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Nuveen Variable Rate Preferred & Income Fund

35 hedge funds and large institutions have $64.5M invested in Nuveen Variable Rate Preferred & Income Fund in 2022 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 13 increasing their positions, 2 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

550% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 2

275% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 4

213% more capital invested

Capital invested by funds: $20.6M → $64.5M (+$44M)

35% more funds holding

Funds holding: 2635 (+9)

11.35% more ownership

Funds ownership: 5.36%16.71% (+11%)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
35
Holders Change
+9
Holders Change %
+34.62%
% of All Funds
0.56%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
15
Increased
13
Reduced
2
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$13M +$11.7M +670,706 +989%
UBS Group
2
UBS Group
Switzerland
$9.94M +$4.33M +248,644 +78%
RCM
3
Rivernorth Capital Management
Florida
$9.76M +$8.81M +505,330 +996%
Invesco
4
Invesco
Georgia
$5.94M +$5.9M +338,282 New
Morgan Stanley
5
Morgan Stanley
New York
$5.01M +$3.63M +208,303 +271%
Wells Fargo
6
Wells Fargo
California
$4.91M +$1.55M +89,043 +47%
KIM
7
Karpus Investment Management
New York
$2.82M +$2.8M +160,852 New
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$2.68M +$782K +44,848 +42%
CA
9
Corrado Advisors
New Jersey
$2.29M -$341K -19,556 -13%
Stifel Financial
10
Stifel Financial
Missouri
$1.24M +$289K +16,590 +31%
ACI
11
Alpha Cubed Investments
California
$1.04M +$1.03M +59,010 New
First Trust Advisors
12
First Trust Advisors
Illinois
$901K +$30.2K +1,734 +3%
WAM
13
Wolverine Asset Management
Illinois
$649K +$644K +36,951 New
WAM
14
Weiss Asset Management
Massachusetts
$628K +$624K +35,772 New
AW
15
Atlas Wealth
Ohio
$507K +$504K +28,884 New
BRWA
16
B. Riley Wealth Advisors
Florida
$443K +$440K +25,250 New
AWG
17
Altus Wealth Group
Colorado
$416K +$413K +23,708 New
WS
18
Wedbush Securities
California
$415K +$75.3K +4,320 +22%
RJA
19
Raymond James & Associates
Florida
$278K +$14.9K +856 +6%
VF
20
Virtu Financial
New York
$254K +$252K +14,473 New
CIC
21
Carnegie Investment Counsel
Ohio
$211K
AAS
22
Avantax Advisory Services
Texas
$199K +$197K +11,326 New
CAN
23
Cetera Advisor Networks
California
$190K +$189K +10,827 New
CHAM
24
Clear Harbor Asset Management
Connecticut
$186K -$60.8K -3,485 -25%
Walleye Capital
25
Walleye Capital
New York
$179K +$178K +10,193 New

NPFD Hedge Fund Activity: Q4 2022 in Review

35 of the 6,222 institutional investors tracked by Wall St. Rank reported a position in Nuveen Variable Rate Preferred & Income Fund (NPFD) for Q4 2022, worth a combined $64.5M — up 213% from $20.6M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new NPFD positions and 4 closed out — a net gain of 11 holders — while 13 added to existing stakes and 2 trimmed.

The largest buyer was Sit Investment Associates, adding an estimated $11.7M. The largest seller was Corrado Advisors, cutting an estimated $341K.

  • 35 institutional investors held Nuveen Variable Rate Preferred & Income Fund (NPFD) as of Q4 2022, up from 26 in Q3 2022.
  • Funds reported $64.5M of Nuveen Variable Rate Preferred & Income Fund stock for Q4 2022, up 213% quarter-over-quarter.
  • 15 funds opened new Nuveen Variable Rate Preferred & Income Fund positions in Q4 2022 and 4 closed out, a net change of +11 holders.
  • The largest Nuveen Variable Rate Preferred & Income Fund buyer in Q4 2022 was Sit Investment Associates, an estimated $11.7M added.
  • The largest Nuveen Variable Rate Preferred & Income Fund seller in Q4 2022 was Corrado Advisors, an estimated $341K sold.

Based on aggregated 13F filings for Q4 2022.