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Nuveen Variable Rate Preferred & Income Fund

36 hedge funds and large institutions have $70.7M invested in Nuveen Variable Rate Preferred & Income Fund in 2023 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 13 increasing their positions, 6 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

117% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 6

25% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 8

10% more capital invested

Capital invested by funds: $64.5M → $70.7M (+$6.14M)

3.57% more ownership

Funds ownership: 16.71%20.28% (+3.6%)

3% more funds holding

Funds holding: 3536 (+1)

Holders
36
Holders Change
+1
Holders Change %
+2.86%
% of All Funds
0.57%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
13
Reduced
6
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$14.4M +$2.97M +167,919 +23%
RCM
2
Rivernorth Capital Management
Florida
$12.1M +$3.71M +209,187 +38%
UBS Group
3
UBS Group
Switzerland
$9.47M +$561K +31,665 +6%
Morgan Stanley
4
Morgan Stanley
New York
$6.79M +$2.54M +143,564 +50%
Invesco
5
Invesco
Georgia
$4.98M -$418K -23,586 -7%
Wells Fargo
6
Wells Fargo
California
$4.46M +$28.9K +1,634 +0.6%
AW
7
Atlas Wealth
Ohio
$3.69M +$3.61M +203,986 +706%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$2.89M +$537K +30,302 +20%
KIM
9
Karpus Investment Management
New York
$2.53M -$21.9K -1,238 -0.8%
CA
10
Corrado Advisors
New Jersey
$2.12M +$57.7K +3,257 +2%
Stifel Financial
11
Stifel Financial
Missouri
$1.47M +$398K +22,490 +32%
WAM
12
Wolverine Asset Management
Illinois
$957K +$416K +23,465 +64%
First Trust Advisors
13
First Trust Advisors
Illinois
$713K -$111K -6,281 -12%
HighTower Advisors
14
HighTower Advisors
Illinois
$517K +$575K +32,457 New
WS
15
Wedbush Securities
California
$413K +$43K +2,425 +10%
AWG
16
Altus Wealth Group
Colorado
$376K
Walleye Capital
17
Walleye Capital
New York
$375K +$239K +13,482 +132%
BRWA
18
B. Riley Wealth Advisors
Florida
$300K -$113K -6,400 -25%
JRCM
19
Jones Road Capital Management
New York
$282K +$315K +17,773 New
RJA
20
Raymond James & Associates
Florida
$250K -$71 -4 -0%
OC
21
Oppenheimer & Co
New York
$240K +$268K +15,122 New
MC
22
Matisse Capital
Oregon
$200K +$223K +12,608 New
CIC
23
Carnegie Investment Counsel
Ohio
$190K
WLPWM
24
Walled Lake Planning & Wealth Management
Illinois
$186K +$208K +11,767 New
CC
25
Claybrook Capital
Massachusetts
$184K +$206K +11,608 New

NPFD Hedge Fund Activity: Q1 2023 in Review

36 of the 6,276 institutional investors tracked by Wall St. Rank reported a position in Nuveen Variable Rate Preferred & Income Fund (NPFD) for Q1 2023, worth a combined $70.7M — up 9.5% from $64.5M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new NPFD positions and 8 closed out — a net gain of 2 holders — while 13 added to existing stakes and 6 trimmed.

The largest buyer was Rivernorth Capital Management, adding an estimated $3.71M. The largest seller was Alpha Cubed Investments, exiting entirely with an estimated $1.04M sold.

  • 36 institutional investors held Nuveen Variable Rate Preferred & Income Fund (NPFD) as of Q1 2023, up from 35 in Q4 2022.
  • Funds reported $70.7M of Nuveen Variable Rate Preferred & Income Fund stock for Q1 2023, up 9.5% quarter-over-quarter.
  • 10 funds opened new Nuveen Variable Rate Preferred & Income Fund positions in Q1 2023 and 8 closed out, a net change of +2 holders.
  • The largest Nuveen Variable Rate Preferred & Income Fund buyer in Q1 2023 was Rivernorth Capital Management, an estimated $3.71M added.
  • The largest Nuveen Variable Rate Preferred & Income Fund seller in Q1 2023 was Alpha Cubed Investments, an estimated $1.04M sold.

Based on aggregated 13F filings for Q1 2023.