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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USL icon
1651
United States 12 Month Oil Fund,
USL
$48.1M
– –
-500
Closed -$23.6K
USO icon
1652
United States Oil Fund
USO
$2.27B
– –
-150
Closed -$46.7K
UST icon
1653
ProShares Ultra 7-10 Year Treasury
UST
$14M
– –
-32,888
Closed -$927K
UTF icon
1654
Cohen & Steers Infrastructure Fund
UTF
$2.78B
– –
-500
Closed -$12.2K
UTHR icon
1655
United Therapeutics
UTHR
$21.4B
– –
-276
Closed -$24.4K
UUUU icon
1656
Energy Fuels
UUUU
$3.11B
– –
-474
Closed -$3.55K
UVXY icon
1657
ProShares Ultra VIX Short-Term Futures ETF
UVXY
$308M
– –
0
– -$2.66K
UYG icon
1658
ProShares Ultra Financials
UYG
$770M
– –
-3,300
Closed -$69.7K
VAW icon
1659
Vanguard Materials ETF
VAW
$2.91B
– –
-160
Closed -$17.9K
VBF icon
1660
Invesco Bond Fund
VBF
$164M
– –
-92
Closed -$1.76K
VC icon
1661
Visteon
VC
$2.6B
– –
-1,422
Closed -$138K
VCEL icon
1662
Vericel Corp
VCEL
$2.06B
– –
-127
Closed -$521
VCR icon
1663
Vanguard Consumer Discretionary ETF
VCR
$5.71B
– –
-493
Closed -$53.8K
VCV icon
1664
Invesco California Value Municipal Income Trust
VCV
$476M
– –
-400
Closed -$4.95K
VECO icon
1665
Veeco
VECO
$2.51B
– –
-7
Closed -$254
VFC icon
1666
VF Corp
VFC
$5B
– –
-2,432
Closed -$144K
VFH icon
1667
Vanguard Financials ETF
VFH
$13.1B
– –
-1,667
Closed -$77.3K
VFL
1668
DELISTED
abrdn National Municipal Income Fund
VFL
– –
-1,104
Closed -$14.2K
VGI
1669
Virtus Global Multi-Sector Income Fund
VGI
$78.7M
– –
-1,250
Closed -$22.3K
VGM icon
1670
Invesco Trust Investment Grade Municipals
VGM
$518M
– –
-2,200
Closed -$28.7K
VGZ icon
1671
Vista Gold
VGZ
$317M
– –
-3,200
Closed -$1.6K
VIAV icon
1672
Viavi Solutions
VIAV
$8.51B
– –
-17,726
Closed -$126K
VIOG icon
1673
Vanguard S&P Small-Cap 600 Growth ETF
VIOG
$1.04B
– –
-460
Closed -$23.8K
VIOO icon
1674
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.1B
– –
-360
Closed -$18.2K
VIOV icon
1675
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.82B
– –
-640
Closed -$31.9K
65 66
67
68 69

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.