B. Riley Wealth Advisors’s Nuveen Variable Rate Preferred & Income Fund NPFD Stock Holding History

B. Riley Wealth Advisors’s Portfolio NPFD Stock Details NPFD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2024 Q4	–	Sell	-11,284	Closed	-$216K	–	1243
2024 Q3	$216K	Sell	11,284 -2,341	-17%	-$43.7K	0.01%	1103
2024 Q2	$253K	Buy	+13,625	New	+$239K	0.01%	1106
2023 Q3	–	Sell	-15,600	Closed	-$243K	–	1595
2023 Q2	$243K	Sell	15,600 -3,250	-17%	-$50K	0.01%	1238
2023 Q1	$300K	Sell	18,850 -6,400	-25%	-$113K	0.01%	1068
2022 Q4	$443K	Buy	+25,250	New	+$440K	0.01%	842

Other funds holding NPFD

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return

PCM

Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return

B. Riley Wealth Advisors's NPFD Position: Q4 2024 in Review

B. Riley Wealth Advisors sold out of Nuveen Variable Rate Preferred & Income Fund (NPFD) in Q4 2024, closing a stake of 11,284 shares — an estimated $216K sold.

B. Riley Wealth Advisors first reported a position in NPFD in Q4 2022 and held it in 5 quarters. The position peaked at $443K in Q4 2022. 42 funds tracked by Wall St. Rank hold NPFD as of Q4 2024.

B. Riley Wealth Advisors reported no remaining Nuveen Variable Rate Preferred & Income Fund position as of Q4 2024 after selling out during the quarter.
B. Riley Wealth Advisors sold 11,284 Nuveen Variable Rate Preferred & Income Fund shares in Q4 2024, an estimated $216K.
B. Riley Wealth Advisors first reported a position in Nuveen Variable Rate Preferred & Income Fund in Q4 2022 and held it in 5 quarters.
B. Riley Wealth Advisors's Nuveen Variable Rate Preferred & Income Fund position peaked at $443K in Q4 2022.
42 funds tracked by Wall St. Rank held Nuveen Variable Rate Preferred & Income Fund as of Q4 2024.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2024, filed 25 Feb 2025.