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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-2.48%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.7B
AUM Growth
-$760M
Cap. Flow
-$635M
Cap. Flow %
-17.18%
Top 10 Hldgs %
20.23%
Holding
1,666
New
129
Increased
629
Reduced
619
Closed
220

Top Buys

Rank Stock Value
1
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.3M
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$12.1M
3
TBIL
F/m US Treasury 3 Month Bill Fund
TBIL
+$10.8M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$9.27M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.69M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$109M
2
AMZN icon
Amazon
AMZN
+$49.5M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$48.8M
4
CVX icon
Chevron
CVX
+$36M
5
AZO icon
AutoZone
AZO
+$31.8M

Sector Composition

Rank Sector Weight
1 Technology 14.45%
2 Healthcare 6.56%
3 Consumer Discretionary 5.85%
4 Financials 5.6%
5 Energy 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZYNE
1426
DELISTED
Zynerba Pharmaceuticals, Inc
ZYNE
$16.2K ﹤0.01%
+12,732
New +$11.1K
FCEL icon
1427
FuelCell Energy
FCEL
$1.73B
$13.4K ﹤0.01%
349
-67
-16% -$3.5K
MOVE icon
1428
Corvex Inc
MOVE
$299M
$12K ﹤0.01%
+100
New +$13.6K
TMC icon
1429
TMC The Metals Company
TMC
$1.54B
$11.2K ﹤0.01%
11,300
– –
SHFS icon
1430
SHF Holdings
SHFS
$1.19M
$11K ﹤0.01%
696
-554
-44% -$5.93K
CBAT icon
1431
CBAK Energy Technology Ltd
CBAT
$44.3M
$9.99K ﹤0.01%
12,200
– –
ATER icon
1432
Aterian
ATER
$4.45M
$8.09K ﹤0.01%
2,063
-937
-31% -$4.85K
ACB
1433
Aurora Cannabis
ACB
$173M
$7.94K ﹤0.01%
1,358
-101
-7% -$588
AKTS
1434
DELISTED
Akoustis Technologies Inc
AKTS
$7.59K ﹤0.01%
10,080
– –
MWG icon
1435
Multi Ways Holdings
MWG
$5.96M
$6.22K ﹤0.01%
1,500
– –
PVLA
1436
Palvella Therapeutics
PVLA
$1.99B
$5.07K ﹤0.01%
+213
New +$4.58K
ASXC
1437
DELISTED
Asensus Surgical, Inc.
ASXC
$4.19K ﹤0.01%
15,505
+750
+5% +$273
FAZE
1438
DELISTED
FaZe Holdings Inc. Common Stock
FAZE
$3.48K ﹤0.01%
21,000
– –
ZOM
1439
DELISTED
Zomedica Corp.
ZOM
$1.67K ﹤0.01%
10,000
– –
AA icon
1440
Alcoa
AA
$11.9B
– –
-14,662
Closed -$497K
ACA icon
1441
Arcosa
ACA
$7.13B
– –
-3,164
Closed -$240K
ACHV icon
1442
Achieve Life Sciences
ACHV
$659M
– –
-216,216
Closed -$1.12M
ACI icon
1443
Albertsons Companies
ACI
$5.62B
– –
-11,237
Closed -$245K
ACRE
1444
Ares Commercial Real Estate
ACRE
$236M
– –
-10,646
Closed -$112K
ADAP
1445
DELISTED
Adaptimmune Therapeutics
ADAP
– –
-12,060
Closed -$11.2K
AEE icon
1446
Ameren
AEE
$30.3B
– –
-12,015
Closed -$981K
AEG icon
1447
Aegon
AEG
$14B
– –
-20,660
Closed -$105K
AGCO icon
1448
AGCO
AGCO
$7.15B
– –
-3,303
Closed -$434K
AI icon
1449
C3.ai
AI
$1.43B
– –
-7,993
Closed -$291K
ALC icon
1450
Alcon
ALC
$33.6B
– –
-5,542
Closed -$455K
56 57
58
59 60

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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, B. Riley Wealth Advisors held 1,666 positions worth $3.7B, down 17% from $4.46B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

B. Riley Wealth Advisors withdrew a net $635M in Q3 2023, closing 220 positions and reducing 619 holdings. Its most notable exit was Berkshire Hathaway Class A, an estimated $20.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares Treasury Floating Rate Bond ETF worth $7.32M.

  • B. Riley Wealth Advisors's largest Q3 2023 buy was iShares Treasury Floating Rate Bond ETF: 144,283 shares worth $7.32M.
  • B. Riley Wealth Advisors added most to Vanguard Morningstar Value ETF in Q3 2023, an estimated $17.3M increase.
  • B. Riley Wealth Advisors's biggest Q3 2023 reduction was Apple, cutting an estimated $109M.
  • B. Riley Wealth Advisors fully exited Berkshire Hathaway Class A in Q3 2023, selling an estimated $20.2M.
  • B. Riley Wealth Advisors's ten largest holdings make up 20% of its $3.7B portfolio in Q3 2023.
  • B. Riley Wealth Advisors opened 129 new positions and closed 220 in Q3 2023.
  • B. Riley Wealth Advisors's portfolio value fell 17% quarter-over-quarter to $3.7B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2023, filed 1 Dec 2023.