We are live on ! Find out more
BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+10.76%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.71B
AUM Growth
+$16.7M
Cap. Flow
-$321M
Cap. Flow %
-8.64%
Top 10 Hldgs %
20.87%
Holding
1,535
New
90
Increased
375
Reduced
876
Closed
149

Top Buys

Rank Stock Value
1
UTEN icon
US Treasury 10 Year Note ETF
UTEN
+$6.45M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$5.99M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.8M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$4.55M
5
TSLA icon
Tesla
TSLA
+$4.45M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$22.5M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.6M
3
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$10.5M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$9.54M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$9.46M

Sector Composition

Rank Sector Weight
1 Technology 16.34%
2 Consumer Discretionary 6.23%
3 Healthcare 6.14%
4 Financials 5.88%
5 Industrials 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EQT icon
1426
EQT Corp
EQT
$33B
– –
-5,160
Closed -$209K
ESGD icon
1427
iShares ESG Aware MSCI EAFE ETF
ESGD
$12.2B
– –
-3,968
Closed -$274K
ETJ
1428
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$573M
– –
-17,011
Closed -$131K
FAUG icon
1429
FT Vest US Equity Buffer ETF August
FAUG
$1.2B
– –
-10,120
Closed -$378K
FDHY icon
1430
Fidelity High Yield Factor ETF
FDHY
$578M
– –
-4,772
Closed -$219K
FEM icon
1431
First Trust Emerging Markets AlphaDEX Fund
FEM
$770M
– –
-13,653
Closed -$285K
FNGD icon
1432
MicroSectors FANG+ Index -3X Inverse Leveraged ETNs due January 8, 2038
FNGD
$328M
– –
-375
Closed -$371K
FR icon
1433
First Industrial Realty Trust
FR
$8.5B
– –
-4,587
Closed -$220K
FTXN icon
1434
First Trust Nasdaq Oil & Gas ETF
FTXN
$160M
– –
-6,757
Closed -$203K
GBAB
1435
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$386M
– –
-16,192
Closed -$252K
GLQ
1436
Clough Global Equity Fund
GLQ
$157M
– –
-21,000
Closed -$115K
GNT
1437
GAMCO Natural Resources, Gold & Income Trust
GNT
$137M
– –
-11,618
Closed -$57.4K
GPMT
1438
Granite Point Mortgage Trust
GPMT
$70M
– –
-10,906
Closed -$55.4K
HDB icon
1439
HDFC Bank
HDB
$123B
– –
-7,522
Closed -$222K
HES
1440
DELISTED
Hess
HES
– –
-1,795
Closed -$275K
HKIT icon
1441
Hitek Global
HKIT
$25.8M
– –
-4
Closed -$32.3K
HQL
1442
abrdn Life Sciences Investors
HQL
$599M
– –
-11,500
Closed -$143K
HRL icon
1443
Hormel Foods
HRL
$13.9B
– –
-6,356
Closed -$242K
HSBC icon
1444
HSBC
HSBC
$364B
– –
-6,960
Closed -$275K
HXL icon
1445
Hexcel
HXL
$7.88B
– –
-3,367
Closed -$219K
IBDX icon
1446
iShares iBonds Dec 2032 Term Corporate ETF
IBDX
$1.72B
– –
-8,687
Closed -$204K
ICLN icon
1447
iShares Global Clean Energy ETF
ICLN
$2.41B
– –
-10,318
Closed -$151K
IDA icon
1448
Idacorp
IDA
$8.36B
– –
-3,348
Closed -$314K
IDAI icon
1449
T Stamp
IDAI
$17.5M
– –
-867
Closed -$21.4K
IDN icon
1450
Intellicheck
IDN
$78.6M
– –
-12,387
Closed -$27.9K
56 57
58
59 60

Similar funds

LPU
Lansdowne Partners (UK) London, United Kingdom $1.87B AUM 61.55% 1-Year Est. Return
P3I
Progeny 3 Inc Kirkland, Washington $1.87B AUM 30.4% 1-Year Est. Return
EPW
Evolve Private Wealth Los Angeles, California $1.87B AUM
BCIM
Black Creek Investment Management Toronto, Ontario, Canada $1.86B AUM 15.33% 1-Year Est. Return
PCP
Proficio Capital Partners Newton, Massachusetts $1.87B AUM 30.54% 1-Year Est. Return
EAM
Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return
ACM
American Capital Management New York $1.86B AUM 20.23% 1-Year Est. Return
WRBC
W.R. Berkley Corp Greenwich, Connecticut $1.86B AUM 14.44% 1-Year Est. Return

B. Riley Wealth Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, B. Riley Wealth Advisors held 1,535 positions worth $3.71B, up 0.45% from $3.7B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

B. Riley Wealth Advisors withdrew a net $321M in Q4 2023, closing 149 positions and reducing 876 holdings. Its most notable exit was Invesco BuyBack Achievers ETF, an estimated $6.47M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, B. Riley Wealth Advisors opened a new position in US Treasury 10 Year Note ETF worth $6.72M.

  • B. Riley Wealth Advisors's largest Q4 2023 buy was US Treasury 10 Year Note ETF: 149,106 shares worth $6.72M.
  • B. Riley Wealth Advisors added most to iShares S&P Small-Cap 600 Value ETF in Q4 2023, an estimated $5.99M increase.
  • B. Riley Wealth Advisors's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $22.5M.
  • B. Riley Wealth Advisors fully exited Invesco BuyBack Achievers ETF in Q4 2023, selling an estimated $6.47M.
  • B. Riley Wealth Advisors's ten largest holdings make up 21% of its $3.71B portfolio in Q4 2023.
  • B. Riley Wealth Advisors opened 90 new positions and closed 149 in Q4 2023.
  • B. Riley Wealth Advisors's portfolio value rose 0.45% quarter-over-quarter to $3.71B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2023, filed 15 Mar 2024.