We are live on ! Find out more
BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$292M
AUM Growth
-$2.14M
Cap. Flow
-$11.3M
Cap. Flow %
-3.86%
Top 10 Hldgs %
17.77%
Holding
798
New
106
Increased
231
Reduced
265
Closed
131

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$6.26M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.65M
3
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$1.86M
4
STPP
iPath US Treasury Steepener ETN
STPP
+$1.47M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.27M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.32M
2
SSO icon
ProShares Ultra S&P500
SSO
+$4.08M
3
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$3.97M
4
UWM icon
ProShares Ultra Russell2000
UWM
+$882K
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$853K

Sector Composition

Rank Sector Weight
1 Energy 9.49%
2 Technology 8.29%
3 Financials 6.24%
4 Healthcare 5.03%
5 Communication Services 4.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBUX icon
151
Starbucks
SBUX
$118B
$480K 0.16%
12,474
+186
+2% +$6.68K
HYB
152
DELISTED
New America High Income Fund, Inc.
HYB
$473K 0.16%
49,739
-1,124
-2% -$10.7K
NCZ
153
Virtus Convertible & Income Fund II
NCZ
$289M
$471K 0.16%
13,687
+1,979
+17% +$68.3K
WLT
154
DELISTED
WALTER ENERGY INC COM STK (DE)
WLT
$465K 0.16%
33,120
+9,600
+41% +$122K
SCHG icon
155
Schwab US Large-Cap Growth ETF
SCHG
$58.8B
$458K 0.16%
89,208
-1,280
-1% -$6.46K
AMLP icon
156
Alerian MLP ETF
AMLP
$12.7B
$456K 0.16%
5,180
+224
+5% +$19.8K
MDY icon
157
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.9B
$452K 0.15%
1,999
-967
-33% -$215K
MCP
158
DELISTED
MOLYCORP INC COM STK
MCP
$450K 0.15%
68,615
+37,060
+117% +$249K
CLM icon
159
Cornerstone Strategic Value Fund
CLM
$2.17B
$448K 0.15%
15,879
– –
DEM icon
160
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.88B
$439K 0.15%
8,488
+2,750
+48% +$138K
PHK
161
PIMCO High Income Fund
PHK
$863M
$438K 0.15%
36,713
-9,524
-21% -$112K
JNK icon
162
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.05B
$432K 0.15%
3,612
-2,455
-40% -$293K
PBP icon
163
Invesco S&P 500 BuyWrite ETF
PBP
$352M
$429K 0.15%
21,402
-2,779
-11% -$56.7K
ABBV icon
164
AbbVie
ABBV
$454B
$416K 0.14%
9,308
-983
-10% -$43.6K
HON icon
165
Honeywell
HON
$77.9B
$412K 0.14%
5,516
+36
+0.7% +$2.67K
SLV icon
166
iShares Silver Trust
SLV
$28.3B
$412K 0.14%
19,704
+187
+1% +$3.86K
XLF icon
167
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
$411K 0.14%
23,507
-11,041
-32% -$196K
INCY icon
168
Incyte
INCY
$23.7B
$409K 0.14%
10,726
– –
AOD
169
abrdn Total Dynamic Dividend Fund
AOD
$1.1B
$405K 0.14%
50,408
+4,151
+9% +$33.2K
SARA
170
DELISTED
SARATOGA RESOURCES INC
SARA
$405K 0.14%
+169,961
New +$340K
KKR icon
171
KKR & Co
KKR
$91.3B
$403K 0.14%
19,564
+12,064
+161% +$242K
VIG icon
172
Vanguard Dividend Appreciation ETF
VIG
$112B
$400K 0.14%
5,741
+805
+16% +$55.7K
MDLZ icon
173
Mondelez International
MDLZ
$77.9B
$398K 0.14%
12,671
-2,104
-14% -$65.3K
EMC
174
DELISTED
EMC CORPORATION
EMC
$393K 0.13%
15,376
-1,244
-7% -$32.3K
TBT icon
175
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$294M
$392K 0.13%
5,211
+2,674
+105% +$206K
5 6
7
8 9

Similar funds

LPU
Lansdowne Partners (UK) London, United Kingdom $1.87B AUM 61.55% 1-Year Est. Return
P3I
Progeny 3 Inc Kirkland, Washington $1.87B AUM 30.4% 1-Year Est. Return
EPW
Evolve Private Wealth Los Angeles, California $1.87B AUM
BCIM
Black Creek Investment Management Toronto, Ontario, Canada $1.86B AUM 15.33% 1-Year Est. Return
PCP
Proficio Capital Partners Newton, Massachusetts $1.87B AUM 30.54% 1-Year Est. Return
EAM
Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return
ACM
American Capital Management New York $1.86B AUM 20.23% 1-Year Est. Return
WRBC
W.R. Berkley Corp Greenwich, Connecticut $1.86B AUM 14.44% 1-Year Est. Return

B. Riley Wealth Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, B. Riley Wealth Advisors held 798 positions worth $292M, down 0.73% from $295M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

B. Riley Wealth Advisors withdrew a net $11.3M in Q3 2013, closing 131 positions and reducing 265 holdings. Its most notable exit was iShares Core S&P 500 ETF, an estimated $6.32M position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.5% of assets, up from 8.6% a quarter earlier, followed by Technology and Financials.

Against the trend, B. Riley Wealth Advisors opened a new position in iPath US Treasury Steepener ETN worth $1.43M.

  • B. Riley Wealth Advisors's largest Q3 2013 buy was iPath US Treasury Steepener ETN: 36,312 shares worth $1.43M.
  • B. Riley Wealth Advisors added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $6.26M increase.
  • B. Riley Wealth Advisors's biggest Q3 2013 reduction was ProShares Ultra S&P500, cutting an estimated $4.08M.
  • B. Riley Wealth Advisors fully exited iShares Core S&P 500 ETF in Q3 2013, selling an estimated $6.32M.
  • B. Riley Wealth Advisors's ten largest holdings make up 18% of its $292M portfolio in Q3 2013.
  • B. Riley Wealth Advisors opened 106 new positions and closed 131 in Q3 2013.
  • B. Riley Wealth Advisors's portfolio value fell 0.73% quarter-over-quarter to $292M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2013, filed 21 Oct 2013.