We are live on
!
Find out more
BRWA
B. Riley Wealth Advisors Portfolio holdings
AUM
$1.87B
1-Year Est. Return
37.01%
This Fund
S&P 500
This Quarter
Est. Return
+2.69%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$492M
AUM Growth
-$17.8M
(-3.5%)
Cap. Flow
-$80M
Cap. Flow
% of AUM
-16.27%
Top 10 Holdings %
Top 10 Hldgs %
15.95%
Holding
676
New
61
Increased
154
Reduced
293
Closed
141
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$2.6M |
| 2 |
Alphabet (Google) Class A
GOOGL
|
+$1.87M |
| 3 |
IBDM
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
|
+$1.57M |
| 4 |
First Trust Financials AlphaDEX Fund
FXO
|
+$1.15M |
| 5 |
McKesson
MCK
|
+$953K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Eagle Materials
EXP
|
+$3.54M |
| 2 |
First Trust Dow Jones Internet Index Fund ETF
FDN
|
+$2.45M |
| 3 |
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
|
+$2.43M |
| 4 |
iShares S&P Small-Cap 600 Growth ETF
IJT
|
+$2.26M |
| 5 |
iShares Residential and Multisector Real Estate ETF
REZ
|
+$2.02M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 8.89% |
| 2 | Financials | 8.79% |
| 3 | Technology | 8.05% |
| 4 | Communication Services | 7.54% |
| 5 | Energy | 5.14% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
126
Sanofi
SNY
$107B
| $1.01M | 0.21% |
24,918
+4,884
| +24% | +$192K |
|
|
IVH
127
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
| $1M | 0.2% |
67,650
-19,500
| -22% | -$275K |
|
|
UN
128
DELISTED
Unilever NV New York Registry Shares
UN
| $999K | 0.2% |
24,279
-3,012
| -11% | -$125K |
|
129
Kayne Anderson Energy Infrastructure Fund
KYN
$2.42B
| $986K | 0.2% |
50,345
-8,693
| -15% | -$168K |
|
130
iShares Core S&P Small-Cap ETF
IJR
$109B
| $982K | 0.2% |
14,262
-6,544
| -31% | -$422K |
|
131
LyondellBasell Industries
LYB
$19.5B
| $981K | 0.2% |
11,417
-167
| -1% | -$14K |
|
|
PCI
132
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
| $966K | 0.2% |
47,747
+9,851
| +26% | +$198K |
|
133
iShares S&P 500 Value ETF
IVE
$49.1B
| $963K | 0.2% |
9,488
+49
| +0.5% | +$4.78K |
|
134
Vanguard Extended Market ETF
VXF
$30B
| $960K | 0.2% |
9,996
+307
| +3% | +$28.4K |
|
135
Accenture
ACN
$106B
| $953K | 0.19% |
8,127
-337
| -4% | -$40K |
|
136
CME Group
CME
$95.4B
| $947K | 0.19% |
8,195
+1,610
| +24% | +$179K |
|
137
First Trust Dorsey Wright Focus 5 ETF
FV
$3.57B
| $945K | 0.19% |
40,813
+4,203
| +11% | +$95.9K |
|
138
Abbott
ABT
$188B
| $940K | 0.19% |
24,462
-4,459
| -15% | -$177K |
|
139
iShares S&P 500 Growth ETF
IVW
$70.5B
| $927K | 0.19% |
30,412
-10,056
| -25% | -$304K |
|
140
American Water Works
AWK
$27B
| $899K | 0.18% |
12,426
-392
| -3% | -$28.4K |
|
141
CSX Corp
CSX
$94B
| $894K | 0.18% |
74,622
-9,720
| -12% | -$109K |
|
142
Exelon
EXC
$48.1B
| $878K | 0.18% |
34,656
+3,362
| +11% | +$79.7K |
|
143
First Interstate BancSystem
FIBK
$3.67B
| $873K | 0.18% |
20,500
-800
| -4% | -$29.1K |
|
144
State Street SPDR S&P Aerospace & Defense ETF
XAR
$5.78B
| $861K | 0.18% |
+13,579
| New | +$833K |
|
145
NVIDIA
NVDA
$4.6T
| $844K | 0.17% |
316,280
-6,560
| -2% | -$13.7K |
|
146
Invesco DB Oil Fund
DBO
$401M
| $836K | 0.17% |
86,300
-3,000
| -3% | -$27.1K |
|
147
Amplify Cybersecurity ETF
HACK
$2.6B
| $836K | 0.17% |
31,622
+13,219
| +72% | +$357K |
|
148
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.89B
| $827K | 0.17% |
29,779
-3,320
| -10% | -$90.1K |
|
149
Lockheed Martin
LMT
$131B
| $815K | 0.17% |
3,252
-1,175
| -27% | -$294K |
|
150
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.7B
| $809K | 0.16% |
19,866
-5,540
| -22% | -$224K |
|
Similar funds
LPU
P3I
EPW
BCIM
PCP
EAM
ACM
WRBC
B. Riley Wealth Advisors's Q4 2016 Portfolio in Review
As of Q4 2016, B. Riley Wealth Advisors held 676 positions worth $492M, down 3.5% from $510M the previous quarter. Its ten largest holdings account for 16% of the portfolio.
B. Riley Wealth Advisors withdrew a net $80M in Q4 2016, closing 141 positions and reducing 293 holdings. Its most notable exit was First Trust Dow Jones Internet Index Fund ETF, an estimated $2.45M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 8.9% of assets, up from 7.8% a quarter earlier, followed by Financials and Technology.
Against the trend, B. Riley Wealth Advisors opened a new position in iShares iBonds Dec 2021 Term Corporate ETF worth $1.56M.
- B. Riley Wealth Advisors's largest Q4 2016 buy was iShares iBonds Dec 2021 Term Corporate ETF: 63,002 shares worth $1.56M.
- B. Riley Wealth Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q4 2016, an estimated $2.6M increase.
- B. Riley Wealth Advisors's biggest Q4 2016 reduction was Eagle Materials, cutting an estimated $3.54M.
- B. Riley Wealth Advisors fully exited First Trust Dow Jones Internet Index Fund ETF in Q4 2016, selling an estimated $2.45M.
- B. Riley Wealth Advisors's ten largest holdings make up 16% of its $492M portfolio in Q4 2016.
- B. Riley Wealth Advisors opened 61 new positions and closed 141 in Q4 2016.
- B. Riley Wealth Advisors's portfolio value fell 3.5% quarter-over-quarter to $492M.
Based on B. Riley Wealth Advisors's 13F filing for Q4 2016, filed 14 Feb 2017.