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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+7.68%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.75B
AUM Growth
+$184M
Cap. Flow
-$11.6M
Cap. Flow %
-0.31%
Top 10 Hldgs %
18.52%
Holding
1,650
New
157
Increased
599
Reduced
660
Closed
136

Top Buys

Rank Stock Value
1
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$13.9M
2
GLD icon
SPDR Gold Trust
GLD
+$11.7M
3
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$10.4M
4
SH icon
ProShares Short S&P500
SH
+$9.29M
5
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$7.86M

Top Sells

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$14.3M
2
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$14M
3
AAPL icon
Apple
AAPL
+$9.66M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$8.18M
5
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$7.31M

Sector Composition

Rank Sector Weight
1 Technology 13.44%
2 Healthcare 6.66%
3 Consumer Discretionary 5.8%
4 Financials 5.21%
5 Industrials 4.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADNWW
1476
DELISTED
Advent Technologies Holdings Warrant
ADNWW
$12.7K ﹤0.01%
97,871
-65,229
-40% -$11.1K
URG
1477
Ur-Energy
URG
$501M
$12.2K ﹤0.01%
11,500
-600
-5% -$678
SEGG
1478
Sports Entertainment Gaming Global Corp
SEGG
$9.55M
$11.4K ﹤0.01%
29
– –
DNTH icon
1479
Dianthus Therapeutics
DNTH
$5.8B
$11K ﹤0.01%
863
-887
-51% -$9.82K
CBAT icon
1480
CBAK Energy Technology Ltd
CBAT
$44M
$10.7K ﹤0.01%
+12,200
New +$12.7K
ACB
1481
Aurora Cannabis
ACB
$175M
$10.3K ﹤0.01%
1,478
-2
-0.1% -$17
SLE icon
1482
Super League Enterprise
SLE
$4.42M
$10.2K ﹤0.01%
+2
New +$10.8K
ASXC
1483
DELISTED
Asensus Surgical, Inc.
ASXC
$10.2K ﹤0.01%
+15,555
New +$10.5K
ASTR
1484
DELISTED
Astra Space, Inc. Class A Common Stock
ASTR
$9.73K ﹤0.01%
1,527
– –
FAZE
1485
DELISTED
FaZe Holdings Inc. Common Stock
FAZE
$9.66K ﹤0.01%
+21,000
New +$18K
SNCR
1486
DELISTED
Synchronoss Technologies
SNCR
$9.4K ﹤0.01%
1,111
– –
TMC icon
1487
TMC The Metals Company
TMC
$1.59B
$9.37K ﹤0.01%
11,300
– –
CS
1488
DELISTED
Credit Suisse Group
CS
$9.13K ﹤0.01%
+10,255
New +$28.6K
AEVAW
1489
DELISTED
Aeva Technologies Warrants
AEVAW
$9.03K ﹤0.01%
75,955
-20,600
-21% -$3.8K
POL
1490
DELISTED
Polished.com Inc.
POL
$8.59K ﹤0.01%
+224
New +$7.09K
FRSX
1491
Foresight Autonomous Holdings
FRSX
$3.9M
$8.28K ﹤0.01%
160
– –
BFIIW
1492
DELISTED
BurgerFi International, Inc. Warrant
BFIIW
$7.94K ﹤0.01%
122,145
-24,948
-17% -$1.72K
AKBA icon
1493
Akebia Therapeutics
AKBA
$351M
$7.29K ﹤0.01%
+13,000
New +$9.93K
TCRT icon
1494
Alaunos Therapeutics
TCRT
$4.65M
$7.18K ﹤0.01%
77
– –
SRAX
1495
DELISTED
SRAX, Inc. Class A Common Stock
SRAX
$6.38K ﹤0.01%
11,000
– –
LFLYW
1496
DELISTED
Leafly Holdings, Inc. Warrant
LFLYW
$6.05K ﹤0.01%
172,812
-81,388
-32% -$5.14K
MMAT
1497
DELISTED
Meta Materials Inc. Common Stock
MMAT
$5.34K ﹤0.01%
131
+30
+30% +$2.33K
AUMN
1498
DELISTED
Golden Minerals Company
AUMN
$4.57K ﹤0.01%
900
– –
OUSTZ
1499
DELISTED
Ouster Inc Warrants
OUSTZ
$4.43K ﹤0.01%
38,000
-10,000
-21% -$1.65K
MAPSW
1500
DELISTED
WM TECHNOLOGY INC WTS
MAPSW
$3.2K ﹤0.01%
44,200
– –
58 59
60
61 62

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B. Riley Wealth Advisors's Q1 2023 Portfolio in Review

As of Q1 2023, B. Riley Wealth Advisors held 1,650 positions worth $3.75B, up 5.2% from $3.57B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

B. Riley Wealth Advisors's Q1 2023 filing shows 157 new, 599 increased, 660 reduced and 136 closed positions. Its largest new stake was RUM Group Inc: 504,045 shares worth $5.04M. The largest sale was Vanguard Short-Term Inflation-Protected Securities Index Fund, an estimated $14.3M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • B. Riley Wealth Advisors's largest Q1 2023 buy was RUM Group Inc: 504,045 shares worth $5.04M.
  • B. Riley Wealth Advisors added most to iShares MSCI USA Quality Factor ETF in Q1 2023, an estimated $13.9M increase.
  • B. Riley Wealth Advisors's biggest Q1 2023 reduction was Vanguard Short-Term Inflation-Protected Securities Index Fund, cutting an estimated $14.3M.
  • B. Riley Wealth Advisors fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2023, selling an estimated $3.24M.
  • B. Riley Wealth Advisors's ten largest holdings make up 19% of its $3.75B portfolio in Q1 2023.
  • B. Riley Wealth Advisors opened 157 new positions and closed 136 in Q1 2023.
  • B. Riley Wealth Advisors's portfolio value rose 5.2% quarter-over-quarter to $3.75B.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2023, filed 17 May 2023.