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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+7.68%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.75B
AUM Growth
+$184M
Cap. Flow
-$11.6M
Cap. Flow %
-0.31%
Top 10 Hldgs %
18.52%
Holding
1,650
New
157
Increased
599
Reduced
660
Closed
136

Top Buys

Rank Stock Value
1
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$13.9M
2
GLD icon
SPDR Gold Trust
GLD
+$11.7M
3
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$10.4M
4
SH icon
ProShares Short S&P500
SH
+$9.29M
5
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$7.86M

Top Sells

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$14.3M
2
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$14M
3
AAPL icon
Apple
AAPL
+$9.66M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$8.18M
5
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$7.31M

Sector Composition

Rank Sector Weight
1 Technology 13.44%
2 Healthcare 6.66%
3 Consumer Discretionary 5.8%
4 Financials 5.21%
5 Industrials 4.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLO
1426
Clough Global Opportunities Fund
GLO
$255M
$56.2K ﹤0.01%
11,500
-58,088
-83% -$286K
SRTA
1427
Strata Critical Medical Inc
SRTA
$485M
$56.1K ﹤0.01%
16,600
+3,000
+22% +$12.2K
AEF
1428
abrdn Emerging Markets Equity Income Fund
AEF
$370M
$55.1K ﹤0.01%
10,282
– –
EOD
1429
Allspring Global Dividend Opportunity Fund
EOD
$283M
$54.7K ﹤0.01%
11,944
-10,000
-46% -$46.3K
DNMR
1430
DELISTED
Danimer Scientific, Inc.
DNMR
$52.4K ﹤0.01%
380
+53
+16% +$4.85K
SFIX
1431
Stitch Fix
SFIX
$564M
$52.4K ﹤0.01%
10,250
– –
USAS
1432
Americas Gold and Silver
USAS
$1.51B
$52.3K ﹤0.01%
43,600
+8,000
+22% +$10.9K
INVZW
1433
DELISTED
Innoviz Technologies Warrant
INVZW
$51.2K ﹤0.01%
35,540
-22,503
-39% -$28.7K
ONDS icon
1434
Ondas Inc
ONDS
$5.05B
$50K ﹤0.01%
46,335
-1,063
-2% -$1.85K
SIRI icon
1435
SiriusXM
SIRI
$10.2B
$49.5K ﹤0.01%
1,248
-127
-9% -$6.08K
PPT
1436
Franklin Premier Income Trust
PPT
$327M
$49.1K ﹤0.01%
13,710
+25
+0.2% +$93
NNDM
1437
Nano Dimension
NNDM
$328M
$48.9K ﹤0.01%
16,930
-3,002
-15% -$8.07K
CMPX icon
1438
Compass Therapeutics
CMPX
$355M
$48.8K ﹤0.01%
14,918
– –
NRO
1439
Neuberger Real Estate Securities Income Fund Inc
NRO
$190M
$46.2K ﹤0.01%
15,720
– –
FSCO
1440
FS Credit Opportunities Corp
FSCO
$1.01B
$44.6K ﹤0.01%
+10,045
New +$46.7K
CRMD icon
1441
CorMedix
CRMD
$589M
$44.5K ﹤0.01%
11,850
– –
HERZ
1442
Herzfeld Credit Income Fund
HERZ
$32.9M
$43.7K ﹤0.01%
+1,437
New +$46K
AREN icon
1443
Arena Group
AREN
$69M
$42.5K ﹤0.01%
10,000
– –
FUBO icon
1444
FuboTV Inc
FUBO
$286M
$42.5K ﹤0.01%
2,925
+223
+8% +$5.1K
NAT icon
1445
Nordic American Tanker
NAT
$1.32B
$41.6K ﹤0.01%
10,500
-839
-7% -$3.01K
HIO
1446
Western Asset High Income Opportunity Fund
HIO
$339M
$40.4K ﹤0.01%
10,529
+20
+0.2% +$80
BZFD icon
1447
BuzzFeed
BZFD
$99.9M
$39.6K ﹤0.01%
+8,759
New +$49.8K
SAN icon
1448
Banco Santander
SAN
$207B
$37.6K ﹤0.01%
+10,189
New +$36.3K
BOXL icon
1449
Boxlight
BOXL
$2.27M
$37.5K ﹤0.01%
68
-10
-13% -$6.47K
VLD.WS
1450
DELISTED
Velo3D, Inc. Redeemable warrants, each Warrant exercisable for 1/35th of a share of Common Stock at an exercise price of $402.50
VLD.WS
$37.2K ﹤0.01%
96,229
-24,000
-20% -$9.39K
56 57
58
59 60

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P3I
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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q1 2023 Portfolio in Review

As of Q1 2023, B. Riley Wealth Advisors held 1,650 positions worth $3.75B, up 5.2% from $3.57B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

B. Riley Wealth Advisors's Q1 2023 filing shows 157 new, 599 increased, 660 reduced and 136 closed positions. Its largest new stake was RUM Group Inc: 504,045 shares worth $5.04M. The largest sale was Vanguard Short-Term Inflation-Protected Securities Index Fund, an estimated $14.3M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • B. Riley Wealth Advisors's largest Q1 2023 buy was RUM Group Inc: 504,045 shares worth $5.04M.
  • B. Riley Wealth Advisors added most to iShares MSCI USA Quality Factor ETF in Q1 2023, an estimated $13.9M increase.
  • B. Riley Wealth Advisors's biggest Q1 2023 reduction was Vanguard Short-Term Inflation-Protected Securities Index Fund, cutting an estimated $14.3M.
  • B. Riley Wealth Advisors fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2023, selling an estimated $3.24M.
  • B. Riley Wealth Advisors's ten largest holdings make up 19% of its $3.75B portfolio in Q1 2023.
  • B. Riley Wealth Advisors opened 157 new positions and closed 136 in Q1 2023.
  • B. Riley Wealth Advisors's portfolio value rose 5.2% quarter-over-quarter to $3.75B.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2023, filed 17 May 2023.