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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-2.48%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.7B
AUM Growth
-$760M
Cap. Flow
-$635M
Cap. Flow %
-17.18%
Top 10 Hldgs %
20.23%
Holding
1,666
New
129
Increased
629
Reduced
619
Closed
220

Top Buys

Rank Stock Value
1
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.3M
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$12.1M
3
TBIL
F/m US Treasury 3 Month Bill Fund
TBIL
+$10.8M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$9.27M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.69M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$109M
2
AMZN icon
Amazon
AMZN
+$49.5M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$48.8M
4
CVX icon
Chevron
CVX
+$36M
5
AZO icon
AutoZone
AZO
+$31.8M

Sector Composition

Rank Sector Weight
1 Technology 14.45%
2 Healthcare 6.56%
3 Consumer Discretionary 5.85%
4 Financials 5.6%
5 Energy 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IONS icon
1576
Ionis Pharmaceuticals
IONS
$8.6B
– –
-5,615
Closed -$230K
IPGP icon
1577
IPG Photonics
IPGP
$3.61B
– –
-1,521
Closed -$207K
IVOV icon
1578
Vanguard S&P Mid-Cap 400 Value ETF
IVOV
$1.34B
– –
-2,434
Closed -$200K
JCE icon
1579
Nuveen Core Equity Alpha Fund
JCE
$279M
– –
-10,000
Closed -$131K
KMX icon
1580
CarMax
KMX
$8.13B
– –
-4,640
Closed -$388K
KTF
1581
DWS Municipal Income Trust
KTF
$346M
– –
-38,594
Closed -$332K
LNT icon
1582
Alliant Energy
LNT
$18.3B
– –
-17,738
Closed -$931K
SEGG
1583
Sports Entertainment Gaming Global Corp
SEGG
$1.6M
– –
-203
Closed -$8.03K
LVS icon
1584
Las Vegas Sands
LVS
$31.7B
– –
-5,582
Closed -$324K
MBIO icon
1585
Mustang Bio
MBIO
$4.32M
– –
-205
Closed -$63.6K
NFRA icon
1586
FlexShares STOXX Global Broad Infrastructure Index Fund
NFRA
$3B
– –
-6,772
Closed -$355K
NG icon
1587
NovaGold Resources
NG
$2.56B
– –
-18,000
Closed -$71.8K
NJR icon
1588
New Jersey Resources
NJR
$5.84B
– –
-8,784
Closed -$418K
NPFD icon
1589
Nuveen Variable Rate Preferred & Income Fund
NPFD
$439M
– –
-15,600
Closed -$243K
NSSC icon
1590
Napco Security Technologies
NSSC
$1.32B
– –
-8,971
Closed -$311K
ORI icon
1591
Old Republic International
ORI
$10.5B
– –
-16,916
Closed -$426K
OTRK
1592
DELISTED
Ontrak
OTRK
– –
-127
Closed -$5.4K
PAGS icon
1593
PagSeguro Digital
PAGS
$2.69B
– –
-28,581
Closed -$270K
IFLN
1594
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$308M
– –
-11,519
Closed -$201K
PLL
1595
DELISTED
Piedmont Lithium
PLL
– –
-5,526
Closed -$319K
PPT
1596
Franklin Premier Income Trust
PPT
$324M
– –
-12,500
Closed -$44.3K
PRGO icon
1597
Perrigo
PRGO
$1.4B
– –
-14,117
Closed -$479K
PTBD icon
1598
Pacer Trendpilot US Bond ETF
PTBD
$85.5M
– –
-11,291
Closed -$226K
QDF icon
1599
FlexShares Quality Dividend Index Fund
QDF
$2.22B
– –
-4,906
Closed -$284K
RBLX icon
1600
Roblox
RBLX
$25.4B
– –
-6,300
Closed -$254K
62 63
64
65 66

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P3I
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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, B. Riley Wealth Advisors held 1,666 positions worth $3.7B, down 17% from $4.46B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

B. Riley Wealth Advisors withdrew a net $635M in Q3 2023, closing 220 positions and reducing 619 holdings. Its most notable exit was Berkshire Hathaway Class A, an estimated $20.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares Treasury Floating Rate Bond ETF worth $7.32M.

  • B. Riley Wealth Advisors's largest Q3 2023 buy was iShares Treasury Floating Rate Bond ETF: 144,283 shares worth $7.32M.
  • B. Riley Wealth Advisors added most to Vanguard Morningstar Value ETF in Q3 2023, an estimated $17.3M increase.
  • B. Riley Wealth Advisors's biggest Q3 2023 reduction was Apple, cutting an estimated $109M.
  • B. Riley Wealth Advisors fully exited Berkshire Hathaway Class A in Q3 2023, selling an estimated $20.2M.
  • B. Riley Wealth Advisors's ten largest holdings make up 20% of its $3.7B portfolio in Q3 2023.
  • B. Riley Wealth Advisors opened 129 new positions and closed 220 in Q3 2023.
  • B. Riley Wealth Advisors's portfolio value fell 17% quarter-over-quarter to $3.7B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2023, filed 1 Dec 2023.