We are live on ! Find out more
BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRFZ icon
1401
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.73B
– –
-5,410
Closed -$109K
PRGS icon
1402
Progress Software
PRGS
$1.68B
– –
-338
Closed -$8.13K
PRGO icon
1403
Perrigo
PRGO
$1.87B
– –
-11
Closed -$1.6K
PRU icon
1404
Prudential Financial
PRU
$40.7B
– –
-5,439
Closed -$483K
PSA icon
1405
Public Storage
PSA
$56.2B
– –
-1,000
Closed -$171K
PSCE icon
1406
Invesco S&P SmallCap Energy ETF
PSCE
$109M
– –
-171
Closed -$46.5K
PSF icon
1407
Cohen & Steers Select Preferred & Income Fund
PSF
$226M
– –
-2,758
Closed -$72.9K
PSK icon
1408
State Street SPDR ICE Preferred Securities ETF
PSK
$667M
– –
-100
Closed -$4.37K
PSL icon
1409
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
$80.3M
– –
-100
Closed -$4.61K
PSO icon
1410
Pearson
PSO
$9.62B
– –
-90
Closed -$1.78K
PSQ icon
1411
ProShares Short QQQ
PSQ
$763M
– –
-133
Closed -$44.4K
CNSY
1412
Cerenome
CNSY
$15.4M
– –
0
– -$2.85K
PTH icon
1413
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$290M
– –
-216
Closed -$3.53K
PTY icon
1414
PIMCO Corporate & Income Opportunity Fund
PTY
$2.5B
– –
-3,102
Closed -$58.5K
PUI icon
1415
Invesco Dorsey Wright Utilities Momentum ETF
PUI
$50.6M
– –
-4,350
Closed -$101K
PUK icon
1416
Prudential
PUK
$32.9B
– –
-298
Closed -$13.3K
PULM icon
1417
Pulmatrix
PULM
$5.22M
– –
-2
Closed -$7.19K
PVH icon
1418
PVH
PVH
$3.39B
– –
-412
Closed -$48K
PWV icon
1419
Invesco Large Cap Value ETF
PWV
$1.86B
– –
-5,400
Closed -$164K
PXF icon
1420
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$3.02B
– –
-75
Closed -$3.42K
PZG icon
1421
Paramount Gold Nevada
PZG
$114M
– –
-7,400
Closed -$7.1K
QCLN icon
1422
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$553M
– –
-4,158
Closed -$85.4K
QLYS icon
1423
Qualys
QLYS
$6.16B
– –
-100
Closed -$2.57K
QTEC icon
1424
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.59B
– –
-700
Closed -$28K
R icon
1425
Ryder
R
$9.16B
– –
-312
Closed -$27.5K
55 56
57
58 59

Similar funds

KI
Keystone Investors Singapore $1.87B AUM
TCBWMS
Texas Capital Bank Wealth Management Services Dallas, Texas $1.87B AUM 24.49% 1-Year Est. Return
LI
LMCG Investments Boston, Massachusetts $1.87B AUM 50.61% 1-Year Est. Return
RAM
Robinhood Asset Management Menlo Park, California $1.87B AUM
PA
Proem Advisors Dallas, Texas $1.87B AUM 202.8% 1-Year Est. Return
BHWM
Bar Harbor Wealth Management Concord, New Hampshire $1.86B AUM 32.07% 1-Year Est. Return
IPW
Invictus Private Wealth Denver, Colorado $1.86B AUM 25.51% 1-Year Est. Return
AP
Atwood & Palmer Kansas City, Missouri $1.87B AUM 24.22% 1-Year Est. Return

B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.