076
Closed -$68.4K
UPGD icon
1759
Invesco Bloomberg Analyst Rating Improvers ETF
UPGD
$141M
– –
-800
Closed -$28.3K
VRN
1760
DELISTED
Veren
VRN
– –
-31
Closed -$1.24K
GAP
1761
The Gap Inc
GAP
$7.09B
– –
-596
Closed -$24.8K
CCEC
1762
Capital Clean Energy Carriers
CCEC
$1.32B
– –
-989
Closed -$79K
INVX
1763
Innovex International
INVX
$2.05B
– –
-41
Closed -$4.48K
MAGN
1764
Magnera Corp
MAGN
$414M
– –
-15
Closed -$5.31K
JBTM
1765
JBT Marel
JBTM
$5.78B
– –
-500
Closed -$15.5K
JOYY
1766
JOYY Inc
JOYY
$3.86B
– –
-2,175
Closed -$164K
VIVS
1767
VivoSim Labs
VIVS
$3.51M
– –
-13
Closed -$26.7K
BECN
1768
DELISTED
Beacon Roofing Supply, Inc.
BECN
– –
-609
Closed -$20.2K
ITCI
1769
DELISTED
Intra-Cellular Therapies Inc.
ITCI
– –
-2,500
Closed -$42.1K
VOXX
1770
DELISTED
VOXX International Corporation Class A
VOXX
– –
-400
Closed -$3.76K
HYB
1771
DELISTED
New America High Income Fund, Inc.
HYB
– –
-10,840
Closed -$109K
CDMO
1772
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
– –
-1,286
Closed -$16.9K
B
1773
DELISTED
Barnes Group Inc.
B
– –
-212
Closed -$8.17K
CNSL
1774
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
– –
-5,051
Closed -$112K
LUMO
1775
DELISTED
Lumos Pharma, Inc. Common Stock
LUMO
– –
-44
Closed -$10.6K
69 70
71
72 73

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.