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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+6.43%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.6B
AUM Growth
-$333M
Cap. Flow
-$515M
Cap. Flow %
-14.33%
Top 10 Hldgs %
23.78%
Holding
1,458
New
79
Increased
287
Reduced
844
Closed
195

Top Buys

Rank Stock Value
1
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$9.6M
2
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$6.13M
3
XMMO icon
Invesco S&P MidCap Momentum ETF
XMMO
+$5.62M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$5.57M
5
IAU icon
iShares Gold Trust
IAU
+$5.37M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$44.7M
2
NVDA icon
NVIDIA
NVDA
+$29.4M
3
MSFT icon
Microsoft
MSFT
+$15.8M
4
VTV icon
Vanguard Morningstar Value ETF
VTV
+$14.9M
5
PG icon
Procter & Gamble
PG
+$14M

Sector Composition

Rank Sector Weight
1 Technology 17.91%
2 Healthcare 5.93%
3 Consumer Discretionary 5.68%
4 Financials 5.59%
5 Industrials 4.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NTR icon
1376
Nutrien
NTR
$33.2B
– –
-10,193
Closed -$524K
NU icon
1377
Nu Holdings
NU
$69.2B
– –
-10,488
Closed -$135K
NXTG icon
1378
First Trust Indxx NextG ETF
NXTG
$536M
– –
-3,915
Closed -$321K
NZF icon
1379
Nuveen Municipal Credit Income Fund
NZF
$2.4B
– –
-34,180
Closed -$425K
OCCI
1380
OFS Credit Co
OCCI
$72.3M
– –
-17,762
Closed -$128K
OKTA icon
1381
Okta
OKTA
$24.7B
– –
-2,212
Closed -$207K
OMFL icon
1382
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
$4.75B
– –
-5,687
Closed -$299K
ON icon
1383
ON Semiconductor
ON
$31.8B
– –
-3,811
Closed -$261K
OPP
1384
RiverNorth/DoubleLine Strategic Opportunity Fund
OPP
$190M
– –
-29,175
Closed -$249K
PAGP icon
1385
Plains GP Holdings
PAGP
$5.21B
– –
-53,390
Closed -$1M
PBA icon
1386
Pembina Pipeline
PBA
$28.4B
– –
-14,484
Closed -$538K
PBI icon
1387
Pitney Bowes
PBI
$2.4B
– –
-87,920
Closed -$447K
PECO icon
1388
Phillips Edison & Co
PECO
$5.46B
– –
-21,900
Closed -$719K
PINS icon
1389
Pinterest
PINS
$13.4B
– –
-4,699
Closed -$207K
PMT
1390
PennyMac Mortgage Investment
PMT
$822M
– –
-175,943
Closed -$2.42M
PPLT
1391
abrdn Physical Platinum Shares ETF
PPLT
$1.88B
– –
-29,300
Closed -$268K
PRIM icon
1392
Primoris Services
PRIM
$4.58B
– –
-4,805
Closed -$240K
PSEC icon
1393
Prospect Capital
PSEC
$1.07B
– –
-13,097
Closed -$73.2K
PSFF icon
1394
Pacer Swan SOS Fund of Funds ETF
PSFF
$593M
– –
-7,394
Closed -$205K
PSK icon
1395
State Street SPDR ICE Preferred Securities ETF
PSK
$692M
– –
-6,429
Closed -$218K
PUI icon
1396
Invesco Dorsey Wright Utilities Momentum ETF
PUI
$54.7M
– –
-13,685
Closed -$477K
QDEC icon
1397
FT Vest Growth-100 Buffer ETF December
QDEC
$687M
– –
-16,650
Closed -$434K
QQQE icon
1398
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.33B
– –
-40,874
Closed -$3.63M
QSPT icon
1399
FT Vest Nasdaq-100 Buffer ETF September
QSPT
$622M
– –
-14,832
Closed -$386K
QYLG icon
1400
Global X Nasdaq 100 Covered Call & Growth ETF
QYLG
$156M
– –
-6,890
Closed -$218K
54 55
56
57 58

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P3I
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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
W.R. Berkley Corp Greenwich, Connecticut $1.86B AUM 14.44% 1-Year Est. Return

B. Riley Wealth Advisors's Q3 2024 Portfolio in Review

As of Q3 2024, B. Riley Wealth Advisors held 1,458 positions worth $3.6B, down 8.5% from $3.93B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

B. Riley Wealth Advisors withdrew a net $515M in Q3 2024, closing 195 positions and reducing 844 holdings. Its most notable exit was Lam Research, an estimated $10.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares MSCI Global Min Vol Factor ETF worth $9.96M.

  • B. Riley Wealth Advisors's largest Q3 2024 buy was iShares MSCI Global Min Vol Factor ETF: 87,274 shares worth $9.96M.
  • B. Riley Wealth Advisors added most to iShares MSCI EAFE Value ETF in Q3 2024, an estimated $6.13M increase.
  • B. Riley Wealth Advisors's biggest Q3 2024 reduction was Apple, cutting an estimated $44.7M.
  • B. Riley Wealth Advisors fully exited Lam Research in Q3 2024, selling an estimated $10.9M.
  • B. Riley Wealth Advisors's ten largest holdings make up 24% of its $3.6B portfolio in Q3 2024.
  • B. Riley Wealth Advisors opened 79 new positions and closed 195 in Q3 2024.
  • B. Riley Wealth Advisors's portfolio value fell 8.5% quarter-over-quarter to $3.6B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2024, filed 13 Dec 2024.