Rivernorth Capital Management’s Nuveen Variable Rate Preferred & Income Fund NPFD Stock Holding History

Rivernorth Capital Management’s Portfolio NPFD Stock Details NPFD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2024 Q3	–	Sell	-31,920	Closed	-$587K	–	407
2024 Q2	$587K	Sell	31,920 -319,282	-91%	-$5.61M	0.03%	214
2024 Q1	$6.29M	Sell	351,202 -154,204	-31%	-$2.66M	0.3%	72
2023 Q4	$8.21M	Buy	505,406 +217,249	+75%	+$3.39M	0.39%	57
2023 Q3	$4.52M	Sell	288,157 -711,437	-71%	-$11.4M	0.23%	91
2023 Q2	$15.5M	Buy	999,594 +234,344	+31%	+$3.6M	0.77%	35
2023 Q1	$12.1M	Buy	765,250 +209,187	+38%	+$3.71M	0.59%	43
2022 Q4	$9.76M	Buy	556,063 +505,330	+996%	+$8.81M	0.44%	55
2022 Q3	$886K	Buy	50,733 +5,731	+13%	+$109K	0.04%	404
2022 Q2	$828K	Buy	+45,002	New	+$885K	0.03%	401

Other funds holding NPFD

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

PCM

Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return

Rivernorth Capital Management's NPFD Position: Q3 2024 in Review

Rivernorth Capital Management sold out of Nuveen Variable Rate Preferred & Income Fund (NPFD) in Q3 2024, closing a stake of 31,920 shares — an estimated $587K sold.

Rivernorth Capital Management first reported a position in NPFD in Q2 2022 and held it in 9 quarters. The position peaked at $15.5M in Q2 2023. 51 funds tracked by Wall St. Rank hold NPFD as of Q3 2024.

Rivernorth Capital Management reported no remaining Nuveen Variable Rate Preferred & Income Fund position as of Q3 2024 after selling out during the quarter.
Rivernorth Capital Management sold 31,920 Nuveen Variable Rate Preferred & Income Fund shares in Q3 2024, an estimated $587K.
Rivernorth Capital Management first reported a position in Nuveen Variable Rate Preferred & Income Fund in Q2 2022 and held it in 9 quarters.
Rivernorth Capital Management's Nuveen Variable Rate Preferred & Income Fund position peaked at $15.5M in Q2 2023.
51 funds tracked by Wall St. Rank held Nuveen Variable Rate Preferred & Income Fund as of Q3 2024.

Based on Rivernorth Capital Management's 13F filing for Q3 2024, filed 14 Nov 2024.