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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+9.12%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.47B
AUM Growth
+$328M
Cap. Flow
+$101M
Cap. Flow %
2.91%
Top 10 Hldgs %
19.15%
Holding
1,535
New
131
Increased
704
Reduced
513
Closed
128

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$18M
2
META icon
Meta Platforms (Facebook)
META
+$14M
3
CAT icon
Caterpillar
CAT
+$8.84M
4
AAPL icon
Apple
AAPL
+$6.67M
5
IIPR icon
Innovative Industrial Properties
IIPR
+$5.43M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$6.89M
2
SHOP icon
Shopify
SHOP
+$5.01M
3
NTNX icon
Nutanix
NTNX
+$4.79M
4
CRWD icon
CrowdStrike
CRWD
+$4.01M
5
SDS icon
ProShares UltraShort S&P500
SDS
+$3.81M

Sector Composition

Rank Sector Weight
1 Technology 17.22%
2 Consumer Discretionary 6.77%
3 Healthcare 6.75%
4 Financials 5.91%
5 Communication Services 5.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WKHS icon
1501
Workhorse Group
WKHS
$34M
– –
-5
Closed -$112K
WRAP icon
1502
Wrap Technologies
WRAP
$106M
– –
-10,605
Closed -$64K
GTM
1503
ZoomInfo Technologies
GTM
$1.05B
– –
-11,342
Closed -$692K
LOGC
1504
DELISTED
ContextLogic
LOGC
– –
-557
Closed -$92K
DM
1505
DELISTED
Desktop Metal, Inc.
DM
– –
-2,188
Closed -$157K
RVNC
1506
DELISTED
Revance Therapeutics, Inc.
RVNC
– –
-10,328
Closed -$288K
BFIIW
1507
DELISTED
BurgerFi International, Inc. Warrant
BFIIW
– –
-12,400
Closed -$20K
VLD.WS
1508
DELISTED
Velo3D, Inc. Redeemable warrants, each Warrant exercisable for 1/35th of a share of Common Stock at an exercise price of $402.50
VLD.WS
– –
-30,000
Closed -$47K
ASXC
1509
DELISTED
Asensus Surgical, Inc.
ASXC
– –
-12,930
Closed -$24K
SWAV
1510
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
– –
-1,000
Closed -$206K
MDC
1511
DELISTED
M.D.C. Holdings, Inc.
MDC
– –
-9,218
Closed -$432K
NEPT
1512
DELISTED
Neptune Wellness Solutions Inc. Ordinary Shares
NEPT
– –
-25
Closed -$22K
VRPX
1513
DELISTED
Virpax Pharmaceuticals, Inc. Common Stock
VRPX
– –
-74
Closed -$90K
NVTA
1514
DELISTED
Invitae Corporation
NVTA
– –
-9,464
Closed -$270K
HGEN
1515
DELISTED
HUMANIGEN, INC.
HGEN
– –
-14,185
Closed -$85K
EWSC
1516
DELISTED
Invesco S&P SmallCap 600 Equal Weight ETF
EWSC
– –
-2,613
Closed -$212K
SRNE
1517
DELISTED
Sorrento Therapeutics, Inc.
SRNE
– –
-17,400
Closed -$133K
AVLR
1518
DELISTED
Avalara, Inc.
AVLR
– –
-1,256
Closed -$219K
MNDT
1519
DELISTED
Mandiant, Inc. Common Stock
MNDT
– –
-10,988
Closed -$196K
PSTH
1520
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
– –
-22,361
Closed -$441K
DIDI
1521
DELISTED
DiDi Global Inc. American depositary shares, each four representing one Class A ordinary share
DIDI
– –
-15,449
Closed -$121K
PBCT
1522
DELISTED
People's United Financial Inc
PBCT
– –
-13,063
Closed -$229K
MEUSW
1523
DELISTED
23andMe Holding Co Warrant
MEUSW
– –
-28,600
Closed -$53K
KSU
1524
DELISTED
Kansas City Southern
KSU
– –
-1,544
Closed -$418K
BGIO
1525
DELISTED
BlackRock 2022 Global Income Opportunity Trust
BGIO
– –
-33,290
Closed -$174K
58 59 60
61
62

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B. Riley Wealth Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, B. Riley Wealth Advisors held 1,535 positions worth $3.47B, up 10% from $3.14B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

B. Riley Wealth Advisors's Q4 2021 filing shows 131 new, 704 increased, 513 reduced and 128 closed positions. Its largest new stake was VanEck IG Floating Rate ETF: 103,641 shares worth $2.62M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $6.89M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • B. Riley Wealth Advisors's largest Q4 2021 buy was VanEck IG Floating Rate ETF: 103,641 shares worth $2.62M.
  • B. Riley Wealth Advisors added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $18M increase.
  • B. Riley Wealth Advisors's biggest Q4 2021 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $6.89M.
  • B. Riley Wealth Advisors fully exited ProShares UltraShort S&P500 in Q4 2021, selling an estimated $3.81M.
  • B. Riley Wealth Advisors's ten largest holdings make up 19% of its $3.47B portfolio in Q4 2021.
  • B. Riley Wealth Advisors opened 131 new positions and closed 128 in Q4 2021.
  • B. Riley Wealth Advisors's portfolio value rose 10% quarter-over-quarter to $3.47B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2021, filed 28 Jan 2022.